DFX Intelligence

RIA Intelligence

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Private fund

E••••• T•• E••••••••• L•

Hedge Fundadvised byE••••• A•••• M••••••••• L•asset manager805-7039114039IAPD
Gross asset value
$17.2M
as of Mar 29, 2024; not a fund size
Peak GAV
$66.5M
highest filing
Owners
46
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Mar 20, 2014 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$17.2M as of Mar 29, 2024
Mar 20, 2014$5.0M then
Owners46 as of Mar 29, 2024
Mar 20, 201410 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-210229reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Clear Street LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • National Financial Services LLC
    Boston, Massachusetts
  • Northbrook Bank & Trust
    Northbrook, Illinois · LEI CLHA5EVJO4FMZ2WOBV70
  • RBC Capital Markets, LLC
    New York, New York
  • Vision Financial Markets LLC
    Stamford, Connecticut
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
9.0%reportedadviser and related persons