DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Retirement Advisors, LLC
Latest filing Mar 26, 2026
First filing on the tape Mar 29, 2012 · 19 filings
SEC status approved since Jul 31, 2008
RAUM
$186M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
19%
$35.9M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$62.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$186M as of Mar 26, 2026
Mar 29, 2012$120M then
HNW client RAUM$25.1M as of Mar 26, 2026
Mar 27, 2018$13.3M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 29, 20120 then
Employees (5.A)3 as of Mar 26, 2026
Mar 27, 20132 then
Private funds: no history
RAUM +6.8% over the last fiscal year+8.3% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $62.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 81%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$150M81%
- High-net-worth individuals$25.1M13%
- Individuals$10.8M5.8%
- Individual clients
- 35reported
- HNW clients
- 19reported
- Pension plan clients
- 15reported
- Charitable clients
- n/areported
- Accounts
- 113reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.19 fund_share=0.0 institutional_share=0.81 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Charles Perry | Dallas, Tx | Jul 31, 2008 | 28 y | 1 |
| Michael Charles Perry | Dallas, Tx | Mar 14, 2019 | 10 y | 0 |
| Samuel James Perry | Dallas, Tx | Oct 24, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michael Charles Perry from Bok Financial Asset Management, Inc.Jul 31, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Michael Perry · Chief Compliance Officer & Managing Membercontrolsince 06/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 26, 2026discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $100M to $500M (212) · 0.0% percentile
- business activity changedChange between filings · filing Mar 26, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2025-02-28, no on the filing of 2026-03-26peers: other advisers, $100M to $500M (212)
What changed
consecutive filings, newest first
- Accounts · 107 to 113Feb 28, 2025 to Mar 26, 2026
- Advisory activities · 4 to 3Feb 28, 2025 to Mar 26, 2026
- HNW clients · 16 to 19Feb 28, 2025 to Mar 26, 2026
- Individual clients · 39 to 35Feb 28, 2025 to Mar 26, 2026
- HNW RAUM · $22.2M to $25.1MFeb 28, 2025 to Mar 26, 2026
- Individual RAUM · $9.5M to $10.8MFeb 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $175M to $186MFeb 28, 2025 to Mar 26, 2026
- Pension RAUM · $143M to $150MFeb 28, 2025 to Mar 26, 2026
- RAUM · $175M to $186MFeb 28, 2025 to Mar 26, 2026
- Accounts · 104 to 107Feb 27, 2024 to Feb 28, 2025
- Advisory employees · 2 to 3Feb 27, 2024 to Feb 28, 2025
- Individual clients · 28 to 39Feb 27, 2024 to Feb 28, 2025
- Employees · 2 to 3Feb 27, 2024 to Feb 28, 2025
- Financial planning clients · 0 to 0Feb 27, 2024 to Feb 28, 2025
- State-registered IARs · 2 to 3Feb 27, 2024 to Feb 28, 2025
- HNW RAUM · $21.5M to $22.2MFeb 27, 2024 to Feb 28, 2025
- Individual RAUM · $6.5M to $9.5MFeb 27, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $156M to $175MFeb 27, 2024 to Feb 28, 2025
- Pension RAUM · $128M to $143MFeb 27, 2024 to Feb 28, 2025
- RAUM · $156M to $175MFeb 27, 2024 to Feb 28, 2025
- Accounts · 90 to 104Feb 23, 2023 to Feb 27, 2024
- HNW clients · 10 to 16Feb 23, 2023 to Feb 27, 2024
- Individual clients · 36 to 28Feb 23, 2023 to Feb 27, 2024
- Pension plan clients · 17 to 15Feb 23, 2023 to Feb 27, 2024
- HNW RAUM · $10.9M to $21.5MFeb 23, 2023 to Feb 27, 2024
- Individual RAUM · $8.9M to $6.5MFeb 23, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $147M to $156MFeb 23, 2023 to Feb 27, 2024
- Pension RAUM · $127M to $128MFeb 23, 2023 to Feb 27, 2024
- RAUM · $147M to $156MFeb 23, 2023 to Feb 27, 2024
- Accounts · 65 to 90Jun 9, 2022 to Feb 23, 2023
- HNW clients · 11 to 10Jun 9, 2022 to Feb 23, 2023
- Pension plan clients · 18 to 17Jun 9, 2022 to Feb 23, 2023
- HNW RAUM · $15.5M to $10.9MJun 9, 2022 to Feb 23, 2023
- Individual RAUM · $9.4M to $8.9MJun 9, 2022 to Feb 23, 2023
- Non-discretionary RAUM · $181M to $147MJun 9, 2022 to Feb 23, 2023
- Pension RAUM · $156M to $127MJun 9, 2022 to Feb 23, 2023
- RAUM · $181M to $147MJun 9, 2022 to Feb 23, 2023
- Accounts · 64 to 65Feb 23, 2021 to Feb 11, 2022
- HNW clients · unset to 11.0Feb 23, 2021 to Feb 11, 2022
- Individual clients · 35 to 36Feb 23, 2021 to Feb 11, 2022
Signals
1 dated events
- Retirement Advisors, Llc reported RAUM $181.3M, down 49% from $353.7M (2021-02-23 to 2022-02-11)Feb 11, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/3803713/admin/feed/postsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RETIREMENTADVISORSLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 972-371-0545reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026