DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Irvington Capital LLC
Latest filing Nov 13, 2012
First filing on the tape Mar 30, 2012 · 5 filings
RAUM
$58.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$55.9M gross assets
History
5 filings and snapshots on the tape
RAUM$58.4M as of Nov 13, 2012
Mar 30, 2012$69.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Nov 13, 2012
Mar 30, 20120 then
Employees (5.A): 3
Private funds2 as of Nov 13, 2012
Mar 30, 20122 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 13, 2012; every figure names its basis
- RAUM per advisor
- $58.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Michael Standifer Elfers to Allium Financial Advisors, LLCDec 31, 2024 · Other
- Reegan Elizabeth Rae to Arnerich Massena, Inc.Jul 6, 2012 · Other
Joined, latest
- Reegan Elizabeth Rae from M Holdings Securities, Inc.Feb 18, 2011 · Other
- Michael Standifer Elfers from Wells Fargo Investments, LLCApr 28, 2008 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Irvington Capital Master Fund, LLC | Hedge Fund | $49.7M | 87 | Aug 5, 2015 |
| Irongate Global Alpha Fund, LLC | Hedge Fund | $44.4M | 80 | Mar 30, 2012 |
| Irongate Absolute Return Fund, LP | Hedge Fund | $40.0M | 81 | Mar 30, 2012 |
| Irvington Capital Fund, LLC | Hedge Fund | $20.7M | 16 | Aug 5, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Standifer Michael Elfers · Managing Member & Chief Compliance Officercontrolsince 03/2008 · owns 75% or more
Related persons
Schedule D 7.A
- Irongate Investment Partners, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · unset to 3.0Jun 29, 2012 to Nov 13, 2012
- Assets in custody · 1500000.0 to unsetJun 29, 2012 to Nov 13, 2012
- Custody of client assets · true to falseJun 29, 2012 to Nov 13, 2012
- Employees · unset to 3.0Jun 29, 2012 to Nov 13, 2012
- State-registered IARs · 0 to 1Jun 29, 2012 to Nov 13, 2012
- Assets in custody · unset to 1500000.0Apr 11, 2012 to Jun 29, 2012
- Custody of client assets · false to trueApr 11, 2012 to Jun 29, 2012
- Discretionary RAUM · $69.8M to $58.4MApr 11, 2012 to Jun 29, 2012
- RAUM · $69.8M to $58.4MApr 11, 2012 to Jun 29, 2012
Signals
1 dated events
- Michael Standifer Elfers left Irvington Capital Llc for Allium Financial Advisors, Llc (registered 2025-01-19)Dec 31, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026