DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••••••• C••••••
Legal name P••••••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Jun 23, 2016 · 12 filings
SEC status approved since Jul 1, 2016
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Mar 29, 2017$247M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 29, 20171 then
Employees (5.A)5 as of Mar 30, 2026
Mar 29, 20173 then
Private funds2 as of Mar 30, 2026
Mar 29, 20172 then
RAUM +67% over the last fiscal year+43% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $173MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +67%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $278M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $278M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• L••••••• H••••••Chartered Financial Analyst | Dallas, Tx | Jan 7, 2011 | 23 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• P••• F•••• L• | Hedge Fund | $179M | 10 | Mar 29, 2017 |
| P••••••• F•••• L• | Hedge Fund | $76.9M | 29 | Jun 23, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• R•••• M•••••• · Chief Compliance Officer / Chief Operating Officercontrolsince 06/2016 · owns less than 5%
- H••••••• W••••••• L••••••• · Sole Member / Managing Partnercontrolsince 10/2008 · owns 75% or more
- H••••••• W••••••• L••••••• · Sole Member Of P••••••• Partners LLCcontrolsince 11/2008 · owns 75% or more of P••••••• Partners LLC
Entity owners
- P••••••• P•••••••• L•• · General Partner Of P••••••• M••••••••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $209M to $278MMar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $621M to $1.0BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $621M to $1.0BMar 27, 2025 to Mar 30, 2026
- RAUM · $621M to $1.0BMar 27, 2025 to Mar 30, 2026
- Assets in custody · unset to 209411855.0Mar 27, 2024 to Mar 27, 2025
- Custody of client assets · false to trueMar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $659M to $621MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $659M to $621MMar 27, 2024 to Mar 27, 2025
- RAUM · $659M to $621MMar 27, 2024 to Mar 27, 2025
- Accounts · 4 to 6Mar 27, 2023 to Mar 27, 2024
- Pooled vehicle clients · 4 to 6Mar 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $355M to $659MMar 27, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $355M to $659MMar 27, 2023 to Mar 27, 2024
- RAUM · $355M to $659MMar 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $256M to $355MMay 26, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $256M to $355MMay 26, 2022 to Mar 27, 2023
- RAUM · $256M to $355MMay 26, 2022 to Mar 27, 2023
- Accounts · 6 to 4Mar 26, 2021 to Mar 25, 2022
- Pooled vehicle clients · 6 to 4Mar 26, 2021 to Mar 25, 2022
- Discretionary RAUM · $330M to $256MMar 26, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $330M to $256MMar 26, 2021 to Mar 25, 2022
- RAUM · $330M to $256MMar 26, 2021 to Mar 25, 2022
- Discretionary RAUM · $409M to $330MMar 27, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $409M to $330MMar 27, 2020 to Mar 26, 2021
- RAUM · $409M to $330MMar 27, 2020 to Mar 26, 2021
- Other offices · 1 to 0Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $372M to $409MMar 28, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $372M to $409MMar 28, 2019 to Mar 27, 2020
- RAUM · $372M to $409MMar 28, 2019 to Mar 27, 2020
- Accounts · 3 to 6Mar 28, 2018 to Mar 28, 2019
- Advisory employees · 4 to 5Mar 28, 2018 to Mar 28, 2019
- Pooled vehicle clients · 3 to 6Mar 28, 2018 to Mar 28, 2019
- Employees · 4 to 5Mar 28, 2018 to Mar 28, 2019
- Discretionary RAUM · $313M to $372MMar 28, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $313M to $372MMar 28, 2018 to Mar 28, 2019
- RAUM · $313M to $372MMar 28, 2018 to Mar 28, 2019
- Advisory employees · 3 to 4Mar 29, 2017 to Mar 28, 2018
- Pooled vehicle clients · unset to 3.0Mar 29, 2017 to Mar 28, 2018
- Employees · 3 to 4Mar 29, 2017 to Mar 28, 2018
Signals
3 dated events
- P••••••• C•••••• reported RAUM $1.0B, up 67% from $620.9M (2025-03-27 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P••••••• C•••••• reported RAUM $658.7M, up 85% from $355.4M (2023-03-27 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- P••••••• C•••••• filed its initial SEC registration (Form ADV)Jun 23, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (214) 468-0008reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026