DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• P•••••• F•••••••• A••••••• L•••
Latest filing Apr 28, 2026
First filing on the tape Mar 29, 2012 · 39 filings
SEC status approved since May 27, 2009
RAUM
$1.8B
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
26%
$460M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.8B
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$1.8B as of Apr 28, 2026
Mar 29, 2012$158M then
HNW client RAUM$446M as of Apr 28, 2026
Mar 28, 2018$314M then
State-registered IARs (5.B.3)1 as of Apr 28, 2026
Apr 1, 20131 then
Employees (5.A)6 as of Apr 28, 2026
Apr 1, 201312 then
Private funds: no history
RAUM +80% over the last fiscal year+37% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 142derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $5.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +80%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.3B73%
- High-net-worth individuals$446M25%
- Individuals$13.9M0.8%
- Charitable organizations$8.6M0.5%
- Insurance companies$8.6M0.5%
- Individual clients
- 31reported
- HNW clients
- 111reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 304reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.26 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••••• L••• G••••••Chartered Financial Analyst | ZüRich | Jun 12, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• B•••••••• F•••••••• · Member Board Of Directorscontrolsince 09/2018 · owns less than 5%
- R••••• C••••••••• N•• · Chairman, Board Of Directorscontrolsince 01/2020 · owns less than 5%
- T••••••••• R•••• N•• · Chief Executive Officer, Chief Financial Officer, Chief Operating Officer, Senior Client Advisorcontrolsince 03/2017 · owns less than 5%
- H•••••• O••••• N•• · Trusteecontrolsince 10/2017 · owns F of K•• S•••••••
- K•••••• F••••• W••••• · Trusteecontrolsince 10/2017 · owns F of K•• S•••••••
- L••••••• G••••••• N•••••• · Chief Compliance Officer, Chief Legal Officersince 03/2022 · owns less than 5%
Entity owners
- K••••• P•••••• P••••••••• · Shareholderdirect · owns 75% or more
- K••••• P•••••• P••••••••• A• · Shareholderdirect · owns 75% or more
- K•• H•••••• A• · Shareholderindirect · owns 75% or more of K••••• P•••••• P••••••••• A•
- K•• S••••••• · Shareholderindirect · owns 75% or more of K•• H•••••• A•
Related persons
Schedule D 7.A
- C••••••• R•••n
- E•••••• T•••• R•••n
- K••••• P•••••• •••••••• A•n
- K••••• P•••••• P••••••••• A•investment advisercustodiany
- K••••• P•••••• T•••• S••••••• A••••••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Apr 28, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $981,665,158 to $1,764,772,779, advisors 1 to 1, private clients 140 to 142, offices 0 to 0 (2025-03-28 to 2026-04-28)peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up clients flatCombination · filing Apr 28, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $981,665,158 to $1,764,772,779, advisors 1 to 1, private clients 140 to 142, offices 0 to 0 (2025-03-28 to 2026-04-28)peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Apr 28, 2026HNW share of RAUM moved from 47.0% to 25.0% between the annual amendments of 2025-03-28 and 2026-04-28peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $981,665,158 to $1,764,772,779 (+80.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +17.0% (1298 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 96% percentile
- client mix shiftChange between filings · filing Apr 28, 2026private-client share of RAUM moved from 49.0% to 26.0% between the annual amendments of 2025-03-28 and 2026-04-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 28, 2026H•••••• O••••• N•• (TRUSTEE) left Schedule A between the filings of 2020-03-27 and 2026-04-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 28, 2026T••••••••• R•••• N•• (CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, SENIOR CLIENT ADVISOR) left Schedule A between the filings of 2020-03-27 and 2026-04-28peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Apr 28, 2026institutional share of RAUM moved from 51.0% to 74.0% between the annual amendments of 2025-03-28 and 2026-04-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 28, 2026K•••••• F••••• W••••• (TRUSTEE) left Schedule A between the filings of 2020-03-27 and 2026-04-28peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 287 to 304Dec 2, 2025 to Mar 24, 2026
- Advisory employees · 5 to 6Dec 2, 2025 to Mar 24, 2026
- Charity clients · 2.0 to unsetDec 2, 2025 to Mar 24, 2026
- Corporate clients · 66 to 73Dec 2, 2025 to Mar 24, 2026
- HNW clients · 103 to 111Dec 2, 2025 to Mar 24, 2026
- Individual clients · 37 to 31Dec 2, 2025 to Mar 24, 2026
- Employees · 5 to 6Dec 2, 2025 to Mar 24, 2026
- Discretionary RAUM · $258M to $327MDec 2, 2025 to Mar 24, 2026
- HNW RAUM · $462M to $446MDec 2, 2025 to Mar 24, 2026
- Individual RAUM · $15.8M to $13.9MDec 2, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $723M to $1.4BDec 2, 2025 to Mar 24, 2026
- RAUM · $982M to $1.8BDec 2, 2025 to Mar 24, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 7, 2025
- Accounts · 266 to 287Dec 10, 2024 to Mar 28, 2025
- Corporate clients · 56 to 66Dec 10, 2024 to Mar 28, 2025
- HNW clients · 85 to 103Dec 10, 2024 to Mar 28, 2025
- Individual clients · 45 to 37Dec 10, 2024 to Mar 28, 2025
- HQ city · ZURICH to ZÜRICHDec 10, 2024 to Mar 28, 2025
- HQ state · unset to Dec 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $212M to $258MDec 10, 2024 to Mar 28, 2025
- HNW RAUM · $274M to $462MDec 10, 2024 to Mar 28, 2025
- Individual RAUM · $19.2M to $15.8MDec 10, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $352M to $723MDec 10, 2024 to Mar 28, 2025
- RAUM · $564M to $982MDec 10, 2024 to Mar 28, 2025
- Related insurance company · true to falseJul 1, 2024 to Aug 20, 2024
- Advisory employees · 4 to 5Mar 28, 2024 to Jul 1, 2024
- Employees · 4 to 5Mar 28, 2024 to Jul 1, 2024
- Corporate clients · 48 to 56Dec 15, 2023 to Mar 28, 2024
- HNW clients · 92 to 85Dec 15, 2023 to Mar 28, 2024
- Individual clients · 38 to 45Dec 15, 2023 to Mar 28, 2024
- Discretionary RAUM · $195M to $212MDec 15, 2023 to Mar 28, 2024
- HNW RAUM · $451M to $274MDec 15, 2023 to Mar 28, 2024
- Individual RAUM · $12.7M to $19.2MDec 15, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $495M to $352MDec 15, 2023 to Mar 28, 2024
- RAUM · $690M to $564MDec 15, 2023 to Mar 28, 2024
- Accounts · 233 to 266Dec 14, 2022 to Mar 27, 2023
- Charity clients · unset to 2.0Dec 14, 2022 to Mar 27, 2023
- Corporate clients · 46 to 48Dec 14, 2022 to Mar 27, 2023
- HNW clients · 76 to 92Dec 14, 2022 to Mar 27, 2023
- Individual clients · 40 to 38Dec 14, 2022 to Mar 27, 2023
Signals
13 dated events
- K••••• P•••••• F•••••••• A••••••• L••• reported RAUM $1.8B, up 80% from $981.7M (2025-12-02 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- K••••• P•••••• F•••••••• A••••••• L••• reported RAUM $981.7M, up 74% from $563.9M (2024-12-10 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- T•••••• C•••••••• K•••• (Member Board Of Directors) no longer on Schedule A of K••••• P•••••• F•••••••• A••••••• L••• (listed 2023-10-09, absent 2023-12-15)Dec 15, 2023 · Control person left · inference
- K••••• P•••••• F•••••••• A••••••• L••• reported RAUM $709.0M, up 31% from $540.6M (2021-08-23 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- P•••• R•••• P••••••• (Executive Officer, Head Asset Management) no longer on Schedule A of K••••• P•••••• F•••••••• A••••••• L••• (listed 2020-07-23, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- K••• R•••• K•••••• (Member, Board Of Directors) no longer on Schedule A of K••••• P•••••• F•••••••• A••••••• L••• (listed 2020-07-23, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- T•••••• C•••••••• K•••• (Member Board Of Directors) appeared on Schedule A of K••••• P•••••• F•••••••• A••••••• L•••Mar 22, 2021 · Control person joined · fact
- Walter Friedrich Kaiser (Chairman, Board Of Directors) no longer on Schedule A of K••••• P•••••• F•••••••• A••••••• L••• (listed 2019-03-30, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Philip Marcovici (Member, Board Of Directors) no longer on Schedule A of K••••• P•••••• F•••••••• A••••••• L••• (listed 2019-03-30, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- K••• R•••• K•••••• (Member, Board Of Directors) appeared on Schedule A of K••••• P•••••• F•••••••• A••••••• L•••Mar 27, 2020 · Control person joined · fact
- C•••••••• R•••• (Chairman, Board Of Directors) appeared on Schedule A of K••••• P•••••• F•••••••• A••••••• L•••Mar 27, 2020 · Control person joined · fact
- K••••• P•••••• F•••••••• A••••••• L••• reported 0 offices beyond its principal office, down from 5 (2018-07-05 to 2019-03-30)Mar 30, 2019 · Office count change · derived
- O•••• H••••• (Trustee) appeared on Schedule A of K••••• P•••••• F•••••••• A••••••• L•••Mar 30, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 423-237-8321reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- kaiserpartner.financialreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +41 44 752 51 52reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- kaiserpartner.financial/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- kaiserpartner.financial/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026