DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Guidance Point Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Abigail Amanda DoodyGuidance Point Advisors, LLC independent RIAGuidance Point Retirement Services, LLC otherOtherMay 5, 2023Aug 29, 2013
Bree Clements CotaGuidance Point Advisors, LLC otherGuidance Point Retirement Services, LLC otherOtherNov 23, 2015Jul 16, 2012
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2 moves match.