DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Denver Money Manager, LLC

Former SEC-registered adviserDenver, ColoradoCRD 106462SEC 801-21562IAPD
Latest filing Jan 28, 2015
First filing on the tape Jan 23, 2012 · 9 filings
RAUM
$153M
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$153M as of Jan 28, 2015
Jan 23, 2012$108M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jan 28, 2015
Feb 25, 20132 then
Employees (5.A)4 as of Jan 28, 2015
Feb 25, 20134 then
Private funds: no history
RAUM +3.8% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 28, 2015; every figure names its basis
RAUM per advisor
$76.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$328,293derivedRAUM over accounts (5.F.2.f)
Discretionary
53%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
465reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • David Aaron Grey · Director Of Operationscontrol
      since 03/2010 · owns 10% to 25%
    • Johnston Paula Grey · Chief Compliance Officercontrol
      since 10/2004 · owns 25% to 50%
    • Edmund Robert Grey · Ownercontrol
      since 06/1984 · owns 25% to 50%
    • T Joel Martin · Member
      since 12/2013 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 432 to 465
      Mar 6, 2014 to Jan 28, 2015
    • Discretionary RAUM · $75.1M to $81.0M
      Mar 6, 2014 to Jan 28, 2015
    • Non-discretionary RAUM · $72.0M to $71.7M
      Mar 6, 2014 to Jan 28, 2015
    • RAUM · $147M to $153M
      Mar 6, 2014 to Jan 28, 2015
    • Accounts · 393 to 432
      Mar 6, 2013 to Jan 31, 2014
    • Advisory activities · 6 to 3
      Mar 6, 2013 to Jan 31, 2014
    • Discretionary RAUM · $65.0M to $75.1M
      Mar 6, 2013 to Jan 31, 2014
    • Non-discretionary RAUM · $65.8M to $72.0M
      Mar 6, 2013 to Jan 31, 2014
    • RAUM · $131M to $147M
      Mar 6, 2013 to Jan 31, 2014
    • Accounts · 468 to 393
      Mar 14, 2012 to Feb 25, 2013
    • Advisory employees · unset to 3.0
      Mar 14, 2012 to Feb 25, 2013
    • Employees · unset to 4.0
      Mar 14, 2012 to Feb 25, 2013
    • Financial planning clients · 26-50 to 51-100
      Mar 14, 2012 to Feb 25, 2013
    • HQ city · unset to DENVER
      Mar 14, 2012 to Feb 25, 2013
    • HQ state · unset to CO
      Mar 14, 2012 to Feb 25, 2013
    • State-registered IARs · unset to 2.0
      Mar 14, 2012 to Feb 25, 2013
    • Discretionary RAUM · $50.9M to $65.0M
      Mar 14, 2012 to Feb 25, 2013
    • Non-discretionary RAUM · $56.6M to $65.8M
      Mar 14, 2012 to Feb 25, 2013
    • RAUM · $108M to $131M
      Mar 14, 2012 to Feb 25, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026