DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Global Index Advisors, Inc.

Former SEC-registered adviserMarietta, GeorgiaCRD 171692SEC 801-79907IAPD
Latest filing Aug 24, 2017
First filing on the tape Jun 6, 2014 · 9 filings
RAUM
$223M
reported, Item 5.F
Discretionary
6.2%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$8.5B as of Mar 15, 2017
Mar 20, 2015$23B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 15, 2017
Mar 20, 20152 then
Employees (5.A)4 as of Mar 15, 2017
Mar 20, 20154 then
Private funds: no history
RAUM -98% over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Aug 24, 2017; every figure names its basis
RAUM per advisor
$223MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$74.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
6.2%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-40%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Patrick James Lauder · Chief Executive Officercontrol
        since 05/2014 · owns less than 5%
      • Aaron Meder · Director, President, Secretary, Treasurercontrol
        since 03/2017 · owns less than 5%
      • Thomas Paul Torregrosa · Chief Compliance Officercontrol
        since 02/2014 · owns less than 5%
      • Joseph Mark Zinkula · Directorcontrol
        since 04/2015 · owns less than 5%
      • Harwood Jodan Ledford · Director
        since 04/2015 · owns less than 5%
      Entity owners
      • Legal & General Investment Management United States (Holdings) Inc. · Shareholder
        direct · owns 75% or more
      • Legal & General Group Plc · Shareholder
        indirect · owns 75% or more of Legal & General Investment Management (Holdings) Ltd.
      • Legal & General Investment Management (Holdings) Ltd. · Shareholder
        indirect · owns 75% or more of Legal & General Investment Management United States (Holdings) Inc.
      Related persons
      Schedule D 7.A
      • Legal & General (Unit Trust Management) Limited
        pooled vehicle sponsorn
      • Legal & General Assurance (Pensions Management) Limited
        real estaten
      • L&G - Asset Management, America
        investment adviserbankpooled vehicle sponsornRAUM $267B
      • Legal & General Investment Management Asia Limited
        investment advisern
      • Legal & General Investment Management Limited
        investment advisern
      • Legal & General Property Limited
        investment advisern
      • Lgim International Ltd
        investment advisernRAUM $983M
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 3
        Apr 6, 2017 to Aug 24, 2017
      • Advisory employees · 3 to 2
        Apr 6, 2017 to Aug 24, 2017
      • Advisory activities · 5 to 4
        Apr 6, 2017 to Aug 24, 2017
      • Employees · 4 to 3
        Apr 6, 2017 to Aug 24, 2017
      • State-registered IARs · 2 to 1
        Apr 6, 2017 to Aug 24, 2017
      • Discretionary RAUM · $8.3B to $13.9M
        Apr 6, 2017 to Aug 24, 2017
      • Non-discretionary RAUM · $256M to $209M
        Apr 6, 2017 to Aug 24, 2017
      • RAUM · $8.5B to $223M
        Apr 6, 2017 to Aug 24, 2017
      • Discretionary RAUM · $15B to $8.3B
        Sep 16, 2016 to Mar 15, 2017
      • Non-discretionary RAUM · $251M to $256M
        Sep 16, 2016 to Mar 15, 2017
      • RAUM · $16B to $8.5B
        Sep 16, 2016 to Mar 15, 2017
      • Discretionary RAUM · $14B to $15B
        Mar 17, 2016 to Sep 16, 2016
      • Non-discretionary RAUM · $282M to $251M
        Mar 17, 2016 to Sep 16, 2016
      • RAUM · $14B to $16B
        Mar 17, 2016 to Sep 16, 2016
      • Discretionary RAUM · $15B to $14B
        Oct 30, 2015 to Mar 17, 2016
      • Non-discretionary RAUM · $835M to $282M
        Oct 30, 2015 to Mar 17, 2016
      • RAUM · $16B to $14B
        Oct 30, 2015 to Mar 17, 2016
      • Accounts · 5 to 4
        May 11, 2015 to Oct 30, 2015
      • Discretionary RAUM · $20B to $15B
        May 11, 2015 to Oct 30, 2015
      • Non-discretionary RAUM · $930M to $835M
        May 11, 2015 to Oct 30, 2015
      • RAUM · $21B to $16B
        May 11, 2015 to Oct 30, 2015
      • Discretionary RAUM · $20B to $20B
        Mar 20, 2015 to May 11, 2015
      • Non-discretionary RAUM · $2.7B to $930M
        Mar 20, 2015 to May 11, 2015
      • RAUM · $23B to $21B
        Mar 20, 2015 to May 11, 2015
      • Discretionary RAUM · $19B to $20B
        Jun 6, 2014 to Mar 20, 2015
      • Non-discretionary RAUM · $2.3B to $2.7B
        Jun 6, 2014 to Mar 20, 2015
      • RAUM · $22B to $23B
        Jun 6, 2014 to Mar 20, 2015
      • Succession · true to false
        Jun 6, 2014 to Mar 20, 2015
      Signals
      2 dated events
      • Global Index Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jun 6, 2014 · Succession (Item 4) · fact
      • Global Index Advisors, Inc. filed its initial SEC registration (Form ADV)
        Jun 6, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026