DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••• A•••• G••••• I••••••••• •••• L••
Latest filing May 6, 2026
First filing on the tape Mar 30, 2012 · 38 filings
SEC status approved since Aug 20, 2008
RAUM
$5.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
19
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$5.8B as of May 6, 2026
Jun 29, 2012$26B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 6, 2026
Jun 25, 201310 then
Employees (5.A)25 as of May 6, 2026
Jun 25, 201337 then
Private funds19 as of May 6, 2026
Mar 29, 20191 then
RAUM +32% over the last fiscal year+7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $129MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.3B92%
- Investment companies$477M8.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 45reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• A•••• P•••••• P••••• F••• I•• L• | Venture Capital Fund | $252M | 8 | Mar 29, 2022 |
| M•••• A•••• P•••••• M••• F••• I• L• | Venture Capital Fund | $140M | 5 | Mar 27, 2023 |
| M•••• A•••• P•••••• M••• F••• I••• L• | Venture Capital Fund | $115M | 5 | Jun 15, 2023 |
| M•••• A•••• D••••••••• T••••••••• F••• I• L• | Venture Capital Fund | $114M | 3 | Mar 30, 2020 |
| M•••• A•••• P•••••• P••••• F••• I• L• | Venture Capital Fund | $53.7M | 9 | Mar 31, 2021 |
| M•••• A•••• P•••••• X• F••• I• L• | Venture Capital Fund | $44.5M | 4 | Mar 27, 2023 |
| M•••• A•••• P•••••• P••••• F••• I• L• | Venture Capital Fund | $33.6M | 5 | Mar 31, 2021 |
| M•••• A•••• A•••• F••• I• L• | Venture Capital Fund | $25.0M | 7 | Mar 29, 2022 |
| M•••• A•••• P•••••• O••••••••• F••• I• L• | Venture Capital Fund | $18.6M | 2 | Mar 29, 2022 |
| M•••• A•••• P•••••• M••• F••• I•• L• | Venture Capital Fund | $12.7M | 4 | Mar 27, 2024 |
| M•••• A•••• I••• F••• I• L• | Venture Capital Fund | $10.1M | 4 | Mar 27, 2023 |
| M•••• A•••• A• C••••••••• L• | Venture Capital Fund | $9.2M | 2 | Mar 27, 2023 |
| M•••• C•••••••• I• L•• | Venture Capital Fund | $8.0M | 1 | Mar 27, 2024 |
| M•••• A•••• F••••• F••• I• L• | Venture Capital Fund | $7.0M | 11 | Mar 29, 2022 |
| M•••• A•••• G••••• L••• S•••• M•••••• L••• | Hedge Fund | $0 | 3 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• A••••• · Head Of Legal/ Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- H••• J••• H••• · Co-Chief Executive Officercontrolsince 12/2022 · owns less than 5%
- P•••• T•••••• J•••••••• · Co-Chief Executive Officercontrolsince 12/2022 · owns less than 5%
- W•••• S•••••• · Head Of Financecontrolsince 01/2018 · owns less than 5%
- P•••• H•••• J•• · Shareholdercontrolsince 01/2006 · owns 75% or more of M•••• A•••• G••••• I••••••••• C••• L•••
Entity owners
- M•••• A•••• G••••• I••••••••• •••• I••• · Memberdirect · owns 75% or more
- M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• · Shareholderindirect · owns 25% to 50% of M•••• A•••• G••••• I••••••••• •••• I•••
- M•••• A•••• G••••• I••••••••• C••• L••• · Shareholderindirect · owns 75% or more of M•••• A•••• G••••• I••••••••• •••• K•••• L••••••
- M•••• A•••• G••••• I••••••••• C••• L••• · Shareholderindirect · owns 50% to 75% of M•••• A•••• G••••• I••••••••• •••• I•••
Related persons
Schedule D 7.A
- G••••• X• M••••••••• •••• L••investment advisern
- G••••• X• M••••••••• C•••••• ••••••• L••••••investment advisern
- G••••• X• M••••••••• C•••••• L••investment adviserbanknRAUM $83B
- H••••••• E••• M••••••••• ••••••• I•••investment advisern
- M•••• A•••• C•••••• C••• L••investment adviserpooled vehicle sponsorn
- M•••• A•••• C•••••• L••• S•••••• V••••••• I• L••pooled vehicle sponsorn
- M•••• A•••• C•••••• L••• S••••••• I•••investment adviserpooled vehicle sponsorn
- M•••• A•••• G••••• I••••••••• •••• K•••• L••••••investment adviseryRAUM $7.9B
- M•••• A•••• G••••• I••••••••• C••• L•••investment advisery
- M•••• A•••• H•••• P••••••• I• L••pooled vehicle sponsory
- M•••• A•••• S••••••••• ••• L•••broker-dealern
- M•••• A•••• S••••••••• ••• L••broker-dealern
- M•••• A•••• S••••••••• •••• I•••broker-dealerinvestment advisercustodiann
- M•••• A•••• S••••••••• C• L••broker-dealern
- M•••• A•••• V••••••• I• L••pooled vehicle sponsory
- M•••• A•••• V••••••• I• L••pooled vehicle sponsory
- M•••• A•••• V••••••• I•• L••pooled vehicle sponsory
- M•••• A•••• V••••••• I• L••pooled vehicle sponsory
Advisers that list M•••• A•••• G••••• I••••••••• •••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA4 employees
What changed
consecutive filings, newest first
- Accounts · 46 to 45Jul 11, 2025 to Mar 27, 2026
- Advisory employees · 14 to 13Jul 11, 2025 to Mar 27, 2026
- Pooled vehicle clients · 45 to 43Jul 11, 2025 to Mar 27, 2026
- Employees · 27 to 25Jul 11, 2025 to Mar 27, 2026
- Private funds · 17 to 19Jul 11, 2025 to Mar 27, 2026
- Discretionary RAUM · $4.7B to $5.8BJul 11, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $8.7M to $8.1MJul 11, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $4.5B to $5.3BJul 11, 2025 to Mar 27, 2026
- RAUM · $4.7B to $5.8BJul 11, 2025 to Mar 27, 2026
- Employees · 28 to 27Apr 28, 2025 to Jul 11, 2025
- Financial planning clients · 0 to 0Apr 28, 2025 to Jul 11, 2025
- Discretionary RAUM · $4.4B to $4.7BApr 28, 2025 to Jul 11, 2025
- Non-discretionary RAUM · $8.1M to $8.7MApr 28, 2025 to Jul 11, 2025
- Pooled vehicle RAUM · $4.2B to $4.5BApr 28, 2025 to Jul 11, 2025
- RAUM · $4.4B to $4.7BApr 28, 2025 to Jul 11, 2025
- Advisory employees · 10 to 14May 6, 2024 to Apr 28, 2025
- Employees · 30 to 28May 6, 2024 to Apr 28, 2025
- Private funds · 14 to 17May 6, 2024 to Apr 28, 2025
- Discretionary RAUM · $4.2B to $4.4BMay 6, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $8.8M to $8.1MMay 6, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $4.1B to $4.2BMay 6, 2024 to Apr 28, 2025
- RAUM · $4.2B to $4.4BMay 6, 2024 to Apr 28, 2025
- Accounts · 45 to 46Jun 15, 2023 to Mar 27, 2024
- Advisory employees · 15 to 10Jun 15, 2023 to Mar 27, 2024
- Advisory activities · 4 to 3Jun 15, 2023 to Mar 27, 2024
- BD registered reps · 3 to 0Jun 15, 2023 to Mar 27, 2024
- Pooled vehicle clients · 42 to 45Jun 15, 2023 to Mar 27, 2024
- Employees · 38 to 30Jun 15, 2023 to Mar 27, 2024
- Private funds · 13 to 14Jun 15, 2023 to Mar 27, 2024
- Discretionary RAUM · $4.6B to $4.2BJun 15, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $8.8M to $8.8MJun 15, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $4.1B to $4.1BJun 15, 2023 to Mar 27, 2024
- RAUM · $4.7B to $4.2BJun 15, 2023 to Mar 27, 2024
- Accounts · 46 to 45Mar 27, 2023 to Jun 15, 2023
- Pooled vehicle clients · 43 to 42Mar 27, 2023 to Jun 15, 2023
- Private funds · 12 to 13Mar 27, 2023 to Jun 15, 2023
- Discretionary RAUM · $4.7B to $4.6BMar 27, 2023 to Jun 15, 2023
- Non-discretionary RAUM · $11.6M to $8.8MMar 27, 2023 to Jun 15, 2023
- Pooled vehicle RAUM · $4.1B to $4.1BMar 27, 2023 to Jun 15, 2023
- RAUM · $4.7B to $4.7BMar 27, 2023 to Jun 15, 2023
Signals
10 dated events
- M•••• A•••• G••••• I••••••••• •••• L•• reported RAUM $4.7B, down 28% from $6.5B (2023-02-13 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Armand Aponte (Head Of Legal/ Chief Compliance Officer) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• L••Feb 13, 2023 · Control person joined · fact
- S•••••• W••• (Head Of Finance) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• L••Feb 13, 2023 · Control person joined · fact
- Nicholas Thomas Calabria (Chief Compliance Officer) no longer on Schedule A of M•••• A•••• G••••• I••••••••• •••• L•• (listed 2021-06-21, absent 2022-03-17)Mar 17, 2022 · Control person left · inference
- Jefferson Thomas Park (President) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• L••Apr 19, 2021 · Control person joined · fact
- M•••• A•••• G••••• I••••••••• •••• L•• reported RAUM $7.3B, up 42% from $5.1B (2020-04-09 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Earl Robert Shea (Chief Marketing Officer) no longer on Schedule A of M•••• A•••• G••••• I••••••••• •••• L•• (listed 2020-04-09, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Joon Hyuk Heo (Chief Executive Officer) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• L••Mar 30, 2020 · Control person joined · fact
- Tuck Chung Lee (Chief Executive Officer) no longer on Schedule A of M•••• A•••• G••••• I••••••••• •••• L•• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- M•••• A•••• G••••• I••••••••• •••• L•• reported RAUM $4.5B, down 39% from $7.3B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M•••• A•••• G••••• I••••••••• •••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- investments.miraeasset.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-205-8300reportedpublic record, Form ADV, May 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026