DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• T•••• A•••• M•••••••••
Legal name M• A•••• M••••••••• L••
Latest filing May 15, 2026
First filing on the tape Mar 29, 2012 · 90 filings
SEC status approved since Jun 23, 2008
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.2B
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
90 filings and snapshots on the tape
RAUM$1.2B as of May 15, 2026
Mar 29, 2012$520M then
HNW client RAUM$0 as of Jan 15, 2025
Jan 22, 2018$0 then
State-registered IARs (5.B.3)2 as of May 15, 2026
Feb 6, 20132 then
Employees (5.A)9 as of May 15, 2026
Feb 6, 20135 then
Private funds: no history
RAUM -9.0% over the last fiscal year+3.2% a year over threeIARs 1 to 2offices 1 to 2
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.2B100%
- Individual clients
- 936reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 936reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••••• W•••••• F••• | Charlotte, Nc | Feb 5, 2026 | 11 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H••••• W•••••• F••• from C••• I••••••••• A•••••••• I•••Feb 5, 2026 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••• H•••••• W•••••• · Ceo/Chief Compliance Officercontrolsince 08/2025 · owns less than 5%
- P••••••••• M•••••• · Ceocontrolsince 04/2010 · owns 25% to 50%
- S••••••••• J••••• · Ccosince 08/2018 · owns less than 5%
Entity owners
- M••• L•• · Managing Member/Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list M••••• T•••• A•••• M••••••••• as a related person
- 152611 y
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 15, 2026P••••••••• M•••••• (CEO) left Schedule A between the filings of 2018-08-31 and 2026-05-15peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing May 15, 2026F•••• H•••••• W•••••• (CEO/CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2018-08-31 and 2026-05-15peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Other offices · 0 to 2Feb 3, 2026 to Mar 2, 2026
- Accounts · 1,128 to 936Oct 10, 2025 to Jan 14, 2026
- Individual clients · 1,128 to 936Oct 10, 2025 to Jan 14, 2026
- Employees · 8 to 9Oct 10, 2025 to Jan 14, 2026
- State-registered IARs · 1 to 2Oct 10, 2025 to Jan 14, 2026
- Discretionary RAUM · $1.5B to $1.2BOct 10, 2025 to Jan 14, 2026
- Individual RAUM · $1.5B to $1.2BOct 10, 2025 to Jan 14, 2026
- RAUM · $1.5B to $1.2BOct 10, 2025 to Jan 14, 2026
- Accounts · 1,120 to 1,128Jul 10, 2025 to Oct 10, 2025
- Individual clients · 1,120 to 1,128Jul 10, 2025 to Oct 10, 2025
- Financial planning clients · 0 to 0Jul 10, 2025 to Oct 10, 2025
- Other offices · 1 to 0Jul 10, 2025 to Oct 10, 2025
- Discretionary RAUM · $1.4B to $1.5BJul 10, 2025 to Oct 10, 2025
- Individual RAUM · $1.4B to $1.5BJul 10, 2025 to Oct 10, 2025
- RAUM · $1.4B to $1.5BJul 10, 2025 to Oct 10, 2025
- Accounts · 1,098 to 1,120May 7, 2025 to Jul 10, 2025
- Individual clients · 1,098 to 1,120May 7, 2025 to Jul 10, 2025
- Discretionary RAUM · $1.4B to $1.4BMay 7, 2025 to Jul 10, 2025
- Individual RAUM · $1.4B to $1.4BMay 7, 2025 to Jul 10, 2025
- RAUM · $1.4B to $1.4BMay 7, 2025 to Jul 10, 2025
- Accounts · 1,099 to 1,098Jan 15, 2025 to Apr 11, 2025
- Charity clients · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- Corporate clients · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- HNW clients · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- Individual clients · 1,099 to 1,098Jan 15, 2025 to Apr 11, 2025
- Pension plan clients · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- Pooled vehicle clients · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- Discretionary RAUM · $1.4B to $1.4BJan 15, 2025 to Apr 11, 2025
- HNW RAUM · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- Individual RAUM · $1.4B to $1.4BJan 15, 2025 to Apr 11, 2025
- Pension RAUM · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- Pooled vehicle RAUM · 0.0 to unsetJan 15, 2025 to Apr 11, 2025
- RAUM · $1.4B to $1.4BJan 15, 2025 to Apr 11, 2025
- Accounts · 1,100 to 1,099Oct 8, 2024 to Jan 15, 2025
- Individual clients · 1,100 to 1,099Oct 8, 2024 to Jan 15, 2025
- Discretionary RAUM · $1.3B to $1.4BOct 8, 2024 to Jan 15, 2025
- Individual RAUM · $1.3B to $1.4BOct 8, 2024 to Jan 15, 2025
- RAUM · $1.3B to $1.4BOct 8, 2024 to Jan 15, 2025
- Accounts · 1,104 to 1,100Jul 9, 2024 to Oct 8, 2024
- Individual clients · 1,104 to 1,100Jul 9, 2024 to Oct 8, 2024
Signals
2 dated events
- Steven Jeffrey Tabak (Co-Ceo) no longer on Schedule A of M••••• T•••• A•••• M••••••••• (listed 2021-10-07, absent 2022-01-06)Jan 6, 2022 · Control person left · inference
- David Jeffrey Miller (Co-Ceo) no longer on Schedule A of M••••• T•••• A•••• M••••••••• (listed 2021-10-07, absent 2022-01-06)Jan 6, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 516-761-1622reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- M•••••T••••AM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-850-8103reportedpublic record, Form ADV, May 15, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026