DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Coordinated Financial Services, Inc.
Latest filing Mar 26, 2026
First filing on the tape May 7, 2021 · 14 filings
SEC status approved since Jun 7, 2021
RAUM
$427M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$423M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$427M as of Mar 26, 2026
Mar 22, 2022$133M then
HNW client RAUM$309M as of Mar 26, 2026
Mar 22, 2022$87.3M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 22, 20222 then
Employees (5.A)4 as of Mar 26, 2026
Mar 22, 20222 then
Private funds: no history
RAUM +21% over the last fiscal year+54% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $536,137derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $42.7M, 53 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$309M72%
- Individuals$114M27%
- Other investment advisers$3.9M0.9%
- Individual clients
- 233reported
- HNW clients
- 101reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 797reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $149M managedreported
- Custody of client assets
- $42.7M for 53 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Kyle John Hurt to Ima Advisory Services, Inc.May 1, 2026 · RIA to RIA
- Shawn Anthony Rogers to Ima Advisory Services, Inc.May 1, 2026 · RIA to RIA
- Matthew Michael Obert to Ima Advisory Services, Inc.May 1, 2026 · RIA to RIA
Joined, latest
- Matthew Michael Obert from LPL Financial LLCJan 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Kyle John Hurt from Charles Schwab & Co., Inc.Mar 15, 2011 · Affiliated broker-dealer or bank to independent RIA
- Shawn Anthony Rogers from Charles Schwab & Co., Inc.Oct 3, 2008 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Ima Advisory Services, Inc.May 1, 2026 · Denver, Co · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Kyle Hurt · Principal/Advisorcontrolsince 03/2011 · owns 25% to 50%
- Michael Matthew Obert · Principalcontrolsince 01/2023 · owns 25% to 50%
- Anthony Shawn Rogers · Principal And Chief Compliance Officercontrolsince 05/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 730 to 797Mar 31, 2025 to Mar 26, 2026
- HNW clients · 95 to 101Mar 31, 2025 to Mar 26, 2026
- Individual clients · 224 to 233Mar 31, 2025 to Mar 26, 2026
- Assets in custody · $142M to $42.7MMar 31, 2025 to Mar 26, 2026
- Discretionary RAUM · $341M to $422MMar 31, 2025 to Mar 26, 2026
- HNW RAUM · $259M to $309MMar 31, 2025 to Mar 26, 2026
- Individual RAUM · $93.8M to $114MMar 31, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $11.8M to $5.2MMar 31, 2025 to Mar 26, 2026
- RAUM · $352M to $427MMar 31, 2025 to Mar 26, 2026
- Wrap assets (manager) · $125M to $149MMar 31, 2025 to Mar 26, 2026
- Wrap assets (sponsor) · $63.0M to $0Mar 31, 2025 to Mar 26, 2026
- Accounts · 701 to 730Aug 3, 2024 to Mar 31, 2025
- Individual clients · 217 to 224Aug 3, 2024 to Mar 31, 2025
- Assets in custody · $35.3M to $142MAug 3, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Aug 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $307M to $341MAug 3, 2024 to Mar 31, 2025
- HNW RAUM · $232M to $259MAug 3, 2024 to Mar 31, 2025
- Individual RAUM · $86.4M to $93.8MAug 3, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $11.3M to $11.8MAug 3, 2024 to Mar 31, 2025
- RAUM · $318M to $352MAug 3, 2024 to Mar 31, 2025
- Accounts · 305 to 701Jan 29, 2024 to Mar 12, 2024
- Advisory employees · 2 to 3Jan 29, 2024 to Mar 12, 2024
- BD registered reps · 0 to 1Jan 29, 2024 to Mar 12, 2024
- HNW clients · 54 to 95Jan 29, 2024 to Mar 12, 2024
- Individual clients · 48 to 217Jan 29, 2024 to Mar 12, 2024
- Assets in custody · $18.8M to $35.3MJan 29, 2024 to Mar 12, 2024
- Employees · 2 to 4Jan 29, 2024 to Mar 12, 2024
- Insurance-licensed employees · 0 to 1Jan 29, 2024 to Mar 12, 2024
- Financial planning clients · 1-10 to 0Jan 29, 2024 to Mar 12, 2024
- State-registered IARs · 2 to 3Jan 29, 2024 to Mar 12, 2024
- Discretionary RAUM · $107M to $307MJan 29, 2024 to Mar 12, 2024
- HNW RAUM · $102M to $232MJan 29, 2024 to Mar 12, 2024
- Individual RAUM · $14.6M to $86.4MJan 29, 2024 to Mar 12, 2024
- Non-discretionary RAUM · $9.9M to $11.3MJan 29, 2024 to Mar 12, 2024
- RAUM · $117M to $318MJan 29, 2024 to Mar 12, 2024
- Related broker-dealer · false to trueJan 29, 2024 to Mar 12, 2024
- Wrap assets (manager) · $0 to $125MJan 29, 2024 to Mar 12, 2024
- Wrap assets (sponsor) · $0 to $63.0MJan 29, 2024 to Mar 12, 2024
- Wrap assets (manager) · unset to 0.0Mar 8, 2023 to Nov 8, 2023
- Wrap assets (sponsor) · unset to 0.0Mar 8, 2023 to Nov 8, 2023
Signals
8 dated events
- Coordinated Financial Services, Inc. no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $427.3M)Jun 1, 2026 · Left the SEC roster · derived
- Shawn Anthony Rogers left Coordinated Financial Services, Inc. for Ima Advisory Services, Inc. (registered 2026-05-01)May 1, 2026 · Advisor changed firm · fact
- Kyle John Hurt left Coordinated Financial Services, Inc. for Ima Advisory Services, Inc. (registered 2026-05-01)May 1, 2026 · Advisor changed firm · fact
- Matthew Michael Obert left Coordinated Financial Services, Inc. for Ima Advisory Services, Inc. (registered 2026-05-01)May 1, 2026 · Advisor changed firm · fact
- Coordinated Financial Services, Inc.'s advisors moved to Ima Advisory Services, Inc. (Denver, CO): 3 of 3 registered, on the same dayMay 1, 2026 · Firm absorbed (people side) · derived
- Coordinated Financial Services, Inc. reported RAUM $318.1M, up 173% from $116.5M (2024-01-29 to 2024-03-12)Mar 12, 2024 · RAUM change · derived
- Michael Matthew Obert (Principal) appeared on Schedule A of Coordinated Financial Services, Inc.Jan 18, 2023 · Control person joined · fact
- Lifetime Capital Management filed its initial SEC registration (Form ADV)May 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026