DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F••••• F•••••••• G••••• I•••

Independent wealth managerChattanooga, TennesseeCRD 149172SEC 801-136510websiteIAPD
Latest filing Jun 12, 2026
First filing on the tape Jun 12, 2026 · 1 filings
SEC status approved since Jun 15, 2026
RAUM
$101M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
93%
$94.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$50.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $101M
HNW client RAUM: $47.0M
State-registered IARs (5.B.3): 2
Employees (5.A): 2
Private funds: no history
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$50.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
135derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$186,139derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
5.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$47.1M47%
  • High-net-worth individuals$47.0M47%
  • Charitable organizations$6.0M6.0%
Individual clients
244reported
HNW clients
26reported
Pension plan clients
0reported
Charitable clients
6reported
Accounts
542reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K•••• M•••••• F•••••Chattanooga, TnMar 16, 200937 y5
S••••• M• F•••••Chattanooga, TnMay 28, 202612 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • F•••••• K••••• M•••••• · President, Cco, Director, Treasurercontrol
    since 03/1997 · owns 50% to 75%
  • F•••••• S••••• C• · Secretary, Directorcontrol
    since 03/1997 · owns 50% to 75%
  • H•••• A•••• M••••••• · Director
    since 03/2006 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Chattanooga, Tn · principal210
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • S••••• M• F••••• left F••••• F•••••••• G••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-09-14)
    Aug 30, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
423-855-1474reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
423-899-8555reportedpublished by the firm, firm site, Sep 15, 2026
Website
H•••S://www.growkeepleave.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
423-899-8555reportedpublic record, Form ADV, Jun 12, 2026
Contact form
growkeepleave.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
growkeepleave.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$50.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026