DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• S••••• C••••••• L•••••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 27 filings
SEC status approved since Jul 24, 2008
RAUM
$9.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
92
58 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
55
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$9.8B as of Mar 31, 2026
Mar 30, 2012$9.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)92 as of Mar 31, 2026
Apr 1, 2013108 then
Private funds55 as of Mar 31, 2026
Mar 30, 201225 then
RAUM -12% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $178MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 55reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
80 reported on Schedule D 7.B.(1)
All funds of W••••• S••••• C••••••• L•••••
Owners and control persons
Schedule A and B, latest filing
- B••••• R•••••• S••••• · Managing Principalcontrolsince 03/2021 · owns less than 5%
- L•••• A•••••• R•• · Chief Legal Officercontrolsince 06/2010 · owns less than 5%
- M•••••••• A••••••• O•••••••• · Chief Compliance Officercontrolsince 03/2011 · owns less than 5%
- M••••••••• E•••• C•••••• · Managing Principalcontrolsince 11/1994 · owns less than 5%
- Q••••••••• J••••••• S•••• · Managing Principalcontrolsince 11/1994 · owns less than 5%
- R••••• R••••••• B•••• · Managing Principalcontrolsince 03/2021 · owns less than 5%
- S•••••••• S••••••• B•••• · Senior Principalcontrolsince 03/2018 · owns less than 5%
- W•••••• R••••••• A•••• · Chief Financial Officercontrolsince 07/2012 · owns less than 5%
Entity owners
- W••••• C•••••• A•••••••• L••• · Sole Memberdirect · owns 75% or more
- W•• M•••••••• I••• · General Partnerindirect · owns F of W••••• C•••••• A•••••••• L•••
Related persons
Schedule D 7.A
- W• K•••••• I•••••••• V••• L•••••pooled vehicle sponsory
- W••••• F••• V•• S•• H•••••••• L•••••pooled vehicle sponsory
- W••••• S••••• C•••••••• M•••••••• L•••pooled vehicle sponsory
- W••••• S••••• D••• C••• M•••••••• L•••pooled vehicle sponsory
- W••••• S••••• D••• M••••••• I•• L•••pooled vehicle sponsory
- W••••• S••••• D••• M••••••• I•• S•••••••pooled vehicle sponsory
- W••••• S••••• D••• M•••••••• L•••pooled vehicle sponsory
- W••••• S••••• D••• M•••••••• S•••••••pooled vehicle sponsory
- W••••• S••••• M••••••• I••• L•••pooled vehicle sponsory
- W••••• S••••• M••••••• I•• L•••pooled vehicle sponsory
- W••••• S••••• M••••••• V• L•••pooled vehicle sponsory
- W••••• S••••• M••••••• V•• L•••pooled vehicle sponsory
- W••••• S••••• M••••••• V••• L•••pooled vehicle sponsory
- W••••• S••••• M••••••• V•••• L•••pooled vehicle sponsory
- W••••• S••••• M••••••• X• L•••pooled vehicle sponsory
- W••••• S••••• M••••• M••••••• I• L•••pooled vehicle sponsory
- W••••• S••••• S•••••• M••••••• V• L•••pooled vehicle sponsory
- W•• A•••••• M•••• I•••••••• V••• L•••••pooled vehicle sponsory
- W•• H••••••••• I•••••••• V••• L•••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 54 to 55Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 60 to 58Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 54 to 55Mar 31, 2025 to Mar 31, 2026
- Employees · 99 to 92Mar 31, 2025 to Mar 31, 2026
- Private funds · 54 to 55Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $11B to $9.8BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $11B to $9.8BMar 31, 2025 to Mar 31, 2026
- RAUM · $11B to $9.8BMar 31, 2025 to Mar 31, 2026
- Accounts · 58 to 54Dec 6, 2024 to Mar 31, 2025
- Pooled vehicle clients · 58 to 54Dec 6, 2024 to Mar 31, 2025
- Employees · 98 to 99Dec 6, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 6, 2024 to Mar 31, 2025
- Private funds · 58 to 54Dec 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $12B to $11BDec 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $12B to $11BDec 6, 2024 to Mar 31, 2025
- RAUM · $12B to $11BDec 6, 2024 to Mar 31, 2025
- Accounts · 70 to 58Mar 30, 2024 to Dec 6, 2024
- Advisory employees · 77 to 60Mar 30, 2024 to Dec 6, 2024
- Pooled vehicle clients · 70 to 58Mar 30, 2024 to Dec 6, 2024
- Employees · 130 to 98Mar 30, 2024 to Dec 6, 2024
- Other offices · 1 to 0Mar 30, 2024 to Dec 6, 2024
- Private funds · 68 to 58Mar 30, 2024 to Dec 6, 2024
- Discretionary RAUM · $14B to $12BMar 30, 2024 to Dec 6, 2024
- Non-discretionary RAUM · $186M to $0Mar 30, 2024 to Dec 6, 2024
- Pooled vehicle RAUM · $15B to $12BMar 30, 2024 to Dec 6, 2024
- RAUM · $15B to $12BMar 30, 2024 to Dec 6, 2024
- Advisory employees · 80 to 77Mar 31, 2023 to Mar 30, 2024
- Employees · 128 to 130Mar 31, 2023 to Mar 30, 2024
- Private funds · 70 to 68Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $14B to $14BMar 31, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $815M to $186MMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $15B to $15BMar 31, 2023 to Mar 30, 2024
- RAUM · $15B to $15BMar 31, 2023 to Mar 30, 2024
- Accounts · 76 to 70Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 76 to 70Mar 31, 2022 to Mar 31, 2023
- Employees · 120 to 128Mar 31, 2022 to Mar 31, 2023
- Private funds · 71 to 70Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $12B to $14BMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $888M to $815MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $15BMar 31, 2022 to Mar 31, 2023
Signals
3 dated events
- Michael Perry Pinto (Senior Principal) no longer on Schedule A of W••••• S••••• C••••••• L••••• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Gary Neil Bluhm (Managing Principal) no longer on Schedule A of W••••• S••••• C••••••• L••••• (listed 2019-03-30, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Jay Ira Schulman (Managing Principal) no longer on Schedule A of W••••• S••••• C••••••• L••••• (listed 2018-05-02, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- W••••• S••••• C••••••• L••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/walton-street-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- WALTONST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-915-2800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
W••••• S••••• C••••••• L••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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