DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• A••• L••••••
Latest filing Mar 10, 2026
First filing on the tape Feb 1, 2021 · 12 filings
SEC status approved since Mar 31, 2021
RAUM
$106M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$106M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$53.0M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$106M as of Mar 10, 2026
Feb 9, 2022$51.2M then
HNW client RAUM$97.5M as of Mar 10, 2026
Feb 9, 2022$40.8M then
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Feb 9, 20222 then
Employees (5.A)5 as of Mar 10, 2026
Feb 9, 20222 then
Private funds: no history
RAUM +29% over the last fiscal year+19% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $53.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $438,410derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$97.5M92%
- Individuals$8.6M8.1%
- Individual clients
- 34reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 242reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• E• S•••• from M••••• P•••••• W•••••Mar 8, 2024 · Other
- A••••• J• S•••• from M••••• P•••••• W•••••Mar 8, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• J•••••• E• · Significant Shareholder, Control Personcontrolsince 02/2016 · owns 25% to 50%
- S••••• A•••••• J• · Directorcontrolsince 02/2016 · owns 25% to 50%
- S••••• M•••• E• · Directorcontrolsince 02/2016 · owns 25% to 50%
- S•••••• J••••• R••••• D••••• · Significant Shareholdersince 02/2016 · owns 10% to 25%
Related persons
Schedule D 7.A
- M••••• A•••• M••••••••• L••••••investment adviserpooled vehicle sponsorn
- M••••• P•••••• W•••••investment advisernRAUM $5.0B
Advisers that list M••••• A••• L•••••• as a related person
- 147686 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 180 to 242Mar 24, 2025 to Mar 10, 2026
- HNW clients · 26 to 38Mar 24, 2025 to Mar 10, 2026
- Individual clients · 30 to 34Mar 24, 2025 to Mar 10, 2026
- Discretionary RAUM · $82.4M to $106MMar 24, 2025 to Mar 10, 2026
- HNW RAUM · $72.1M to $97.5MMar 24, 2025 to Mar 10, 2026
- Individual RAUM · $10.3M to $8.6MMar 24, 2025 to Mar 10, 2026
- RAUM · $82.4M to $106MMar 24, 2025 to Mar 10, 2026
- Individual clients · 25 to 30Dec 16, 2024 to Mar 24, 2025
- Financial planning clients · 51-100 to 51-100Dec 16, 2024 to Mar 24, 2025
- HQ state · unset to Dec 16, 2024 to Mar 24, 2025
- Discretionary RAUM · $73.2M to $82.4MDec 16, 2024 to Mar 24, 2025
- HNW RAUM · $62.9M to $72.1MDec 16, 2024 to Mar 24, 2025
- Individual RAUM · $10.4M to $10.3MDec 16, 2024 to Mar 24, 2025
- RAUM · $73.2M to $82.4MDec 16, 2024 to Mar 24, 2025
- Accounts · 155 to 180Mar 17, 2023 to Feb 26, 2024
- Advisory employees · 3 to 4Mar 17, 2023 to Feb 26, 2024
- HNW clients · 22 to 26Mar 17, 2023 to Feb 26, 2024
- Employees · 3 to 5Mar 17, 2023 to Feb 26, 2024
- Financial planning clients · 26-50 to 51-100Mar 17, 2023 to Feb 26, 2024
- Discretionary RAUM · $63.4M to $73.2MMar 17, 2023 to Feb 26, 2024
- HNW RAUM · $54.6M to $62.9MMar 17, 2023 to Feb 26, 2024
- Individual RAUM · $8.8M to $10.4MMar 17, 2023 to Feb 26, 2024
- RAUM · $63.4M to $73.2MMar 17, 2023 to Feb 26, 2024
- Accounts · 140 to 155Jun 9, 2022 to Mar 17, 2023
- Advisory employees · 2 to 3Jun 9, 2022 to Mar 17, 2023
- HNW clients · 20 to 22Jun 9, 2022 to Mar 17, 2023
- Individual clients · 22 to 25Jun 9, 2022 to Mar 17, 2023
- Employees · 2 to 3Jun 9, 2022 to Mar 17, 2023
- Discretionary RAUM · $51.2M to $63.4MJun 9, 2022 to Mar 17, 2023
- HNW RAUM · $40.8M to $54.6MJun 9, 2022 to Mar 17, 2023
- Individual RAUM · $10.4M to $8.8MJun 9, 2022 to Mar 17, 2023
- RAUM · $51.2M to $63.4MJun 9, 2022 to Mar 17, 2023
- Accounts · 84 to 140Mar 24, 2021 to Feb 9, 2022
- HNW clients · 14 to 20Mar 24, 2021 to Feb 9, 2022
- Individual clients · 15 to 22Mar 24, 2021 to Feb 9, 2022
- Discretionary RAUM · $37.3M to $51.2MMar 24, 2021 to Feb 9, 2022
- HNW RAUM · $33.2M to $40.8MMar 24, 2021 to Feb 9, 2022
- Individual RAUM · $4.2M to $10.4MMar 24, 2021 to Feb 9, 2022
- RAUM · $37.3M to $51.2MMar 24, 2021 to Feb 9, 2022
Signals
3 dated events
- E Joshua Matthews (Significant Shareholder, Control Person) appeared on Schedule A of M••••• A••• L••••••Aug 22, 2024 · Control person joined · fact
- Eli Joshua Matthews (Significant Shareholder, Control Person) no longer on Schedule A of M••••• A••• L•••••• (listed 2024-02-26, absent 2024-08-22)Aug 22, 2024 · Control person left · inference
- M••••• A••• L•••••• filed its initial SEC registration (Form ADV)Feb 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 646-542-1748reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- hk.linkedin.com/company/maseco-asia-limitedreportedpublic record, Form ADV, Sep 19, 2026
- Website
- masecoasia.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 852 5808 2064reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- masecoasia.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- masecoasia.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026