DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W••••• S••••• R••• E••••• P••••••• I•• L•••
Gross asset value
$107M
as of Dec 6, 2024; not a fund size
Peak GAV
$107M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
70%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 31, 2021 to Dec 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$107M as of Dec 6, 2024
Mar 31, 2021$8.9M then
Owners12 as of Dec 6, 2024
Mar 31, 20213 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-369931reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Ameris BankAtlanta, Georgia
- Banc Of CaliforniaSanta Ana, California
- Bank Of America, N.A.Chicago, Illinois
- Bank Of HawaiiHonolulu, Hawaii
- Bmo Harris Bank, N.A.Chicago, Illinois
- Bofa Securities, Inc.Chicago, Illinois
- California Bank & TrustIrvine, California
- Capital One BankSalt Lake City, Utah
- Citizens BankPhiladelphia, Pennsylvania
- First Citizens BankPasadena, California
- JP Morgan Chase Bank, N. A.Chicago, Illinois
- Key Bank, N.A.Albany, New York
- Pnc Bank, N.A.Pittsburgh, Pennsylvania
- U.S. Bank National AssociationSt. Paul, Minnesota
- Wells Fargo Bank, N.A.San Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 70%reportedadviser and related persons