DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Elevate Wealth Advisory, Inc.
Latest filing Mar 19, 2026
First filing on the tape Mar 14, 2013 · 23 filings
SEC status approved since Apr 1, 2013
RAUM
$386M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
97%
$373M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$32.1M
derived; firm RAUM over IAPD count
Employees
13
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$386M as of Mar 19, 2026
Mar 7, 2014$145M then
HNW client RAUM$250M as of Mar 19, 2026
Mar 5, 2018$105M then
State-registered IARs (5.B.3)10 as of Mar 19, 2026
Mar 7, 20140 then
Employees (5.A)13 as of Mar 19, 2026
Mar 7, 20144 then
Private funds: no history
RAUM +14% over the last fiscal year+9.8% a year over threeIARs 7 to 10
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $32.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $225,975derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +43%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$250M65%
- Individuals$123M32%
- Pension and profit-sharing plans$9.3M2.4%
- Charitable organizations$3.2M0.8%
- Corporations and businesses$95,3410.0%
- Individual clients
- 506reported
- HNW clients
- 107reported
- Pension plan clients
- 9reported
- Charitable clients
- 12reported
- Accounts
- 1,706reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Jackson VickeryChartered Financial Consultant | Athens, Ga | Jun 2, 2009 | 44 y | 1 |
| Clarke Cameron Holt | Athens, Ga | Jun 2, 2009 | 27 y | 2 |
| Cynthia Deanne RossoCertified Financial Planner | Athens, Ga | Jun 4, 2009 | 21 y | 1 |
| Robert Matthew FezekasChartered Financial Analyst | Athens, Ga | Mar 5, 2015 | 28 y | 0 |
| Deanna Louise Bloom | Athens, Ga | Oct 2, 2015 | 22 y | 1 |
| Brian James RossoChartered Financial Analyst | Athens, Ga | Jun 14, 2023 | 11 y | 1 |
| Gary Stoller | Athens, Ga | Jul 22, 2024 | 15 y | 1 |
| Preston Devereaux Wilkie | Athens, Ga | Jun 3, 2025 | 10 y | 0 |
| Jose Andres Colmenarez | Athens, Ga | Jun 17, 2025 | 11 y | 0 |
| Benjamin Cecil Hall | Athens, Ga | Oct 14, 2025 | 13 y | 0 |
| Joseph Collinsworth Hardeman | Athens, Ga | Dec 5, 2025 | 11 y | 1 |
| Aspen Elizabeth Townley | Athens, Ga | Aug 4, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- David Michael Jenkins to Trestle Wealth Advisory, LLCJul 5, 2024 · RIA to a state-registered adviser
- Clark Dunshee Brown to Clark Brown, LLCApr 10, 2023 · RIA to a state-registered adviser
- Dwight Daxon Langley to Langley Wealth ManagementAug 31, 2018 · RIA to a state-registered adviser
Joined, latest
- Joseph Collinsworth Hardeman from Equitable Advisors, LLCDec 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Gary Stoller from First Advisors National, LLCJul 22, 2024 · RIA to RIA
- Brian James Rosso from Stadion Money Management, LLCJun 14, 2023 · RIA to RIA
- Deanna Louise Bloom from Summit Financial Group IncOct 2, 2015 · Other
- Dwight Daxon Langley from Morgan Keegan & Company, LLCMay 28, 2010 · Other
- Cynthia Deanne Rosso from Fsc Securities CorporationJun 4, 2009 · Other
- Charles Jackson Vickery from Fsc Securities CorporationJun 2, 2009 · Other
- Clarke Cameron Holt from Fsc Securities CorporationJun 2, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Deanne Cynthia Rosso · President, Ceo, & Ccocontrolsince 06/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Athens, Ga · principal | 12 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 19, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,649 to 1,706Jan 15, 2026 to Mar 19, 2026
- Advisory employees · 7 to 10Jan 15, 2026 to Mar 19, 2026
- Charity clients · 6 to 12Jan 15, 2026 to Mar 19, 2026
- Corporate clients · 0 to 1Jan 15, 2026 to Mar 19, 2026
- HNW clients · 103 to 107Jan 15, 2026 to Mar 19, 2026
- Individual clients · 468 to 506Jan 15, 2026 to Mar 19, 2026
- Pension plan clients · 8 to 9Jan 15, 2026 to Mar 19, 2026
- Employees · 12 to 13Jan 15, 2026 to Mar 19, 2026
- State-registered IARs · 7 to 10Jan 15, 2026 to Mar 19, 2026
- HNW RAUM · $211M to $250MJan 15, 2026 to Mar 19, 2026
- Individual RAUM · $114M to $123MJan 15, 2026 to Mar 19, 2026
- Non-discretionary RAUM · $338M to $386MJan 15, 2026 to Mar 19, 2026
- Pension RAUM · $9.5M to $9.3MJan 15, 2026 to Mar 19, 2026
- RAUM · $338M to $386MJan 15, 2026 to Mar 19, 2026
- Accounts · 1,676 to 1,649Mar 28, 2024 to Mar 28, 2025
- HNW clients · 83 to 103Mar 28, 2024 to Mar 28, 2025
- Individual clients · 492 to 468Mar 28, 2024 to Mar 28, 2025
- Employees · 11 to 12Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Mar 28, 2024 to Mar 28, 2025
- HNW RAUM · $174M to $211MMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $131M to $114MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $314M to $338MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $6.5M to $9.5MMar 28, 2024 to Mar 28, 2025
- RAUM · $314M to $338MMar 28, 2024 to Mar 28, 2025
- Accounts · 1,783 to 1,676Mar 27, 2023 to Mar 28, 2024
- Charity clients · 5 to 6Mar 27, 2023 to Mar 28, 2024
- HNW clients · 79 to 83Mar 27, 2023 to Mar 28, 2024
- Individual clients · 510 to 492Mar 27, 2023 to Mar 28, 2024
- Pension plan clients · 14 to 8Mar 27, 2023 to Mar 28, 2024
- Employees · 9 to 11Mar 27, 2023 to Mar 28, 2024
- HNW RAUM · $146M to $174MMar 27, 2023 to Mar 28, 2024
- Individual RAUM · $130M to $131MMar 27, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $291M to $314MMar 27, 2023 to Mar 28, 2024
- Pension RAUM · $12.5M to $6.5MMar 27, 2023 to Mar 28, 2024
- RAUM · $291M to $314MMar 27, 2023 to Mar 28, 2024
- Accounts · 1,598 to 1,783Mar 30, 2022 to Mar 27, 2023
- HNW clients · 84 to 79Mar 30, 2022 to Mar 27, 2023
- Individual clients · 466 to 510Mar 30, 2022 to Mar 27, 2023
- Pension plan clients · 9 to 14Mar 30, 2022 to Mar 27, 2023
- Employees · 11 to 9Mar 30, 2022 to Mar 27, 2023
Signals
3 dated events
- David Michael Jenkins left Elevate Wealth Advisory, Inc. for Trestle Wealth Advisory, Llc (registered 2024-01-30)Jul 5, 2024 · Advisor changed firm · fact
- Clark Dunshee Brown left Elevate Wealth Advisory, Inc. for Clark Brown, Llc (registered 2022-10-21)Apr 10, 2023 · Advisor changed firm · fact
- Vickery Financial Services, Inc. filed its initial SEC registration (Form ADV)Mar 14, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@elevate-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 706-353-2728reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/elevate-wealth-advisoryreportedpublic record, Form ADV, Sep 17, 2026
- Website
- elevate-wealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 706-353-2728reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- elevate-wealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- elevate-wealth.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026