DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Freedom Advisory
Legal name Freedom Advisory, LLC
Latest filing Feb 9, 2026
First filing on the tape Mar 20, 2017 · 25 filings
SEC status approved since Apr 3, 2017
RAUM
$881M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$786M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$147M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$881M as of Feb 9, 2026
Feb 22, 2018$176M then
HNW client RAUM$705M as of Feb 9, 2026
Feb 22, 2018$109M then
State-registered IARs (5.B.3)6 as of Feb 9, 2026
Feb 22, 20184 then
Employees (5.A)11 as of Feb 9, 2026
Feb 22, 20187 then
Private funds: no history
RAUM +26% over the last fiscal year+23% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $147MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $938,851derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $471M, 229 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$705M80%
- Individuals$81.0M9.2%
- Pension and profit-sharing plans$47.9M5.4%
- Corporations and businesses$42.2M4.8%
- Charitable organizations$4.4M0.5%
- Individual clients
- 257reported
- HNW clients
- 166reported
- Pension plan clients
- 83reported
- Charitable clients
- 5reported
- Accounts
- 938reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $471M for 229 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eduardo Jose Ramos | Ft. Lauderdale, Fl | Aug 20, 2008 | 18 y | 0 |
| Giancarlo Diaz-Munio MendezCertified Financial Planner | Guaynabo, Pr | Mar 7, 2014 | 13 y | 0 |
| Roberto Luis Rivera VazquezCertified Financial Planner | Guaynabo, Pr | Apr 19, 2017 | 27 y | 1 |
| Karlamary Aleman ApontePersonal Financial Specialist | Guaynabo, Pr | Jun 26, 2017 | 17 y | 1 |
| Eduardo Andres Ramos Perez | Guaynabo, Pr | Nov 21, 2024 | 11 y | 1 |
| Ricardo Jose Ramos Perez | Guaynabo, Pr | Jul 10, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jeffrey Rodriguez-Aponte to Sb Advisory, LLCApr 13, 2012 · Other
Joined, latest
- Eduardo Andres Ramos Perez from Charles Schwab & Co., Inc.Nov 21, 2024 · Affiliated broker-dealer or bank to independent RIA
- Karlamary Aleman Aponte from Popular Securities, LLCJun 26, 2017 · Other
- Roberto Luis Rivera Vazquez from Popular Securities, LLCApr 19, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patricia Coffey Adriana Guevara · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- Jose Eduardo Ramos · Managing Member And Managing Directorcontrolsince 01/2019 · owns less than 5%
- Jose Eduardo Ramos · Managing Membercontrolsince 11/2021 · owns 75% or more of Brion LLC
Entity owners
- Brion LLC · Direct Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Guaynabo, Pr · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Fort Lauderdale, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Feb 9, 2026custody of client assets (Item 9.A): no on the filing of 2025-07-08, yes on the filing of 2026-02-09peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 805 to 938Jul 8, 2025 to Feb 9, 2026
- Advisory employees · 5 to 6Jul 8, 2025 to Feb 9, 2026
- Corporate clients · 10 to 9Jul 8, 2025 to Feb 9, 2026
- HNW clients · 142 to 166Jul 8, 2025 to Feb 9, 2026
- Individual clients · 223 to 257Jul 8, 2025 to Feb 9, 2026
- Pension plan clients · 71 to 83Jul 8, 2025 to Feb 9, 2026
- Assets in custody · unset to 471095721.0Jul 8, 2025 to Feb 9, 2026
- Custody of client assets · false to trueJul 8, 2025 to Feb 9, 2026
- State-registered IARs · 5 to 6Jul 8, 2025 to Feb 9, 2026
- Discretionary RAUM · $698M to $881MJul 8, 2025 to Feb 9, 2026
- HNW RAUM · $534M to $705MJul 8, 2025 to Feb 9, 2026
- Individual RAUM · $95.4M to $81.0MJul 8, 2025 to Feb 9, 2026
- Pension RAUM · $33.9M to $47.9MJul 8, 2025 to Feb 9, 2026
- RAUM · $698M to $881MJul 8, 2025 to Feb 9, 2026
- Financial planning clients · 1-10 to 1-10Feb 26, 2025 to Jul 8, 2025
- Accounts · 718 to 805Feb 7, 2024 to Feb 26, 2025
- Advisory employees · 4 to 5Feb 7, 2024 to Feb 26, 2025
- HNW clients · 124 to 142Feb 7, 2024 to Feb 26, 2025
- Individual clients · 215 to 223Feb 7, 2024 to Feb 26, 2025
- Pension plan clients · 66 to 71Feb 7, 2024 to Feb 26, 2025
- Employees · 8 to 11Feb 7, 2024 to Feb 26, 2025
- State-registered IARs · 4 to 5Feb 7, 2024 to Feb 26, 2025
- Discretionary RAUM · $549M to $698MFeb 7, 2024 to Feb 26, 2025
- HNW RAUM · $421M to $534MFeb 7, 2024 to Feb 26, 2025
- Individual RAUM · $67.9M to $95.4MFeb 7, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $5.3M to $0Feb 7, 2024 to Feb 26, 2025
- Pension RAUM · $34.0M to $33.9MFeb 7, 2024 to Feb 26, 2025
- RAUM · $554M to $698MFeb 7, 2024 to Feb 26, 2025
- Accounts · 661 to 718Feb 6, 2023 to Feb 7, 2024
- Corporate clients · 6 to 10Feb 6, 2023 to Feb 7, 2024
- HNW clients · 116 to 124Feb 6, 2023 to Feb 7, 2024
- Individual clients · 204 to 215Feb 6, 2023 to Feb 7, 2024
- Pension plan clients · 57 to 66Feb 6, 2023 to Feb 7, 2024
- Discretionary RAUM · $471M to $549MFeb 6, 2023 to Feb 7, 2024
- HNW RAUM · $353M to $421MFeb 6, 2023 to Feb 7, 2024
- Individual RAUM · $68.1M to $67.9MFeb 6, 2023 to Feb 7, 2024
- Non-discretionary RAUM · $1.2M to $5.3MFeb 6, 2023 to Feb 7, 2024
- Pension RAUM · $27.4M to $34.0MFeb 6, 2023 to Feb 7, 2024
- RAUM · $472M to $554MFeb 6, 2023 to Feb 7, 2024
- Accounts · 615 to 661Sep 28, 2022 to Feb 6, 2023
Signals
5 dated events
- Freedom Advisory reported RAUM $880.6M, up 26% from $697.8M (2025-07-08 to 2026-02-09)Feb 9, 2026 · RAUM change · derived
- Freedom Advisory reported RAUM $697.8M, up 26% from $554.3M (2024-02-07 to 2025-02-26)Feb 26, 2025 · RAUM change · derived
- Patricia Coffey Adriana Guevara (Chief Compliance Officer) appeared on Schedule A of Freedom AdvisoryFeb 7, 2024 · Control person joined · fact
- Freedom Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 23, 2019 · Succession (Item 4) · fact
- Freedom Advisory filed its initial SEC registration (Form ADV)Mar 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/freedom-advisory-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FREEDOM-ADVISORY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 787-792-3000reportedpublic record, Form ADV, Feb 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $147Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026