DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lasalle Street Capital Management, LLC

Former SEC-registered adviserCRD 148365SEC 801-79235IAPD
Latest filing Nov 6, 2019
First filing on the tape Mar 28, 2012 · 15 filings
RAUM
$91.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$74.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$91.8M as of Mar 14, 2019
Mar 28, 2012$78.0M then
HNW client RAUM$74.9M as of Mar 14, 2019
Mar 21, 2018$128M then
State-registered IARs (5.B.3)1 as of Mar 14, 2019
Mar 28, 20120 then
Employees (5.A)3 as of Mar 14, 2019
Feb 18, 20155 then
Private funds: no history
RAUM -41% over the last fiscal year-7.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Nov 6, 2019; every figure names its basis
RAUM per advisor
$91.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
18derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.2MderivedHNW RAUM over HNW clients
Average account
$3.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-41%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+20%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$74.9M82%
  • Charitable organizations$14.0M15%
  • Pension and profit-sharing plans$3.0M3.2%
Individual clients
0reported
HNW clients
18reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
26reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Dawn Leslie Makovic · Member, Chief Compliance Officer, Chief Financial Officercontrol
    since 01/2009 · owns less than 5%
  • Scott Joseph Sindelar · Member, President, Chief Executive Officer, Chief Investment Officercontrol
    since 09/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • HQ city · CHICAGO to unset
    Mar 14, 2019 to Nov 6, 2019
  • HQ state · IL to unset
    Mar 14, 2019 to Nov 6, 2019
  • Accounts · 20 to 26
    Nov 16, 2018 to Mar 14, 2019
  • Advisory employees · 3 to 2
    Nov 16, 2018 to Mar 14, 2019
  • HNW clients · 15 to 18
    Nov 16, 2018 to Mar 14, 2019
  • Employees · 4 to 3
    Nov 16, 2018 to Mar 14, 2019
  • Financial planning clients · unset to 11-25
    Nov 16, 2018 to Mar 14, 2019
  • Discretionary RAUM · $156M to $91.8M
    Nov 16, 2018 to Mar 14, 2019
  • HNW RAUM · $128M to $74.9M
    Nov 16, 2018 to Mar 14, 2019
  • Pension RAUM · $5.7M to $3.0M
    Nov 16, 2018 to Mar 14, 2019
  • RAUM · $156M to $91.8M
    Nov 16, 2018 to Mar 14, 2019
  • Accounts · 19 to 20
    Feb 27, 2017 to Mar 21, 2018
  • Corporate clients · unset to 0.0
    Feb 27, 2017 to Mar 21, 2018
  • HNW clients · unset to 15.0
    Feb 27, 2017 to Mar 21, 2018
  • Individual clients · unset to 0.0
    Feb 27, 2017 to Mar 21, 2018
  • Pooled vehicle clients · unset to 0.0
    Feb 27, 2017 to Mar 21, 2018
  • Other offices · unset to 0.0
    Feb 27, 2017 to Mar 21, 2018
  • Discretionary RAUM · $129M to $156M
    Feb 27, 2017 to Mar 21, 2018
  • HNW RAUM · unset to 128095718.0
    Feb 27, 2017 to Mar 21, 2018
  • Individual RAUM · unset to 0.0
    Feb 27, 2017 to Mar 21, 2018
  • Pension RAUM · unset to 5690186.0
    Feb 27, 2017 to Mar 21, 2018
  • Pooled vehicle RAUM · unset to 0.0
    Feb 27, 2017 to Mar 21, 2018
  • RAUM · $129M to $156M
    Feb 27, 2017 to Mar 21, 2018
  • Accounts · 20 to 19
    Feb 19, 2016 to Feb 27, 2017
  • Employees · 5 to 4
    Feb 19, 2016 to Feb 27, 2017
  • State-registered IARs · 2 to 1
    Feb 19, 2016 to Feb 27, 2017
  • Discretionary RAUM · $117M to $129M
    Feb 19, 2016 to Feb 27, 2017
  • RAUM · $117M to $129M
    Feb 19, 2016 to Feb 27, 2017
  • Discretionary RAUM · $118M to $117M
    Feb 18, 2015 to Feb 19, 2016
  • RAUM · $118M to $117M
    Feb 18, 2015 to Feb 19, 2016
  • Accounts · 14 to 20
    Oct 16, 2014 to Feb 18, 2015
  • Discretionary RAUM · $103M to $118M
    Oct 16, 2014 to Feb 18, 2015
  • RAUM · $103M to $118M
    Oct 16, 2014 to Feb 18, 2015
  • Accounts · 12 to 14
    May 17, 2012 to Feb 14, 2014
  • Advisory employees · unset to 3.0
    May 17, 2012 to Feb 14, 2014
  • Employees · unset to 5.0
    May 17, 2012 to Feb 14, 2014
  • State-registered IARs · 0 to 2
    May 17, 2012 to Feb 14, 2014
  • Discretionary RAUM · $78.0M to $103M
    May 17, 2012 to Feb 14, 2014
  • RAUM · $78.0M to $103M
    May 17, 2012 to Feb 14, 2014
Signals
1 dated events
  • Lasalle Street Capital Management, Llc filed its initial SEC registration (Form ADV)
    Feb 14, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026