DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Carden Capital LLC

Former SEC-registered adviserPitkin, ColoradoCRD 149182SEC 801-107813IAPD
Latest filing Apr 1, 2018
First filing on the tape May 4, 2016 · 10 filings
RAUM
$28.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.3%
$1.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$2.8M gross assets
History
10 filings and snapshots on the tape
RAUM$28.4M as of Apr 1, 2018
Mar 6, 2017$18.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Apr 1, 2018
Mar 6, 20172 then
Employees (5.A)3 as of Apr 1, 2018
Mar 6, 20173 then
Private funds1 as of Apr 1, 2018
Mar 6, 20171 then
RAUM +55% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 1, 2018; every figure names its basis
RAUM per advisor
$14.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+55%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$2.8M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$22.0M78%
  • Pooled investment vehicles$2.8M9.8%
  • Individuals$1.8M6.3%
  • Investment companies$1.8M6.3%
Individual clients
10reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
18reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$2.8M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Carden Investment Partnership LPHedge Fund$2.8M25May 4, 2016
Owners and control persons
Schedule A and B, latest filing
  • Ragnar Gavan Duemke · Managing Membercontrol
    since 12/2014 · owns 50% to 75%
  • Evan Sean Wright · Cco And Managing Membercontrol
    since 12/2008 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 24 to 18
    May 4, 2017 to Apr 1, 2018
  • Individual clients · unset to 10.0
    May 4, 2017 to Apr 1, 2018
  • Pooled vehicle clients · unset to 1.0
    May 4, 2017 to Apr 1, 2018
  • Assets in custody · $3.4M to $2.8M
    May 4, 2017 to Apr 1, 2018
  • HQ city · SOLANA BEACH to PITKIN
    May 4, 2017 to Apr 1, 2018
  • HQ state · CA to CO
    May 4, 2017 to Apr 1, 2018
  • Other offices · unset to 0.0
    May 4, 2017 to Apr 1, 2018
  • Discretionary RAUM · $40.3M to $28.4M
    May 4, 2017 to Apr 1, 2018
  • Individual RAUM · unset to 1791656.0
    May 4, 2017 to Apr 1, 2018
  • Pooled vehicle RAUM · unset to 2792054.0
    May 4, 2017 to Apr 1, 2018
  • RAUM · $40.3M to $28.4M
    May 4, 2017 to Apr 1, 2018
  • Related bank · true to false
    May 4, 2017 to Apr 1, 2018
  • Assets in custody · $1.3M to $3.4M
    Mar 14, 2017 to May 4, 2017
  • Discretionary RAUM · $68.3M to $40.3M
    Mar 11, 2017 to Mar 14, 2017
  • RAUM · $68.3M to $40.3M
    Mar 11, 2017 to Mar 14, 2017
  • Assets in custody · unset to 1301087.0
    Mar 6, 2017 to Mar 11, 2017
  • Custody of client assets · false to true
    Mar 6, 2017 to Mar 11, 2017
  • Accounts · 1 to 23
    Sep 19, 2016 to Mar 6, 2017
  • Discretionary RAUM · $4.1M to $18.3M
    Sep 19, 2016 to Mar 6, 2017
  • RAUM · $4.1M to $18.3M
    Sep 19, 2016 to Mar 6, 2017
  • Accounts · 23 to 24
    Mar 6, 2017 to Mar 6, 2017
  • Discretionary RAUM · $18.3M to $68.3M
    Mar 6, 2017 to Mar 6, 2017
  • RAUM · $18.3M to $68.3M
    Mar 6, 2017 to Mar 6, 2017
Signals
1 dated events
  • Carden Capital Llc filed its initial SEC registration (Form ADV)
    May 4, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026