DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••• F•••• T•• • C••
Latest filing Mar 20, 2026
First filing on the tape Aug 2, 2021 · 9 filings
SEC status approved since Sep 3, 2021
RAUM
$168M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$168M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$168M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$168M as of Mar 20, 2026
Mar 28, 2022$131M then
HNW client RAUM$163M as of Mar 20, 2026
Mar 28, 2022$112M then
State-registered IARs (5.B.3)1 as of Mar 20, 2026
Mar 28, 20221 then
Employees (5.A)2 as of Mar 20, 2026
Mar 28, 20222 then
Private funds: no history
RAUM +5.2% over the last fiscal year+9.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $168MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $638,477derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $111M, 63 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$163M97%
- Individuals$5.2M3.1%
- Individual clients
- 30reported
- HNW clients
- 44reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 263reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $111M for 63 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• L••••••• R••• | Lake Oswego, Or | Dec 17, 2025 | 34 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••• W••••••• E••••• · President/Chief Compliance Officercontrolsince 12/2016 · owns less than 5%
- R•••• W••••••• L••••••• · Founder/Principal/Chief Investment Officercontrolsince 10/1997 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 20, 2026HNW share of RAUM moved from 82.0% to 97.0% between the annual amendments of 2025-02-26 and 2026-03-20peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 254 to 263Feb 26, 2025 to Mar 20, 2026
- Assets in custody · $58.9M to $111MFeb 26, 2025 to Mar 20, 2026
- Discretionary RAUM · $160M to $168MFeb 26, 2025 to Mar 20, 2026
- HNW RAUM · $131M to $163MFeb 26, 2025 to Mar 20, 2026
- Individual RAUM · $28.9M to $5.2MFeb 26, 2025 to Mar 20, 2026
- RAUM · $160M to $168MFeb 26, 2025 to Mar 20, 2026
- Accounts · 233 to 254Sep 10, 2024 to Feb 26, 2025
- Assets in custody · $54.2M to $58.9MSep 10, 2024 to Feb 26, 2025
- Financial planning clients · 51-100 to 51-100Sep 10, 2024 to Feb 26, 2025
- Discretionary RAUM · $143M to $160MSep 10, 2024 to Feb 26, 2025
- HNW RAUM · $119M to $131MSep 10, 2024 to Feb 26, 2025
- Individual RAUM · $23.8M to $28.9MSep 10, 2024 to Feb 26, 2025
- RAUM · $143M to $160MSep 10, 2024 to Feb 26, 2025
- Accounts · 242 to 233Nov 3, 2023 to Feb 15, 2024
- HNW clients · 41 to 44Nov 3, 2023 to Feb 15, 2024
- Individual clients · 31 to 30Nov 3, 2023 to Feb 15, 2024
- Assets in custody · $49.0M to $54.2MNov 3, 2023 to Feb 15, 2024
- Discretionary RAUM · $129M to $143MNov 3, 2023 to Feb 15, 2024
- HNW RAUM · $105M to $119MNov 3, 2023 to Feb 15, 2024
- Individual RAUM · $23.7M to $23.8MNov 3, 2023 to Feb 15, 2024
- RAUM · $129M to $143MNov 3, 2023 to Feb 15, 2024
- Accounts · 225 to 242Mar 28, 2022 to Mar 8, 2023
- HNW clients · 39 to 41Mar 28, 2022 to Mar 8, 2023
- Individual clients · 27 to 31Mar 28, 2022 to Mar 8, 2023
- Assets in custody · $46.2M to $49.0MMar 28, 2022 to Mar 8, 2023
- Discretionary RAUM · $131M to $129MMar 28, 2022 to Mar 8, 2023
- HNW RAUM · $112M to $105MMar 28, 2022 to Mar 8, 2023
- Individual RAUM · $18.9M to $23.7MMar 28, 2022 to Mar 8, 2023
- RAUM · $131M to $129MMar 28, 2022 to Mar 8, 2023
- Accounts · 206 to 225Aug 2, 2021 to Mar 28, 2022
- Advisory employees · 2 to 1Aug 2, 2021 to Mar 28, 2022
- HNW clients · 38 to 39Aug 2, 2021 to Mar 28, 2022
- Individual clients · 26 to 27Aug 2, 2021 to Mar 28, 2022
- Assets in custody · $43.2M to $46.2MAug 2, 2021 to Mar 28, 2022
- Discretionary RAUM · $120M to $131MAug 2, 2021 to Mar 28, 2022
- HNW RAUM · $104M to $112MAug 2, 2021 to Mar 28, 2022
- Individual RAUM · $16.0M to $18.9MAug 2, 2021 to Mar 28, 2022
- RAUM · $120M to $131MAug 2, 2021 to Mar 28, 2022
Signals
1 dated events
- N•••• F•••• T•• • C•• filed its initial SEC registration (Form ADV)Aug 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- insight@northfortytwo.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 503-417-2970reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/10681252/ADMIN/UPDATESreportedpublic record, Form ADV, Sep 19, 2026
- Website
- N••••F••••TWO.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 503-417-2970reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $168Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026