DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
8•• S••••• I••••••••• L••
Latest filing Mar 14, 2026
First filing on the tape Jan 23, 2012 · 14 filings
SEC status approved since Jun 4, 2021
RAUM
$167M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$165M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$83.4M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$167M as of Mar 14, 2026
Jan 23, 2012$47.4M then
HNW client RAUM$158M as of Mar 14, 2026
Mar 22, 2022$150M then
State-registered IARs (5.B.3)2 as of Mar 14, 2026
Jan 23, 20120 then
Employees (5.A)3 as of Mar 14, 2026
Mar 22, 20223 then
Private funds: no history
RAUM -2.8% over the last fiscal year+5.3% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $83.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $810,164derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M95%
- Individuals$6.8M4.1%
- Charitable organizations$1.7M1.0%
- Corporations and businesses$262,1290.2%
- Individual clients
- 23reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 206reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• E••••• S•••Chartered Financial Analyst | Alexandria, Va | Nov 6, 2008 | 19 y | 0 |
| L••• C•••••• P••••••Certified Financial Planner | Alexandria, Va | Dec 2, 2008 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• E•••••••• J••• to W••• F•••••••• S•••••••• I•••Oct 3, 2012 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• L•••• C•••••• · Managing Member / Chief Compliance Officercontrolsince 10/2008 · owns 50% to 75%
- S•••• M••••••• E••••• · Managing Member / Chief Investment Officercontrolsince 10/2008 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alexandria, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
What changed
consecutive filings, newest first
- Accounts · 203 to 206Mar 15, 2025 to Mar 14, 2026
- HNW clients · 29 to 35Mar 15, 2025 to Mar 14, 2026
- Individual clients · 26 to 23Mar 15, 2025 to Mar 14, 2026
- Discretionary RAUM · $172M to $167MMar 15, 2025 to Mar 14, 2026
- HNW RAUM · $159M to $158MMar 15, 2025 to Mar 14, 2026
- Individual RAUM · $10.5M to $6.8MMar 15, 2025 to Mar 14, 2026
- Non-discretionary RAUM · $13,554 to $13,709Mar 15, 2025 to Mar 14, 2026
- RAUM · $172M to $167MMar 15, 2025 to Mar 14, 2026
- Accounts · 202 to 203Mar 5, 2024 to Mar 15, 2025
- HNW clients · 25 to 29Mar 5, 2024 to Mar 15, 2025
- Individual clients · 29 to 26Mar 5, 2024 to Mar 15, 2025
- Financial planning clients · 0 to 0Mar 5, 2024 to Mar 15, 2025
- Discretionary RAUM · $162M to $172MMar 5, 2024 to Mar 15, 2025
- HNW RAUM · $146M to $159MMar 5, 2024 to Mar 15, 2025
- Individual RAUM · $14.3M to $10.5MMar 5, 2024 to Mar 15, 2025
- Non-discretionary RAUM · $12,693 to $13,554Mar 5, 2024 to Mar 15, 2025
- RAUM · $162M to $172MMar 5, 2024 to Mar 15, 2025
- Accounts · 198 to 202Mar 1, 2023 to Mar 4, 2024
- HNW clients · 23 to 25Mar 1, 2023 to Mar 4, 2024
- Individual clients · 28 to 29Mar 1, 2023 to Mar 4, 2024
- Discretionary RAUM · $143M to $162MMar 1, 2023 to Mar 4, 2024
- HNW RAUM · $130M to $146MMar 1, 2023 to Mar 4, 2024
- Individual RAUM · $11.1M to $14.3MMar 1, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $16,969 to $12,693Mar 1, 2023 to Mar 4, 2024
- RAUM · $143M to $162MMar 1, 2023 to Mar 4, 2024
- Accounts · 193 to 198Jun 1, 2022 to Feb 28, 2023
- HNW clients · 24 to 23Jun 1, 2022 to Feb 28, 2023
- Discretionary RAUM · $165M to $143MJun 1, 2022 to Feb 28, 2023
- HNW RAUM · $150M to $130MJun 1, 2022 to Feb 28, 2023
- Individual RAUM · $11.5M to $11.1MJun 1, 2022 to Feb 28, 2023
- Non-discretionary RAUM · $28,926 to $16,969Jun 1, 2022 to Feb 28, 2023
- RAUM · $165M to $143MJun 1, 2022 to Feb 28, 2023
- Accounts · 182 to 193May 6, 2021 to Mar 22, 2022
- Individual clients · 26 to 28May 6, 2021 to Mar 22, 2022
- Employees · 2 to 3May 6, 2021 to Mar 22, 2022
- Discretionary RAUM · $134M to $165MMay 6, 2021 to Mar 22, 2022
- HNW RAUM · $120M to $150MMay 6, 2021 to Mar 22, 2022
- Individual RAUM · $11.1M to $11.5MMay 6, 2021 to Mar 22, 2022
- Non-discretionary RAUM · $42,752 to $28,926May 6, 2021 to Mar 22, 2022
- RAUM · $134M to $165MMay 6, 2021 to Mar 22, 2022
Signals
1 dated events
- 8•• S••••• I••••••••• L•• filed its initial SEC registration (Form ADV)May 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@8•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 703-519-0962reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 703-519-0974reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-515-2157reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- 8THS•••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (703) 519-0962reportedpublic record, Form ADV, Mar 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026