DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
L&G - Asset Management, America
Legal name Legal & General Investment Management America Inc.
Latest filing Jul 1, 2026
First filing on the tape Nov 23, 2011 · 57 filings
SEC status approved since Jan 8, 2009
RAUM
$267B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
262
104 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$267B as of Jul 1, 2026
Feb 2, 2012$24B then
HNW client RAUM$0 as of Jul 1, 2026
Mar 23, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Feb 2, 20120 then
Employees (5.A)262 as of Jul 1, 2026
Mar 28, 201345 then
Private funds20 as of Jul 1, 2026
Feb 2, 20122 then
RAUM +15% over the last fiscal year+8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $482MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $15B, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$147B55%
- Pooled investment vehicles$47B18%
- Pension and profit-sharing plans$40B15%
- Insurance companies$12B4.5%
- Investment companies$11B4.1%
- Corporations and businesses$4.8B1.8%
- State and municipal entities$3.9B1.5%
- Sovereign wealth funds$1.0B0.4%
- Charitable organizations$821M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 98reported
- Charitable clients
- 3reported
- Accounts
- 554reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15B for 20 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.22 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Oliver Donald Andrews · Head Of Client Solutions, Directorcontrolsince 03/2021 · owns less than 5%
- Thomas John Bender · Directorcontrolsince 01/2023 · owns less than 5%
- Stephen Michael Chick · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- Karolina Alexia Gottschalch · Head Of Real Estate Equitycontrolsince 01/2023 · owns less than 5%
- Sylvia Michelle King · Directorcontrolsince 08/2019 · owns less than 5%
- Beth Anne Panos · Head Of Human Resources, Directorcontrolsince 03/2021 · owns less than 5%
- William Kerrigan Procter · Interim Head Of Lgimacontrolsince 01/2023 · owns less than 5%
- Michel Claude Raffsteck · Head Of US Operationscontrolsince 01/2023 · owns less than 5%
- Joseph Patrick Ryan · Chief Financial Officer, Directorcontrolsince 02/2015 · owns less than 5%
- B Jason Shoup · Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- Lois Jean Kristina St. Charles · General Counselcontrolsince 12/2022 · owns less than 5%
Entity owners
- Legal & General Investment Management United States (Holdings) Inc. · Shareholderdirect · owns 75% or more
- Legal & General Group Plc · Shareholderindirect · owns 75% or more of Legal & General Investment Management (Holdings), Ltd.
- Legal & General Investment Management (Holdings), Ltd. · Shareholderindirect · owns 75% or more of Legal & General Investment Management United States (Holdings) Inc.
Related persons
Schedule D 7.A
- Legal & General (Unit Trust Managers) Limitedpooled vehicle sponsorn
- Legal & General America Inc.real estaten
- Legal & General Investment Management Asia Limitedinvestment advisern
- Legal & General Investment Management Japan Kkinvestment advisern
- Legal & General Investment Management Limitedinvestment advisern
- Legal & General Property Limitedinvestment advisern
- Legal And General Assurance (Pensions Management) Limitedreal estaten
- Lgim (Ireland) Risk Management Solutions Plcpooled vehicle sponsorn
- Lgim Commercial Lending Limitedinvestment advisern
- Lgim International Ltdinvestment advisernRAUM $983M
- Lgim Managers (Europe) Limitedinvestment adviserpooled vehicle sponsorn
- Lgim Real Assets (Operator) Limitedinvestment adviserpooled vehicle sponsorn
Advisers that list L&G - Asset Management, America as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 555 to 554Oct 14, 2025 to Mar 31, 2026
- Advisory employees · 100 to 104Oct 14, 2025 to Mar 31, 2026
- BD registered reps · 1 to 0Oct 14, 2025 to Mar 31, 2026
- Charity clients · 2 to 3Oct 14, 2025 to Mar 31, 2026
- Corporate clients · 7 to 6Oct 14, 2025 to Mar 31, 2026
- Pension plan clients · 103 to 98Oct 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 51 to 52Oct 14, 2025 to Mar 31, 2026
- Assets in custody · $12B to $15BOct 14, 2025 to Mar 31, 2026
- Employees · 279 to 262Oct 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $233B to $267BOct 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $307M to $372MOct 14, 2025 to Mar 31, 2026
- Pension RAUM · $39B to $40BOct 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $42B to $47BOct 14, 2025 to Mar 31, 2026
- RAUM · $233B to $267BOct 14, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 9, 2025
- Private funds · 18 to 20Mar 31, 2025 to May 9, 2025
- Accounts · 559 to 555Jan 30, 2025 to Mar 31, 2025
- Advisory employees · 85 to 100Jan 30, 2025 to Mar 31, 2025
- BD registered reps · 3 to 1Jan 30, 2025 to Mar 31, 2025
- Business name · LGIM AMERICA to L&G - ASSET MANAGEMENT, AMERICAJan 30, 2025 to Mar 31, 2025
- Pension plan clients · 104 to 103Jan 30, 2025 to Mar 31, 2025
- Pooled vehicle clients · 50 to 51Jan 30, 2025 to Mar 31, 2025
- Assets in custody · $10B to $12BJan 30, 2025 to Mar 31, 2025
- Employees · 286 to 279Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $222B to $233BJan 30, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $263M to $307MJan 30, 2025 to Mar 31, 2025
- Pension RAUM · $45B to $39BJan 30, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $39B to $42BJan 30, 2025 to Mar 31, 2025
- RAUM · $222B to $233BJan 30, 2025 to Mar 31, 2025
- Private funds · 17 to 18Aug 7, 2024 to Sep 26, 2024
- Private funds · 16 to 17Mar 29, 2024 to Aug 7, 2024
- Accounts · 551 to 559Jan 30, 2024 to Mar 29, 2024
- Advisory employees · 75 to 85Jan 30, 2024 to Mar 29, 2024
- BD registered reps · 4 to 3Jan 30, 2024 to Mar 29, 2024
- Corporate clients · 5 to 7Jan 30, 2024 to Mar 29, 2024
- Pension plan clients · 114 to 104Jan 30, 2024 to Mar 29, 2024
- Pooled vehicle clients · 47 to 50Jan 30, 2024 to Mar 29, 2024
- Assets in custody · $9.5B to $10BJan 30, 2024 to Mar 29, 2024
- Employees · 271 to 286Jan 30, 2024 to Mar 29, 2024
- Discretionary RAUM · $208B to $222BJan 30, 2024 to Mar 29, 2024
Signals
20 dated events
- William Kerrigan Procter (Interim Head Of Lgima) appeared on Schedule A of L&G - Asset Management, AmericaJan 30, 2024 · Control person joined · fact
- Henry Aaron Meder (Chief Executive Officer, Director) no longer on Schedule A of L&G - Asset Management, America (listed 2023-11-13, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- Stephen Michael Chick (Chief Compliance Officer) appeared on Schedule A of L&G - Asset Management, AmericaApr 20, 2023 · Control person joined · fact
- L&G - Asset Management, America reported RAUM $209.0B, down 27% from $286.8B (2023-01-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Karolina Alexia Gottschalch (Head Of Real Estate Equity) appeared on Schedule A of L&G - Asset Management, AmericaMar 31, 2023 · Control person joined · fact
- B Jason Shoup (Chief Investment Officer) appeared on Schedule A of L&G - Asset Management, AmericaMar 31, 2023 · Control person joined · fact
- Michel Claude Raffsteck (Head Of Us Operations) appeared on Schedule A of L&G - Asset Management, AmericaMar 31, 2023 · Control person joined · fact
- Leonor Emma Rodriguez-Ayala (General Counsel And Chief Compliance Officer) no longer on Schedule A of L&G - Asset Management, America (listed 2022-11-08, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- Lois Jean Kristina St. Charles (Chief Compliance Officer & General Counsel) appeared on Schedule A of L&G - Asset Management, AmericaJan 3, 2023 · Control person joined · fact
- Carr Christine Smith (Chief Operating Officer, Director) no longer on Schedule A of L&G - Asset Management, America (listed 2022-03-31, absent 2022-10-07)Oct 7, 2022 · Control person left · inference
- Michael Chad Rakvin (Director) no longer on Schedule A of L&G - Asset Management, America (listed 2021-03-31, absent 2022-01-18)Jan 18, 2022 · Control person left · inference
- Beth Anne Panos (Head Of Human Resources, Director) appeared on Schedule A of L&G - Asset Management, AmericaMar 31, 2021 · Control person joined · fact
- Oliver Donald Andrews (Head Of Client Solutions, Director) appeared on Schedule A of L&G - Asset Management, AmericaMar 31, 2021 · Control person joined · fact
- Harwood Jodan Ledford (Head Of Client Solutions And Multi-Asset, Director) no longer on Schedule A of L&G - Asset Management, America (listed 2020-03-24, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Joseph Mark Zinkula (Director) no longer on Schedule A of L&G - Asset Management, America (listed 2019-03-20, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- Joseph Lawrence Griffin (Chief Compliance Officer) no longer on Schedule A of L&G - Asset Management, America (listed 2019-03-20, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- P Gregory Turner (Head Of Operations) no longer on Schedule A of L&G - Asset Management, America (listed 2019-03-20, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- Emma Rodriguez-Ayala (General Counsel And Chief Compliance Officer) appeared on Schedule A of L&G - Asset Management, AmericaMar 24, 2020 · Control person joined · fact
- Sylvia Michelle Scrimgeour (Director) appeared on Schedule A of L&G - Asset Management, AmericaMar 24, 2020 · Control person joined · fact
- Carr Christine Smith (Chief Operating Officer) appeared on Schedule A of L&G - Asset Management, AmericaMar 24, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/legal-and-general-asset-management-amerreportedpublic record, Form ADV, Sep 17, 2026
- Website
- am.landg.us.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-585-0300reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026