DFX Intelligence
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SEC-registered adviser
A•• C••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Jun 9, 2017 · 10 filings
SEC status approved since Jul 14, 2017
RAUM
$148M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$148M as of Mar 31, 2026
Mar 29, 2018$183M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 29, 20181 then
Employees (5.A)3 as of Mar 31, 2026
Mar 29, 20184 then
Private funds1 as of Mar 31, 2026
Mar 29, 20181 then
RAUM +17% over the last fiscal year+1.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $148MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $148M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$148M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $148M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• W•••••• H••••• | Dallas, Tx | May 30, 2008 | 24 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• W•••••• H••••• from A•• I••••••••• M••••••••• L••May 30, 2008 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• O••••••••• F••• I• L••• | Hedge Fund | $169M | 47 | Jun 9, 2017 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• A•••••• W•••••• · Limited Partnercontrolsince 08/2002 · owns 75% or more
- S•••••• K•••••••• M•••• · Chief Operating Officer & Chief Compliance Officercontrolsince 06/2017 · owns less than 5%
- H•••••• A•••••• W•••••• · Sole Membercontrolsince 08/2002 · owns 75% or more of A•• I••••••••• M••••••••• L••
- H•••••• M•••••••• E••••• · Trusteecontrolsince 12/2009 · owns F of T•• H••••• C••••••••• T••••
Entity owners
- A•• I••••••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- T•• H••••• C••••••••• T•••• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A•• I••••••••• M••••••••• L••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $126M to $148MMar 31, 2025 to Mar 31, 2026
- Employees · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $126M to $148MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $126M to $148MMar 31, 2025 to Mar 31, 2026
- RAUM · $126M to $148MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 2 to 3Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $169M to $126MMar 28, 2024 to Mar 31, 2025
- Employees · 3 to 4Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $169M to $126MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $169M to $126MMar 28, 2024 to Mar 31, 2025
- RAUM · $169M to $126MMar 28, 2024 to Mar 31, 2025
- Assets in custody · $142M to $169MMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $142M to $169MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $142M to $169MMar 31, 2023 to Mar 28, 2024
- RAUM · $142M to $169MMar 31, 2023 to Mar 28, 2024
- Assets in custody · $161M to $142MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $161M to $142MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $161M to $142MMar 31, 2022 to Mar 31, 2023
- RAUM · $161M to $142MMar 31, 2022 to Mar 31, 2023
- Assets in custody · $151M to $161MMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $151M to $161MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $151M to $161MMar 31, 2021 to Mar 31, 2022
- RAUM · $151M to $161MMar 31, 2021 to Mar 31, 2022
- Assets in custody · $157M to $151MMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $157M to $151MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $157M to $151MMar 30, 2020 to Mar 31, 2021
- RAUM · $157M to $151MMar 30, 2020 to Mar 31, 2021
- Advisory employees · 3 to 2Mar 29, 2019 to Mar 30, 2020
- Assets in custody · $147M to $157MMar 29, 2019 to Mar 30, 2020
- Employees · 4 to 3Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $147M to $157MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $147M to $157MMar 29, 2019 to Mar 30, 2020
- RAUM · $147M to $157MMar 29, 2019 to Mar 30, 2020
- Assets in custody · $183M to $147MMar 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $183M to $147MMar 29, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $183M to $147MMar 29, 2018 to Mar 29, 2019
- RAUM · $183M to $147MMar 29, 2018 to Mar 29, 2019
- Pooled vehicle clients · unset to 1.0Jun 9, 2017 to Mar 29, 2018
Signals
1 dated events
- A•• C••••••• L••• filed its initial SEC registration (Form ADV)Jun 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/AWH-CAPITAL-L.P.reportedpublic record, Form ADV, Mar 31, 2026
- Website
- w••.a•••••••••.comreportedpublic record, Form ADV, Mar 31, 2026
- Principal office phone
- 214-462-9100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026