DFX Intelligence

RIA Intelligence

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SEC-registered adviser

U•••• W••••• M••••••••• I•••

Independent wealth managerCRD 147158SEC 801-120603website IAPD

Latest filing Mar 2, 2026

First filing on the tape Feb 22, 2021 · 9 filings

SEC status approved since Mar 24, 2021

RAUM

$274M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$274M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$137M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$274M as of Mar 2, 2026

Feb 14, 2022$155M then

HNW client RAUM$183M as of Mar 2, 2026

Feb 14, 2022$70.0M then

State-registered IARs (5.B.3)2 as of Mar 2, 2026

Feb 14, 20221 then

Employees (5.A)2 as of Mar 2, 2026

Feb 14, 20221 then

Private funds: no history

RAUM +26% over the last fiscal year+25% a year over threeIARs 1 to 2

Practice profile

derived from the filing of Mar 2, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $137MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 169derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.6MderivedHNW RAUM over HNW clients
Average account: $448,282derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +26%derivedbetween the last two annual amendments
Advisor growth, one year: +100%derivedItem 5.B.3 between annual amendments
Client growth, one year: -40%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$183M67%
Individuals$91.4M33%

Individual clients: 223reported
HNW clients: 115reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 611reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
S•••• R••••• U••••	Palm Beach Gardens, Fl	May 28, 2008	23 y	0
R••• U••••	Palm Beach Gardens, Fl	Jul 7, 2025	12 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

U••••• S••••• R••••• · President And Chief Compliance Officercontrol
since 04/2008 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Palm Beach Gardens, Fl	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

clients down average size upCombination · filing Mar 2, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $217,274,060 to $273,900,000, advisors 1 to 2, private clients 564 to 338, offices 0 to 0 (2025-01-22 to 2026-03-02)
peers: independent wealth managers, $100M to $500M (5,678)
client count collapseChange between filings · filing Mar 2, 2026
individual and HNW clients (Item 5.D) moved from 564.0 to 338.0 (-40.0%) between the annual amendments of 2025-01-22 and 2026-03-02; the peer median change was +3.0% (3309 comparable advisers, 3.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (3,309) · 2.6% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 565 to 611
Jul 9, 2025 to Mar 2, 2026
HNW clients · 124 to 115
Jul 9, 2025 to Mar 2, 2026
Individual clients · 440 to 223
Jul 9, 2025 to Mar 2, 2026
Discretionary RAUM · $217M to $274M
Jul 9, 2025 to Mar 2, 2026
HNW RAUM · $164M to $183M
Jul 9, 2025 to Mar 2, 2026
Individual RAUM · $53.1M to $91.4M
Jul 9, 2025 to Mar 2, 2026
RAUM · $217M to $274M
Jul 9, 2025 to Mar 2, 2026
Advisory employees · 1 to 2
Jan 22, 2025 to Jul 9, 2025
Financial planning clients · unset to
Jan 22, 2025 to Jul 9, 2025
State-registered IARs · 1 to 2
Jan 22, 2025 to Jul 9, 2025
Accounts · 528 to 565
Jan 23, 2024 to Jan 22, 2025
HNW clients · 104 to 124
Jan 23, 2024 to Jan 22, 2025
Individual clients · 424 to 440
Jan 23, 2024 to Jan 22, 2025
HQ city · unset to
Jan 23, 2024 to Jan 22, 2025
HQ state · unset to
Jan 23, 2024 to Jan 22, 2025
Discretionary RAUM · $175M to $217M
Jan 23, 2024 to Jan 22, 2025
HNW RAUM · $117M to $164M
Jan 23, 2024 to Jan 22, 2025
Individual RAUM · $58.1M to $53.1M
Jan 23, 2024 to Jan 22, 2025
RAUM · $175M to $217M
Jan 23, 2024 to Jan 22, 2025
Accounts · 470 to 528
Feb 10, 2023 to Jan 23, 2024
HNW clients · 100 to 104
Feb 10, 2023 to Jan 23, 2024
Individual clients · 150 to 424
Feb 10, 2023 to Jan 23, 2024
Discretionary RAUM · $140M to $175M
Feb 10, 2023 to Jan 23, 2024
HNW RAUM · $100M to $117M
Feb 10, 2023 to Jan 23, 2024
Individual RAUM · $40.0M to $58.1M
Feb 10, 2023 to Jan 23, 2024
RAUM · $140M to $175M
Feb 10, 2023 to Jan 23, 2024
Accounts · 433 to 470
Nov 1, 2022 to Feb 10, 2023
Corporate clients · 5.0 to unset
Nov 1, 2022 to Feb 10, 2023
HNW clients · 81 to 100
Nov 1, 2022 to Feb 10, 2023
Individual clients · 100 to 150
Nov 1, 2022 to Feb 10, 2023
Pension plan clients · 15.0 to unset
Nov 1, 2022 to Feb 10, 2023
Employees · 1 to 2
Nov 1, 2022 to Feb 10, 2023
Discretionary RAUM · $155M to $140M
Nov 1, 2022 to Feb 10, 2023
HNW RAUM · $70.0M to $100M
Nov 1, 2022 to Feb 10, 2023
Individual RAUM · $60.0M to $40.0M
Nov 1, 2022 to Feb 10, 2023
Pension RAUM · 20000000.0 to unset
Nov 1, 2022 to Feb 10, 2023
RAUM · $155M to $140M
Nov 1, 2022 to Feb 10, 2023
Accounts · 375 to 433
Feb 23, 2021 to Feb 14, 2022
HNW clients · 50 to 81
Feb 23, 2021 to Feb 14, 2022
Individual clients · 150 to 100
Feb 23, 2021 to Feb 14, 2022

Signals

1 dated events

U•••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
Feb 22, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: c••••@u•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 954-812-0907reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 954-258-4392reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/udine-wealth-management-inc.reportedpublic record, Form ADV, Sep 21, 2026
Website: U••••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 954-258-4392reportedpublic record, Form ADV, Mar 2, 2026
Team page: u•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $137Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026