DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sagent Wealth Management
Latest filing Jul 7, 2026
First filing on the tape Apr 4, 2012 · 33 filings
SEC status approved since Aug 5, 2008
RAUM
$100M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$100M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$50.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$100M as of Jul 7, 2026
Apr 4, 2012$129M then
HNW client RAUM$86.6M as of Jul 7, 2026
Mar 31, 2018$51.3M then
State-registered IARs (5.B.3)2 as of Jul 7, 2026
Apr 4, 20120 then
Employees (5.A)3 as of Jul 7, 2026
Apr 3, 20136 then
Private funds1 as of Jan 29, 2016
Apr 4, 20121 then
RAUM +7.0% over the last fiscal year+6.7% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $50.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $406,524derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.6M86%
- Individuals$13.9M14%
- Individual clients
- 40reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 247reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Marshall Glen Eichenauer | Laguna Beach, Ca | May 23, 2017 | 33 y | 2 |
| Iris Datzman Aillaud | Reignier | Jun 18, 2026 | 18 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Andrew Thomas Becket to Aspiriant, LLCJun 6, 2014 · Other
- John Robert Labriola to Laguna Wealth Advisors, LLCSep 3, 2013 · Other
- Todd Eric Lunsford to Legacy Private Client Group, Inc.Apr 26, 2012 · Other
Joined, latest
- John Robert Labriola from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 15, 2010 · Other
- Marshall Glen Eichenauer from UBS Financial Services Inc.Sep 2, 2008 · Other
- Todd Eric Lunsford from UBS Financial Services Inc.Sep 2, 2008 · Other
- Iris Datzman Aillaud from UBS Financial Services Inc.Sep 2, 2008 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sagent Private Investment Fund I, LLC.no longer reported | Private Equity Fund | $1.5M | 39 | Apr 4, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Glen Marshall Eichenauer · President/Chief Compliance Officercontrolsince 08/2008 · owns less than 5%
- Glen Marshall Eichenauer · Co-Trustee, The Eichenauer Family Trustcontrolsince 08/2008 · owns 50% to 75% of Sagent Capital, LLC
- Ann Teri Eichenauer · Co-Trustee, The Eichenauer Family Trustcontrolsince 08/2008 · owns 50% to 75% of Sagent Capital, LLC
Entity owners
- Sagent Capital, LLC. · Controlling Entitydirect · owns 75% or more
Related persons
Schedule D 7.A
- Sagent Insurance Servicesreal estatey
- Sagent Real Estate Servicesinvestment companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Laguna Beach, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Mar 11, 2026 to Jul 7, 2026
- State-registered IARs · 1 to 2Mar 11, 2026 to Jul 7, 2026
- Accounts · 224 to 247Mar 25, 2025 to Mar 11, 2026
- HNW clients · 33 to 42Mar 25, 2025 to Mar 11, 2026
- Individual clients · 47 to 40Mar 25, 2025 to Mar 11, 2026
- Discretionary RAUM · $90.0M to $97.3MMar 25, 2025 to Mar 11, 2026
- HNW RAUM · $78.3M to $86.6MMar 25, 2025 to Mar 11, 2026
- Individual RAUM · $15.6M to $13.9MMar 25, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $3.8M to $3.1MMar 25, 2025 to Mar 11, 2026
- RAUM · $93.9M to $100MMar 25, 2025 to Mar 11, 2026
- Accounts · 251 to 224Dec 20, 2024 to Mar 25, 2025
- HNW clients · 32 to 33Dec 20, 2024 to Mar 25, 2025
- Individual clients · 57 to 47Dec 20, 2024 to Mar 25, 2025
- Financial planning clients · 51-100 to 51-100Dec 20, 2024 to Mar 25, 2025
- Discretionary RAUM · $86.1M to $90.0MDec 20, 2024 to Mar 25, 2025
- HNW RAUM · $73.1M to $78.3MDec 20, 2024 to Mar 25, 2025
- Individual RAUM · $17.0M to $15.6MDec 20, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $4.1M to $3.8MDec 20, 2024 to Mar 25, 2025
- RAUM · $90.1M to $93.9MDec 20, 2024 to Mar 25, 2025
- Accounts · 252 to 251Mar 29, 2023 to Mar 25, 2024
- HNW clients · 42 to 32Mar 29, 2023 to Mar 25, 2024
- Individual clients · 50 to 57Mar 29, 2023 to Mar 25, 2024
- Financial planning clients · 101-250 to 51-100Mar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $80.0M to $86.1MMar 29, 2023 to Mar 25, 2024
- HNW RAUM · $73.3M to $73.1MMar 29, 2023 to Mar 25, 2024
- Individual RAUM · $9.4M to $17.0MMar 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $2.6M to $4.1MMar 29, 2023 to Mar 25, 2024
- RAUM · $82.6M to $90.1MMar 29, 2023 to Mar 25, 2024
- Accounts · 234 to 252Mar 28, 2022 to Mar 29, 2023
- HNW clients · 26 to 42Mar 28, 2022 to Mar 29, 2023
- Individual clients · 53 to 50Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $87.9M to $80.0MMar 28, 2022 to Mar 29, 2023
- HNW RAUM · $76.6M to $73.3MMar 28, 2022 to Mar 29, 2023
- Individual RAUM · $13.8M to $9.4MMar 28, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $2.4M to $2.6MMar 28, 2022 to Mar 29, 2023
- RAUM · $90.4M to $82.6MMar 28, 2022 to Mar 29, 2023
- Accounts · 226 to 234Mar 25, 2021 to Mar 28, 2022
- HNW clients · 19 to 26Mar 25, 2021 to Mar 28, 2022
- Individual clients · 58 to 53Mar 25, 2021 to Mar 28, 2022
- Employees · 2 to 3Mar 25, 2021 to Mar 28, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Sagent Wealth Management · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 833-773-0041reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/sagent-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- SagentWM.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (949) 756-2226reportedpublic record, Form ADV, Jul 7, 2026
- Team page
- SagentWM.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026