DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Ithaka Group, LLC
Latest filing Jul 17, 2026
First filing on the tape Jan 25, 2012 · 35 filings
SEC status approved since Apr 23, 2008
RAUM
$572M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
46%
$265M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$191M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$572M as of Jul 17, 2026
Jan 25, 2012$174M then
HNW client RAUM$260M as of Jul 17, 2026
Mar 29, 2018$201M then
State-registered IARs (5.B.3)3 as of Jul 17, 2026
Feb 12, 20130 then
Employees (5.A)7 as of Jul 17, 2026
Feb 12, 20136 then
Private funds: no history
RAUM +3.1% over the last fiscal year+8.3% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $191MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $4.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$260M45%
- Investment companies$209M37%
- Corporations and businesses$54.0M9.4%
- Charitable organizations$43.4M7.6%
- Individuals$4.9M0.9%
- Individual clients
- 10reported
- HNW clients
- 97reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 126reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $16.4M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.46 fund_share=0.37 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Ellis O'GormanChartered Financial Analyst | Arlington, Va | Nov 15, 2023 | 25 y | 2 |
| Andrew Joseph ColyerChartered Financial Analyst | Arlington, Va | Nov 15, 2023 | 32 y | 2 |
| Daniel J WhiteChartered Financial Analyst | Arlington, Va | Mar 5, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Scott Ellis O'Gorman from Sands Capital Management, LLCNov 15, 2023 · Other
- Andrew Joseph Colyer from Sands Capital Management, LLCNov 15, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Andrew Colyer · Manager, Director Of Researchcontrolsince 06/2008 · owns less than 5%
- Alan Robert Katzen · Chief Financial Officer, Chief Compliance Officercontrolsince 07/2008 · owns less than 5%
- Ellis Scott O'Gorman · Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- Joseph Andrew Colyer · Membercontrolsince 01/2023 · owns 25% to 50% of Odysseus Management, LLC
- Ellis Scott O'Gorman · Membercontrolsince 05/2008 · owns 25% to 50% of Odysseus Management, LLC
Entity owners
- Odysseus Management, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 127 to 126Feb 18, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Feb 18, 2025 to Mar 31, 2026
- Charity clients · 8 to 7Feb 18, 2025 to Mar 31, 2026
- Corporate clients · 10 to 11Feb 18, 2025 to Mar 31, 2026
- HNW clients · 98 to 97Feb 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $555M to $572MFeb 18, 2025 to Mar 31, 2026
- HNW RAUM · $272M to $260MFeb 18, 2025 to Mar 31, 2026
- Individual RAUM · $4.8M to $4.9MFeb 18, 2025 to Mar 31, 2026
- RAUM · $555M to $572MFeb 18, 2025 to Mar 31, 2026
- Wrap assets (manager) · $13.9M to $16.4MFeb 18, 2025 to Mar 31, 2026
- Accounts · 156 to 127Feb 25, 2024 to Feb 18, 2025
- Corporate clients · 11 to 10Feb 25, 2024 to Feb 18, 2025
- HNW clients · 122 to 98Feb 25, 2024 to Feb 18, 2025
- Individual clients · 14 to 10Feb 25, 2024 to Feb 18, 2025
- Employees · 8 to 7Feb 25, 2024 to Feb 18, 2025
- Financial planning clients · unset to Feb 25, 2024 to Feb 18, 2025
- State-registered IARs · 2 to 3Feb 25, 2024 to Feb 18, 2025
- Discretionary RAUM · $515M to $555MFeb 25, 2024 to Feb 18, 2025
- HNW RAUM · $239M to $272MFeb 25, 2024 to Feb 18, 2025
- Individual RAUM · $5.2M to $4.8MFeb 25, 2024 to Feb 18, 2025
- RAUM · $515M to $555MFeb 25, 2024 to Feb 18, 2025
- Wrap assets (manager) · $35.0M to $13.9MFeb 25, 2024 to Feb 18, 2025
- Accounts · 214 to 156Mar 31, 2023 to Feb 25, 2024
- Charity clients · 7 to 8Mar 31, 2023 to Feb 25, 2024
- Corporate clients · 14 to 11Mar 31, 2023 to Feb 25, 2024
- HNW clients · 172 to 122Mar 31, 2023 to Feb 25, 2024
- Individual clients · 18 to 14Mar 31, 2023 to Feb 25, 2024
- Pension plan clients · 2 to 0Mar 31, 2023 to Feb 25, 2024
- Discretionary RAUM · $450M to $515MMar 31, 2023 to Feb 25, 2024
- HNW RAUM · $206M to $239MMar 31, 2023 to Feb 25, 2024
- Individual RAUM · $4.7M to $5.2MMar 31, 2023 to Feb 25, 2024
- Pension RAUM · $1.1M to $0Mar 31, 2023 to Feb 25, 2024
- RAUM · $450M to $515MMar 31, 2023 to Feb 25, 2024
- Wrap assets (manager) · $39.0M to $35.0MMar 31, 2023 to Feb 25, 2024
- HQ city · BETHESDA to ARLINGTONFeb 6, 2023 to Mar 30, 2023
- HQ state · MD to VAFeb 6, 2023 to Mar 30, 2023
- Accounts · 279 to 214Feb 17, 2022 to Jan 27, 2023
- Charity clients · 8 to 7Feb 17, 2022 to Jan 27, 2023
- Corporate clients · 18 to 14Feb 17, 2022 to Jan 27, 2023
- HNW clients · 224 to 172Feb 17, 2022 to Jan 27, 2023
Signals
3 dated events
- Lee William Johnson (Manager, Chief Executive Officer, Chief Investment Officer) no longer on Schedule A of The Ithaka Group, Llc (listed 2022-02-17, absent 2023-01-27)Jan 27, 2023 · Control person left · inference
- The Ithaka Group, Llc reported RAUM $449.9M, down 47% from $855.4M (2022-02-17 to 2023-01-27)Jan 27, 2023 · RAUM change · derived
- The Ithaka Group, Llc reported RAUM $913.6M, up 50% from $607.1M (2020-06-29 to 2021-02-18)Feb 18, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ithakagroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- asawyer@ithakagroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 240-395-5000reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- ITHAKAGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 240-395-5000reportedpublic record, Form ADV, Jul 17, 2026
- Contact form
- ithakagroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ithakagroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $191Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026