DFX Intelligence

RIA Intelligence

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SEC-registered adviser

M••••• P•••••• W•••••

Independent wealth managerLondon, CRD 147686SEC 801-69385website IAPD

Legal name M••••• L••

Latest filing Aug 7, 2026

First filing on the tape Feb 24, 2012 · 58 filings

SEC status approved since Aug 18, 2008

RAUM

$5.0B

reported, Item 5.F

Discretionary

74%

of RAUM

Private clients

99%

$4.9B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$708M

derived; firm RAUM over IAPD count

Employees

129

24 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

58 filings and snapshots on the tape

RAUM$5.0B as of Aug 7, 2026

May 14, 2012$490M then

HNW client RAUM$2.8B as of Aug 7, 2026

Jun 27, 2018$1.5B then

State-registered IARs (5.B.3)7 as of Aug 7, 2026

May 14, 20120 then

Employees (5.A)129 as of Aug 7, 2026

Jun 6, 20137 then

Private funds: no history

RAUM +85% over the last fiscal year+31% a year over threeIARs 8 to 7

Practice profile

derived from the filing of Aug 7, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $620MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 430derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.9MderivedHNW RAUM over HNW clients
Average account: $914,541derivedRAUM over accounts (5.F.2.f)
Discretionary: 74%derivedof RAUM
Institutional: 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 16.1derivedItem 5.A over advisors
Advisors per office: 8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +22%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +14%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
Financial planning clients: 3,500reportedItem 5.H
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$2.8B56%
Individuals$2.1B43%
Charitable organizations$40.4M0.8%

Individual clients: 2,723reported
HNW clients: 720reported
Pension plan clients: n/areported
Charitable clients: 67reported
Accounts: 5,421reported
Financial planning clients: 3,500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••••• E•• M•••••••	London	Jul 27, 2011	28 y	0
D•••• R••• D•••••	London	Jan 16, 2013	17 y	1
A••••• L••••• S•••••	London	Jan 17, 2018	20 y	1
M••• E• S••••	Hong Kong	Mar 8, 2024	24 y	1
A••••• J• S••••Certified Financial Planner	Hong Kong	Mar 8, 2024	19 y	1
J•••• R••••• D••••• S•••••Chartered Financial Analyst	London	Nov 10, 2025	18 y	1
G••••• F•••	London	Mar 27, 2026	12 y	0
D•••• R••••• E••••	London	Sep 18, 2026	16 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

M••• E• S•••• to M••••• A••• L••••••
Dec 18, 2012 · Other
A••••• J• S•••• to M••••• A••• L••••••
Dec 18, 2012 · Other
K•••••••• M••••• S•••• to C•••••••• G••••• M•••••• I•••
Jul 6, 2012 · Other

Joined, latest

D•••• R••••• E•••• from U•• F•••••••• S••••••• I•••
Sep 18, 2026 · Wirehouse to independent RIA
A••••• L••••• S••••• from W••• G•••• C•••••• A•••••••
Jan 17, 2018 · Other
K•••••••• M••••• S•••• from C•••••••• G••••• M•••••• I•••
Apr 16, 2010 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••• A••••• · Partnercontrol
since 04/2022 · owns less than 5%
C•••• M•••• S•••• · Chief Compliance Officercontrol
since 04/2024 · owns less than 5%
D•••••• D••••• R••• · Partner, Financial Advisorcontrol
since 04/2015 · owns 5% to 10%
F••••••••• H••••• Q•••••• A•••••••• · Partner, Financial Advisorcontrol
since 04/2016 · owns less than 5%
F••••••• T•••••• · Partnercontrol
since 04/2020 · owns less than 5%
H••••••• E•••••• A••••••• · Partnercontrol
since 04/2022 · owns less than 5%
M•••••••• J•••••• E•• · Managing Director, Uk And Europecontrol
since 09/2008 · owns less than 5%
S•••••• J••••• R••••• D••••• · Managing Director, Uk And Europecontrol
since 06/2008 · owns less than 5%
S•••••• A•••••• L••••• · Partnercontrol
since 04/2020 · owns less than 5%
P•••••• J••••• W•••••• · Foreign L•••••• Company
since 05/2015 · owns F of B••• F•• P••••••••• L••••••

Entity owners

B••• F•• P••••••••• L•••••• · Foreign L•••••• Company
direct · owns 25% to 50%
C• B•••••••• B•••• L•••••• · Foreign L•••••• Company
direct · owns 50% to 75%
P•••••• G•••• C•••••• L•••••• · Foreign L•••••• Company
indirect · owns 75% or more of B••• F•• P••••••••• L••••••
T•• D•••••• F••••• T•••• · Foreign Trust
indirect · owns 75% or more of P•••••• G•••• C•••••• L••••••

Related persons

Schedule D 7.A

M••••• A••• L••••••
investment advisernRAUM $106M
M••••• A•••• M••••••••• L••••••
investment adviserpooled vehicle sponsorn

Advisers that list M••••• P•••••• W••••• as a related person

310966 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

8 against comparable advisers; where to look, not conclusions

high employee count relative to advisorsStatic outlier · filing Aug 7, 2026
employees per registered advisor of 16.1 against a peer median of 1.5 (1101 comparable advisers, 100.0th percentile, 30.6 robust deviations)
peers: independent wealth managers, $1B to $5B (1,101) · 100% percentile
unusually high clients per advisorStatic outlier · filing Aug 7, 2026
private clients per advisor of 430.4 against a peer median of 64.5 (1151 comparable advisers, 98.0th percentile, 9.0 robust deviations)
peers: independent wealth managers, $1B to $5B (1,151) · 98% percentile
control person changedChange between filings · filing Aug 7, 2026
F••••••• T•••••• (PARTNER) left Schedule A between the filings of 2024-08-05 and 2026-08-07
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Aug 7, 2026
S•••••• A•••••• L••••• (PARTNER) left Schedule A between the filings of 2024-08-05 and 2026-08-07
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Aug 7, 2026
D•••••• D••••• R••• (PARTNER, FINANCIAL ADVISOR) left Schedule A between the filings of 2024-08-05 and 2026-08-07
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Aug 7, 2026
H••••••• E•••••• A••••••• (PARTNER) left Schedule A between the filings of 2024-08-05 and 2026-08-07
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Aug 7, 2026
B•••••• A••••• (PARTNER) left Schedule A between the filings of 2024-08-05 and 2026-08-07
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Aug 7, 2026
F••••••••• H••••• Q•••••• A•••••••• (PARTNER, FINANCIAL ADVISOR) left Schedule A between the filings of 2024-08-05 and 2026-08-07
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Related insurance company · false to true
Jun 9, 2026 to Jul 31, 2026
Accounts · 4,554 to 5,421
Dec 2, 2025 to Jun 9, 2026
Charity clients · 5 to 67
Dec 2, 2025 to Jun 9, 2026
HNW clients · 603 to 720
Dec 2, 2025 to Jun 9, 2026
Individual clients · 2,198 to 2,723
Dec 2, 2025 to Jun 9, 2026
Employees · 125 to 129
Dec 2, 2025 to Jun 9, 2026
State-registered IARs · 8 to 7
Dec 2, 2025 to Jun 9, 2026
Discretionary RAUM · $2.8B to $3.7B
Dec 2, 2025 to Jun 9, 2026
HNW RAUM · $2.1B to $2.8B
Dec 2, 2025 to Jun 9, 2026
Individual RAUM · $1.7B to $2.1B
Dec 2, 2025 to Jun 9, 2026
Non-discretionary RAUM · $1.0B to $1.3B
Dec 2, 2025 to Jun 9, 2026
RAUM · $3.8B to $5.0B
Dec 2, 2025 to Jun 9, 2026
Financial planning clients · More than 500 to More than 500
Jun 20, 2025 to Jul 22, 2025
Accounts · 3,894 to 4,554
Apr 16, 2025 to Jun 20, 2025
Advisory employees · 23 to 24
Apr 16, 2025 to Jun 20, 2025
Charity clients · 6 to 5
Apr 16, 2025 to Jun 20, 2025
HNW clients · 533 to 603
Apr 16, 2025 to Jun 20, 2025
Individual clients · 1,879 to 2,198
Apr 16, 2025 to Jun 20, 2025
Employees · 109 to 125
Apr 16, 2025 to Jun 20, 2025
Discretionary RAUM · $2.3B to $2.8B
Apr 16, 2025 to Jun 20, 2025
HNW RAUM · $1.8B to $2.1B
Apr 16, 2025 to Jun 20, 2025
Individual RAUM · $1.4B to $1.7B
Apr 16, 2025 to Jun 20, 2025
Non-discretionary RAUM · $973M to $1.0B
Apr 16, 2025 to Jun 20, 2025
RAUM · $3.3B to $3.8B
Apr 16, 2025 to Jun 20, 2025
HQ state · unset to
Sep 20, 2024 to Feb 12, 2025
Accounts · 3,431 to 3,894
Mar 26, 2024 to Jun 28, 2024
Advisory employees · 19 to 23
Mar 26, 2024 to Jun 28, 2024
Charity clients · 4 to 6
Mar 26, 2024 to Jun 28, 2024
HNW clients · 433 to 533
Mar 26, 2024 to Jun 28, 2024
Individual clients · 1,675 to 1,879
Mar 26, 2024 to Jun 28, 2024
Employees · 92 to 109
Mar 26, 2024 to Jun 28, 2024
Discretionary RAUM · $1.9B to $2.3B
Mar 26, 2024 to Jun 28, 2024
HNW RAUM · $1.4B to $1.8B
Mar 26, 2024 to Jun 28, 2024
Individual RAUM · $1.2B to $1.4B
Mar 26, 2024 to Jun 28, 2024
Non-discretionary RAUM · $821M to $973M
Mar 26, 2024 to Jun 28, 2024
RAUM · $2.7B to $3.3B
Mar 26, 2024 to Jun 28, 2024
Accounts · 2,982 to 3,431
Dec 22, 2022 to Jun 27, 2023
Advisory employees · 18 to 19
Dec 22, 2022 to Jun 27, 2023
Charity clients · 2 to 4
Dec 22, 2022 to Jun 27, 2023
HNW clients · 293 to 433
Dec 22, 2022 to Jun 27, 2023

Signals

11 dated events

D•••• R••••• E•••• registered as an investment adviser representative at M••••• P•••••• W•••••
Sep 18, 2026 · Advisor registered · fact
M••••• P•••••• W••••• reported RAUM $5.0B, up 29% from $3.8B (2025-12-02 to 2026-06-09)
Jun 9, 2026 · RAUM change · derived
Caroline Sellon (Foreign Limited Company) no longer on Schedule A of M••••• P•••••• W••••• (listed 2022-12-22, absent 2023-06-27)
Jun 27, 2023 · Control person left · inference
B•••••• N•••••• Tissot-Dit-Sanfin (Partner And Chief Operating Officer) no longer on Schedule A of M••••• P•••••• W••••• (listed 2022-12-22, absent 2023-06-27)
Jun 27, 2023 · Control person left · inference
A••••• B••••• (Partner) appeared on Schedule A of M••••• P•••••• W•••••
Jun 21, 2022 · Control person joined · fact
A••••••• E••••• H•••••• (Partner) appeared on Schedule A of M••••• P•••••• W•••••
Jun 21, 2022 · Control person joined · fact
Holli Rubin (Foreign Limited Company) no longer on Schedule A of M••••• P•••••• W••••• (listed 2021-06-24, absent 2022-06-21)
Jun 21, 2022 · Control person left · inference
M••••• P•••••• W••••• reported RAUM $2.2B, up 38% from $1.6B (2020-06-30 to 2021-06-24)
Jun 24, 2021 · RAUM change · derived
Lauren Andrea Solana (Partner) appeared on Schedule A of M••••• P•••••• W•••••
Jun 23, 2020 · Control person joined · fact
Torgeir Flonaes (Partner) appeared on Schedule A of M••••• P•••••• W•••••
Jun 23, 2020 · Control person joined · fact
M••••• P•••••• W••••• reported RAUM $1.6B, up 38% from $1.2B (2018-04-17 to 2018-06-27)
Jun 27, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: s••••••.linkreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: +44 20 7043 0455reportedpublic record, Form ADV, Aug 7, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $708Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026