DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Ima Advisory Services, Inc.

Wealth manager with institutional or fund businessDenver, ColoradoCRD 112091SEC 801-79108websiteIAPD
Latest filing May 19, 2026
First filing on the tape Jan 15, 2014 · 47 filings
SEC status approved since Feb 5, 2014
RAUM
$3.9B
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
22%
$873M individuals and HNW
Advisors
45
registered through the firm on IAPD
RAUM per advisor
$86.8M
derived; firm RAUM over IAPD count
Employees
50
40 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$3.9B as of May 19, 2026
Mar 26, 2015$429M then
HNW client RAUM$772M as of May 19, 2026
Jan 4, 2018$190M then
State-registered IARs (5.B.3)40 as of May 19, 2026
Mar 26, 201514 then
Employees (5.A)50 as of May 19, 2026
Mar 26, 201514 then
Private funds: no history
RAUM +47% over the last fiscal year+76% a year over threeIARs 25 to 40offices 8 to 7
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$86.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
10derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.3MderivedHNW RAUM over HNW clients
Average account
$3.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
86%derivedof RAUM
Institutional
77%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
5.6derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+47%derivedbetween the last two annual amendments
Advisor growth, one year
+60%derivedItem 5.B.3 between annual amendments
Client growth, one year
-5.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Custody
$388M, 398 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Charitable organizations$1.8B45%
  • Pension and profit-sharing plans$1.3B32%
  • High-net-worth individuals$772M20%
  • Individuals$101M2.6%
  • Corporations and businesses$8.4M0.2%
Individual clients
249reported
HNW clients
181reported
Pension plan clients
81reported
Charitable clients
63reported
Accounts
1,191reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$388M for 398 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.22 fund_share=0.0 institutional_share=0.77 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
45 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Nancy Pauline BowesWichita, KsFeb 5, 201418 y1
Susan Louise PoolCertified Financial PlannerWichita, KsFeb 5, 201427 y1
Heather Marie HainesWichita, KsFeb 5, 201428 y3
Phyllis Denise TurkleWichita, KsFeb 5, 201416 y1
Brian Douglas HeinkeDenver, Co Feb 5, 201429 y1
Samantha Kay JenkinsCertified Financial PlannerDenver, Co Feb 5, 201423 y2
Richard William HoltChartered Financial AnalystWichita, KsJul 1, 201630 y2
Michael Aaron WaldmanDallas, Tx Jul 5, 201623 y2
Zachariah Knowles HildebrandCertified Financial PlannerDenver, Co Aug 22, 201611 y0
Rhonda Marie RandellDenver, Co May 30, 201822 y3
Justin Mark KittleCertified Financial Planner, Chartered Financial AnalystWichita, KsJan 6, 202014 y2
Benjamin Ian SteinDenver, CoSep 19, 202213 y2
John David AlvarezDallas, TxAug 17, 202318 y2
Andrew William SkaffWichita, KsJan 22, 202414 y1
Michael Shane GreggDenver, Co May 6, 202413 y0
Bradley Ross SimsDenver, Co Jun 6, 202419 y3
Patrick James KrulikChartered Financial AnalystDenver, CoAug 19, 202412 y3
Blake FieldsDenver, CoSep 17, 202413 y0
Matthew Baird RiceCertified Financial PlannerDenver, CoOct 3, 202410 y1
Paige Maria BoumaDenver, Co Jan 2, 202510 y1
Alexandre Joseph DuperretDenver, CoJan 2, 202512 y1
Zoe Elizabeth MooreDenver, Co Jan 2, 202511 y1
James Alan BrauerCertified Financial PlannerDenver, CoJan 2, 202526 y5
Dat Van LeDenver, CoJan 2, 202515 y2
Akasha Ngina AbsherDenver, CoJan 2, 202523 y2
Lynsey GoldsteinDenver, CoJan 2, 202512 y2
Benjamin Howard Valore-CaplanDenver, CoJan 2, 202525 y3
Robin MeyerChartered Financial AnalystDenver, CoFeb 6, 202517 y0
Michael J RosenbergPasadena, Ca May 12, 202532 y5
Jasmine ChenChartered Financial AnalystLas Vegas, Nv Jun 10, 202516 y0
Cody Matthew LippertDenver, CoJul 7, 202512 y2
Donald David DelandeDenver, CoJul 15, 202511 y1
Eli DavidoffDenver, Co Jul 31, 202511 y0
Matthew Asad KuklaDenver, CoDec 22, 202514 y0
Drake Christensen ThatcherWichita, KsJan 6, 202612 y2
Kathryn RileyDenver, CoMar 6, 202610 y2
Jillian Beninson WardPowhatan, Va Apr 29, 202611 y2
Kyle John HurtCertified Financial PlannerDenver, Co May 1, 202625 y2
Shawn Anthony RogersCertified Financial PlannerDenver, Co May 1, 202628 y2
Matthew Michael ObertChartered Financial AnalystDenver, Co May 1, 202626 y5
All 45 advisors at Ima Advisory Services, Inc.
Advisor movement
2 left, 8 joined in 12 months
net +6 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 4.4% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Devine Anna Ewing · Secretary; Treasurercontrol
      since 04/2024 · owns less than 5%
    • Shane Michael Gregg · Presidentcontrol
      since 04/2024 · owns less than 5%
    • William Richard Holt · Executive Vice Presidentcontrol
      since 04/2024 · owns less than 5%
    • James Patrick Krulik · Head Of Investmentscontrol
      since 08/2024 · owns less than 5%
    • Lynn Valerie Ruppel · Chief Compliance Officercontrol
      since 07/2024 · owns less than 5%
    • Ngina Akasha Absher · Executive Vice President
      since 12/2024 · owns less than 5%
    • Michael Matthew Obert · Executive Vice President
      since 05/2026 · owns less than 5%
    • Joseph Eamon Twomey · Senior Vice President
      since 02/2026 · owns less than 5%
    • Howard Benjamin Valore-Caplan · Executive Vice President
      since 12/2024 · owns less than 5%
    Entity owners
    • Ima Advisors LLC · Member
      direct · owns 75% or more
    • Ima Financial Group, Inc. · Member
      indirect · owns 75% or more of Ima Advisors LLC
    • Nmsef I Holdings II, L.P. · Shareholder, Class C
      indirect · owns 25% to 50% of Ima Financial Group, Inc.
    • Skyknight Capital Fund III, L.P. · Shareholder, Class C
      indirect · owns 25% to 50% of Ima Financial Group, Inc.
    Related persons
    Schedule D 7.A
    • Eydent Insurance Services LLC
      real estaten
    • Ima, Inc.
      real estaten
    • Syntrinsic LLC
      investment advisernRAUM $1.7B
    • Towerstone, Inc.
      real estaten
    Advisers that list Ima Advisory Services, Inc. as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Denver, Co · principal36112
    Wichita, Ks810
    Atlanta, Ga210
    Dallas, Tx200
    Pasadena, Ca100
    Offices
    Schedule D 1.F, the 25 largest
    • Wichita, KS8 employees
    • Dallas, TX3 employees
    • Pasadena, CA1 employees
    • Atlanta, GA1 employees
    • Newton, MA1 employees
    • Salt Lake City, UT
    ADV anomalies
    4 against comparable advisers; where to look, not conclusions
    • high institutional concentrationStatic outlier · filing May 19, 2026
      institutional share of RAUM of 77% against a peer median of 3% (1360 comparable advisers, 100.0th percentile, 18.5 robust deviations)
      peers: independent wealth managers, $1B to $5B (1,360) · 100% percentile
    • control person changedChange between filings · filing May 19, 2026
      Ewing, Anna, Devine (SECRETARY; TREASURER) left Schedule A between the filings of 2024-08-08 and 2026-05-19
      peers: independent wealth managers, $1B to $5B (1,360)
    • advisor count surgeChange between filings · filing Mar 25, 2026
      advisory representatives (Item 5.B.3) moved from 25.0 to 40.0 (+60.0%) between the annual amendments of 2025-01-02 and 2026-03-25; the peer median change was 0.0% (999 comparable advisers, 97.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (999) · 97% percentile
    • RAUM up 25 %Change between filings · filing Mar 25, 2026
      RAUM (Item 5.F) moved from $2,657,648,877 to $3,904,795,950 (+47.0%) between the annual amendments of 2025-01-02 and 2026-03-25; the peer median change was +17.0% (1297 comparable advisers, 92.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,297) · 92% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Other offices · 6 to 7
      Mar 25, 2026 to May 19, 2026
    • Accounts · 1,514 to 1,191
      May 1, 2025 to Mar 25, 2026
    • Advisory employees · 35 to 40
      May 1, 2025 to Mar 25, 2026
    • Charity clients · 62 to 63
      May 1, 2025 to Mar 25, 2026
    • HNW clients · 551 to 181
      May 1, 2025 to Mar 25, 2026
    • Individual clients · 426 to 249
      May 1, 2025 to Mar 25, 2026
    • Pension plan clients · 67 to 81
      May 1, 2025 to Mar 25, 2026
    • Employees · 46 to 50
      May 1, 2025 to Mar 25, 2026
    • Financial planning clients · 1-10 to 101-250
      May 1, 2025 to Mar 25, 2026
    • State-registered IARs · 35 to 40
      May 1, 2025 to Mar 25, 2026
    • Other offices · 8 to 6
      May 1, 2025 to Mar 25, 2026
    • Discretionary RAUM · $2.7B to $3.3B
      May 1, 2025 to Mar 25, 2026
    • HNW RAUM · $686M to $772M
      May 1, 2025 to Mar 25, 2026
    • Individual RAUM · $93.7M to $101M
      May 1, 2025 to Mar 25, 2026
    • Non-discretionary RAUM · $485M to $557M
      May 1, 2025 to Mar 25, 2026
    • Pension RAUM · $924M to $1.3B
      May 1, 2025 to Mar 25, 2026
    • RAUM · $3.2B to $3.9B
      May 1, 2025 to Mar 25, 2026
    • Related adviser · false to true
      May 1, 2025 to Mar 25, 2026
    • Accounts · 1,434 to 1,514
      Jan 2, 2025 to May 1, 2025
    • Advisory employees · 31 to 35
      Jan 2, 2025 to May 1, 2025
    • Charity clients · 61 to 62
      Jan 2, 2025 to May 1, 2025
    • HNW clients · 153 to 551
      Jan 2, 2025 to May 1, 2025
    • Individual clients · 301 to 426
      Jan 2, 2025 to May 1, 2025
    • Pension plan clients · 60 to 67
      Jan 2, 2025 to May 1, 2025
    • Assets in custody · $383M to $388M
      Jan 2, 2025 to May 1, 2025
    • Employees · 34 to 46
      Jan 2, 2025 to May 1, 2025
    • Financial planning clients · 0 to 1-10
      Jan 2, 2025 to May 1, 2025
    • State-registered IARs · 25 to 35
      Jan 2, 2025 to May 1, 2025
    • Discretionary RAUM · $2.2B to $2.7B
      Jan 2, 2025 to May 1, 2025
    • HNW RAUM · $571M to $686M
      Jan 2, 2025 to May 1, 2025
    • Individual RAUM · $148M to $93.7M
      Jan 2, 2025 to May 1, 2025
    • Non-discretionary RAUM · $473M to $485M
      Jan 2, 2025 to May 1, 2025
    • Pension RAUM · $654M to $924M
      Jan 2, 2025 to May 1, 2025
    • RAUM · $2.7B to $3.2B
      Jan 2, 2025 to May 1, 2025
    • Accounts · 970 to 1,434
      Sep 10, 2024 to Jan 2, 2025
    • Advisory employees · 19 to 31
      Sep 10, 2024 to Jan 2, 2025
    • Charity clients · 4 to 61
      Sep 10, 2024 to Jan 2, 2025
    • Corporate clients · 4 to 5
      Sep 10, 2024 to Jan 2, 2025
    • HNW clients · 108 to 153
      Sep 10, 2024 to Jan 2, 2025
    • Individual clients · 259 to 301
      Sep 10, 2024 to Jan 2, 2025
    Signals
    31 dated events
    • Coordinated Financial Services, Inc.'s advisors moved to Ima Advisory Services, Inc. (Denver, CO): 3 of 3 registered, on the same day
      May 1, 2026 · Firm absorbed (people side) · derived
    • Kirby Powers Lawson left Ima Advisory Services, Inc. for Capital Client Group, Inc. (registered 2026-01-20)
      Dec 15, 2025 · Advisor changed firm · fact
    • Anna Sergeeva Todorova left Ima Advisory Services, Inc. for The Millstone Evans Group, Llc (registered 2026-05-06)
      Nov 19, 2025 · Advisor changed firm · fact
    • Anthony Lee Brown left Ima Advisory Services, Inc. for Financial & Tax Architects, Llc (registered 2025-12-19)
      Jun 16, 2025 · Advisor changed firm · fact
    • Lukas Benjamin Eldridge left Ima Advisory Services, Inc. for Sentinel Pension Advisors, Llc. (registered 2025-07-21)
      May 30, 2025 · Advisor changed firm · fact
    • Ima Advisory Services, Inc. reported 35 state-registered advisory representatives, up from 25 (2025-01-02 to 2025-05-01)
      May 1, 2025 · Advisor headcount change · derived
    • Timothy Byron Davis left Ima Advisory Services, Inc. for Cetera Investment Advisers Llc (registered 2025-07-08)
      Apr 28, 2025 · Advisor changed firm · fact
    • Syntrinsic LLC's advisors moved to Ima Advisory Services, Inc. (Denver, CO): 7 of 9 registered, on the same day
      Jan 3, 2025 · Firm absorbed (people side) · derived
    • Ima Advisory Services, Inc. reported RAUM $2.7B, up 192% from $911.6M (2024-09-10 to 2025-01-02)
      Jan 2, 2025 · RAUM change · derived
    • Adam Robert Goldman (Executive Vice President) no longer on Schedule A of Ima Advisory Services, Inc. (listed 2024-08-08, absent 2024-09-10)
      Sep 10, 2024 · Control person left · inference
    • Lynn Valerie Ruppel (Chief Compliance Officer) appeared on Schedule A of Ima Advisory Services, Inc.
      Aug 8, 2024 · Control person joined · fact
    • James Patrick Krulik (Chief Investment Officer) appeared on Schedule A of Ima Advisory Services, Inc.
      Aug 8, 2024 · Control person joined · fact
    • Devine Anna Ewing (Secretary; Treasurer) appeared on Schedule A of Ima Advisory Services, Inc.
      Apr 26, 2024 · Control person joined · fact
    • Shane Michael Gregg (President) appeared on Schedule A of Ima Advisory Services, Inc.
      Apr 26, 2024 · Control person joined · fact
    • Adam Robert Goldman (Executive Vice President) appeared on Schedule A of Ima Advisory Services, Inc.
      Apr 26, 2024 · Control person joined · fact
    • Ima Advisory Services, Inc. reported RAUM $911.6M, up 26% from $721.3M (2024-02-19 to 2024-03-29)
      Mar 29, 2024 · RAUM change · derived
    • James Jeffrey Lugo left Ima Advisory Services, Inc. for First Citizens Investor Services, Inc. (registered 2026-03-11)
      Mar 12, 2024 · Advisor changed firm · fact
    • Patricia Lynn Davis (Svp, Cco, Director) no longer on Schedule A of Ima Advisory Services, Inc. (listed 2023-10-23, absent 2024-02-19)
      Feb 19, 2024 · Control person left · inference
    • Graves Stacy Fleming (Chief Compliance Officer) appeared on Schedule A of Ima Advisory Services, Inc.
      Feb 19, 2024 · Control person joined · fact
    • Sean Randall Spencer left Ima Advisory Services, Inc. for Access Capital, Llc (registered 2023-06-30)
      Jul 20, 2023 · Advisor changed firm · fact
    • Rachel Christine Long left Ima Advisory Services, Inc. for Morgan Stanley (registered 2023-04-14)
      May 1, 2023 · Advisor changed firm · fact
    • Mia Medina-Bohanan left Ima Advisory Services, Inc. for World Investment Advisors, Llc (registered 2022-06-29)
      Jun 17, 2022 · Advisor changed firm · fact
    • Kevin Tessmer left Ima Advisory Services, Inc. for T. Rowe Price Advisory Services, Inc. (registered 2022-02-24)
      Feb 16, 2022 · Advisor changed firm · fact
    • Ima Advisory Services, Inc. reported RAUM $681.0M, up 30% from $522.5M (2021-01-19 to 2021-03-31)
      Mar 31, 2021 · RAUM change · derived
    • Halie Kathleen Smith (Svp, Cco, Director) no longer on Schedule A of Ima Advisory Services, Inc. (listed 2020-05-12, absent 2020-07-15)
      Jul 15, 2020 · Control person left · inference
    • Patricia Lynn Davis (Svp, Cco, Director) appeared on Schedule A of Ima Advisory Services, Inc.
      Jul 15, 2020 · Control person joined · fact
    • Margaret Elaine Hornbeck (Executive Vice President) no longer on Schedule A of Ima Advisory Services, Inc. (listed 2020-01-24, absent 2020-05-12)
      May 12, 2020 · Control person left · inference
    • Halie Kathleen Smith (Svp, Cco, Director) appeared on Schedule A of Ima Advisory Services, Inc.
      Jan 24, 2020 · Control person joined · fact
    • Curtis Weston Cooper (President And Ceo/Director) no longer on Schedule A of Ima Advisory Services, Inc. (listed 2019-03-18, absent 2019-06-19)
      Jun 19, 2019 · Control person left · inference
    • Truenorth, Inc. filed its initial SEC registration (Form ADV)
      Jan 15, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/syntrinsicreportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/ima-retirementreportedpublic record, Form ADV, Sep 17, 2026
    Website
    IMARetirement.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    316-266-6574reportedpublic record, Form ADV, May 19, 2026
    Contact form
    imaretirement.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $86.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026