DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••• H•••• C•••••• M••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Feb 26, 2019 · 19 filings
SEC status approved since Apr 1, 2019
RAUM
$2.2B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.3%
$6.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.2B as of Jun 29, 2026
Feb 7, 2020$61.2M then
HNW client RAUM$6.2M as of Jun 29, 2026
Feb 7, 2020$41.4M then
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Feb 7, 20200 then
Employees (5.A)16 as of Jun 29, 2026
Feb 7, 20203 then
Private funds7 as of Jun 29, 2026
Feb 7, 20203 then
RAUM +82% over the last fiscal year+107% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $62.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 62%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +82%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $618M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$1.4B62%
- Pooled investment vehicles$824M38%
- High-net-worth individuals$6.2M0.3%
- Individual clients
- n/areported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $618M for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.38 institutional_share=0.62 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- A••• J••••• Y•••• to P••••••••• C•••••• M••••••••• L••Nov 19, 2014 · RIA to RIA
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• H•••••••• F•••• L• | Hedge Fund | $122M | 2 | Mar 31, 2022 |
| C•••• H•••• I••••••••• F•••• L• • C•••• H•••• C••••• O••••••••• F••• I• S••••• | Hedge Fund | $94.2M | 53 | Mar 31, 2022 |
| C•••• H•••• U•••• S•••• I••••••••• G•••• B••• F•••• L• | Hedge Fund | $41.3M | 33 | Mar 28, 2024 |
| C•••• H•••• I••••••••• F•••• L• • C•••• H•••• C••••• O••••••••• F••• I• S••••• | Hedge Fund | $15.6M | 30 | Feb 7, 2020 |
| C• R••••••••• S•• S••••• M••••• F•••• L••no longer reported | Hedge Fund | $322,559 | 33 | Mar 31, 2022 |
| C•••• H•••• 2••• I• L•• | Private Equity Fund | $127,563 | 19 | Feb 7, 2020 |
| C•••• H•••• I••••••••• F•••• L• • C• R••••••••• S•• S•••••no longer reported | Hedge Fund | $0 | 27 | Mar 30, 2021 |
| C•••• H•••• I••••••••• F•••• L• • L••••• S•• S•••••no longer reported | Hedge Fund | $0 | 0 | Feb 7, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• A••••••••• B•••••• · Partnercontrolsince 01/2018 · owns 25% to 50%
- S•••• B••••••• H••• · Chief Operating Officer, Chief Financial Officer, Chief Compliance Officercontrolsince 08/2021 · owns less than 5%
- S•••••• M•••• D••••• · M••••••• Partner, Chief Investment Officer, M••••••• M•••••controlsince 10/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- C•••• H•••• I••••••••• F••• G•• L••bankpooled vehicle sponsorn
- C•••• H•••• M••••••• M•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boulder, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 31 to 35Jun 11, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Jun 11, 2025 to Mar 31, 2026
- Assets in custody · $487M to $618MJun 11, 2025 to Mar 31, 2026
- Employees · 11 to 16Jun 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $2.1BJun 11, 2025 to Mar 31, 2026
- HNW RAUM · $7.6M to $6.2MJun 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $42.8MJun 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $609M to $824MJun 11, 2025 to Mar 31, 2026
- RAUM · $1.2B to $2.2BJun 11, 2025 to Mar 31, 2026
- Financial planning clients · unset to May 5, 2025 to Jun 11, 2025
- Accounts · 18 to 31May 30, 2024 to Mar 31, 2025
- Advisory employees · 3 to 5May 30, 2024 to Mar 31, 2025
- HNW clients · 6 to 4May 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 11May 30, 2024 to Mar 31, 2025
- Assets in custody · $273M to $487MMay 30, 2024 to Mar 31, 2025
- Employees · 5 to 11May 30, 2024 to Mar 31, 2025
- Private funds · 5 to 7May 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $486M to $1.2BMay 30, 2024 to Mar 31, 2025
- HNW RAUM · $8.1M to $7.6MMay 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $317M to $609MMay 30, 2024 to Mar 31, 2025
- RAUM · $486M to $1.2BMay 30, 2024 to Mar 31, 2025
- Accounts · 19 to 18Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 4 to 3Mar 30, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3Mar 30, 2023 to Mar 28, 2024
- HNW clients · 10 to 6Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 7Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $107M to $273MMar 30, 2023 to Mar 28, 2024
- Employees · 6 to 5Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $246M to $486MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $8.0M to $8.1MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $222M to $317MMar 30, 2023 to Mar 28, 2024
- RAUM · $246M to $486MMar 30, 2023 to Mar 28, 2024
- Accounts · 30 to 19Apr 29, 2022 to Mar 30, 2023
- HNW clients · 24 to 10Apr 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 6 to 8Apr 29, 2022 to Mar 30, 2023
- Assets in custody · $53.0M to $107MApr 29, 2022 to Mar 30, 2023
- Employees · 5 to 6Apr 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $126M to $246MApr 29, 2022 to Mar 30, 2023
- HNW RAUM · $3.7M to $8.0MApr 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $123M to $222MApr 29, 2022 to Mar 30, 2023
Signals
8 dated events
- C•••• H•••• C•••••• M••••••••• L•• reported RAUM $2.2B, up 82% from $1.2B (2025-06-11 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C•••• H•••• C•••••• M••••••••• L•• reported RAUM $1.2B, up 147% from $485.8M (2024-05-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- C•••• H•••• C•••••• M••••••••• L•• reported RAUM $485.8M, up 98% from $245.6M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C•••• H•••• C•••••• M••••••••• L•• reported RAUM $245.6M, up 94% from $126.5M (2022-04-29 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Joseph Adam Young (Chief Compliance Officer, Co-Chief Investment Officer, Managing Partner) no longer on Schedule A of C•••• H•••• C•••••• M••••••••• L•• (listed 2021-08-18, absent 2021-12-20)Dec 20, 2021 · Control person left · inference
- Hyon Brandon Shin (Chief Operating Officer, Chief Financial Officer) appeared on Schedule A of C•••• H•••• C•••••• M••••••••• L••Aug 18, 2021 · Control person joined · fact
- Daniel Mark Simmer (Managing Member, Co-Chief Investment Officer) appeared on Schedule A of C•••• H•••• C•••••• M••••••••• L••Feb 7, 2020 · Control person joined · fact
- C•••• H•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• H•••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••• H•••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- clearhavencm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 332-240-0416reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026