DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• M•••• M••••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Mar 30, 2012 · 40 filings
SEC status approved since Jan 31, 1994
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
55%
$1.5B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$207M
derived; firm RAUM over IAPD count
Employees
39
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$2.7B as of Mar 16, 2026
Mar 30, 2012$5.4B then
HNW client RAUM$24.7M as of Mar 26, 2021
Mar 29, 2018$26.3M then
State-registered IARs (5.B.3)13 as of Mar 16, 2026
Apr 1, 201336 then
Employees (5.A)39 as of Mar 16, 2026
Apr 1, 201365 then
Private funds: no history
RAUM +8.9% over the last fiscal year+9.5% a year over threeIARs 14 to 13
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $207MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $54,178derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 13.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.5B55%
- Pooled investment vehicles$1.2B45%
- Individual clients
- 49,562reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 49,626reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $2.6B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.55 fund_share=0.45 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• E•••••••• K••••• | Watkinsville, Ga | Jul 29, 2008 | 18 y | 0 |
| A••••• C•••••• R•••••••• | Atlanta, Ga | Jul 26, 2010 | 17 y | 0 |
| M•••••• D•••• I•••• | Watkinsville, Ga | Aug 4, 2010 | 27 y | 1 |
| W•••••• K••• M•••••• | Watkinsville, Ga | Aug 10, 2010 | 20 y | 0 |
| J•••• A• H••••• | Watkinsville, Ga | Aug 2, 2011 | 15 y | 0 |
| D•••• L•• B••••Chartered Financial Analyst | Watkinsville, Ga | Jul 5, 2013 | 15 y | 0 |
| R••••• K•••••••• K•••• | Watkinsville, Ga | Dec 5, 2014 | 18 y | 0 |
| D••••• S•••••• M•••• | Watkinsville, Ga | Mar 25, 2015 | 16 y | 0 |
| C•••••• A••• F••••Chartered Financial Analyst | Watkinsville, Ga | Mar 25, 2016 | 20 y | 0 |
| T•••• B•••••• B•••••• | Watkinsville, Ga | Jul 27, 2016 | 11 y | 0 |
| D••••• S•••••• F•• | Watkinsville, Ga | Feb 11, 2019 | 27 y | 0 |
| H•••• J••• A•••• | Watkinsville, Ga | Jun 30, 2023 | 14 y | 0 |
| M•••••• C••• L••••• | Rochester Hills, Mi | Jan 31, 2024 | 12 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount1 left over 36 months
Left, latest
- M•••••• H••••• B••••• to S••• M••••••• A•••••••• L••Nov 4, 2025 · RIA to RIA
- B•••• J•••• R•••• to E•••••• W••••• A•••••••• I•••Apr 3, 2023 · RIA to RIA
- J••••• P••••• D•••••• to C•••••• S••••• • C••• I•••Sep 9, 2022 · RIA to affiliated broker-dealer or bank
- G•••••• W••••• F••••••• to M••••• S••••••Sep 27, 2021 · Other
- B•••••• A••• T••••••• to C• M••••Jun 11, 2021 · Other
- C•••••• W••••• W••••• to C• M••••Jun 11, 2021 · Other
- W•••••• T••••• M•••••• to P•••• C•••••• F••••••••Jun 11, 2021 · Other
- T•••••• J••• B••••••• to B•••••••• I••••••••• M••••••••• L••Nov 23, 2020 · Other
- J••••••• P••• N•••• to C••••• F•••••••• S••••••••• I•••Nov 5, 2020 · Other
- E••• P••• B••••• to F•••••••• I••••••••• T•••••• L••Nov 5, 2020 · Other
- C•••••• T••••• S••••• to M•••• C•••••• M••••••••• I•••Mar 23, 2020 · Other
- T•••••• R•••••• M••••• to H••••••• F••••Jan 10, 2020 · Other
- M•••••• W•••• A••••• to I•••••• A•••••••• I•••Jan 9, 2020 · Other
- L•••• J•••••• G•••• to N••••••••• I••••••••• A•••••••• L••Oct 30, 2018 · Other
- B•••••• T• L••• to J••• M••••• S••••••••• L••Sep 26, 2018 · Other
Joined, latest
- M•••••• H••••• B••••• from S••••• W••••• M•••••••••Jun 8, 2023 · RIA to RIA
- L•••• J•••••• G•••• from I••••••••• F•••••••• P•••••••Sep 19, 2018 · Other
- T•••••• J••• B••••••• from B••••••• F•••••••• P••••••• L••Oct 24, 2017 · Other
- J••••••• P••• N•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 28, 2015 · Other
- P•••••• M••• H•••• from W•••• F•••• A•••••••Jul 28, 2015 · Other
- S•••••••• B••• H••• from G••••••••• A•••••••• L••May 12, 2015 · Other
- G•••••• W••••• F••••••• from B•••••••• I••••••••• M••••••••• L••Feb 25, 2015 · Other
- R••••• H••••• F•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 15, 2014 · Other
- C•••• B••••• W••••••• from U•• F•••••••• S••••••• I•••Mar 17, 2014 · Other
- P•••••• T••••• S•••• from A••••••••• I•••Jan 31, 2014 · Other
- C•••• L•••• C•••••• L•••••• from M•••••• I••••••••• F••• S••••••• L••Nov 7, 2013 · Other
- S••• M•••••• P•••••••• from N•••••••• B••••• B• L••Jul 29, 2013 · Other
- A••••• M••••• M•••••• from J••• M••••• S••••••••• L••Mar 11, 2013 · Other
- D••••• H• R•••••••• from M••••• O• O•••• I••••••• S•••••••• I•••Aug 2, 2012 · Other
- S•••••• D••••• C••••••• from M••••• O• O•••• I••••••• S•••••••• I•••Mar 28, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••• L•• · President And Ceocontrolsince 03/2022 · owns less than 5%
- C••••• M•••••• · Chief Technology Officer / Chief Operating Officercontrolsince 04/2011 · owns less than 5%
- I••••• M••••••• D•••• · Chief Compliance Officercontrolsince 04/2011 · owns less than 5%
- L••••• C••••••••• T••• · Chief Revenue Officer And Secretarycontrolsince 08/2022 · owns less than 5%
Entity owners
- S•••• M•••••• S••••••••• I••• · Holding Companydirect · owns 75% or more
- S•••• P•••••• L•• · Parent Companyindirect · owns 75% or more of S•••• U•• C•
- S•••• U•• C• · Parent Companyindirect · owns 75% or more of S•••• M•••••• S••••••••• I•••
Related persons
Schedule D 7.A
- P••••••••• L••investment advisernRAUM $4.1B
Advisers that list S•••••• M•••• M••••••••• L•• as a related person
- 133357 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Watkinsville, Ga · principal | 12 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 16, 2026L••••• C••••••••• T••• (CHIEF REVENUE OFFICER AND SECRETARY) left Schedule A between the filings of 2023-06-21 and 2026-03-16peers: WEALTH_I•••••••••, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 47,926 to 49,626Jan 15, 2026 to Mar 16, 2026
- Advisory employees · 13 to 12Jan 15, 2026 to Mar 16, 2026
- Advisory activities · 3 to 4Jan 15, 2026 to Mar 16, 2026
- Individual clients · 47,862 to 49,562Jan 15, 2026 to Mar 16, 2026
- State-registered IARs · 14 to 13Jan 15, 2026 to Mar 16, 2026
- Discretionary RAUM · $2.5B to $2.7BJan 15, 2026 to Mar 16, 2026
- Individual RAUM · $1.2B to $1.5BJan 15, 2026 to Mar 16, 2026
- Pooled vehicle RAUM · $1.3B to $1.2BJan 15, 2026 to Mar 16, 2026
- RAUM · $2.5B to $2.7BJan 15, 2026 to Mar 16, 2026
- Wrap assets (manager) · $2.4B to $2.6BJan 15, 2026 to Mar 16, 2026
- Financial planning clients · 0 to 0Mar 10, 2025 to Nov 25, 2025
- Accounts · 50,984 to 47,926Feb 14, 2024 to Mar 10, 2025
- Advisory employees · 14 to 13Feb 14, 2024 to Mar 10, 2025
- Individual clients · 50,920 to 47,862Feb 14, 2024 to Mar 10, 2025
- Employees · 42 to 39Feb 14, 2024 to Mar 10, 2025
- State-registered IARs · 15 to 14Feb 14, 2024 to Mar 10, 2025
- Discretionary RAUM · $2.3B to $2.5BFeb 14, 2024 to Mar 10, 2025
- Individual RAUM · $858M to $1.2BFeb 14, 2024 to Mar 10, 2025
- Pooled vehicle RAUM · $1.5B to $1.3BFeb 14, 2024 to Mar 10, 2025
- RAUM · $2.3B to $2.5BFeb 14, 2024 to Mar 10, 2025
- Wrap assets (manager) · $2.3B to $2.4BFeb 14, 2024 to Mar 10, 2025
- Accounts · 48,708 to 50,984Jun 21, 2023 to Feb 14, 2024
- Advisory employees · 11 to 14Jun 21, 2023 to Feb 14, 2024
- Individual clients · 48,644 to 50,920Jun 21, 2023 to Feb 14, 2024
- Employees · 39 to 42Jun 21, 2023 to Feb 14, 2024
- State-registered IARs · 12 to 15Jun 21, 2023 to Feb 14, 2024
- Discretionary RAUM · $2.0B to $2.3BJun 21, 2023 to Feb 14, 2024
- Individual RAUM · $592M to $858MJun 21, 2023 to Feb 14, 2024
- Pooled vehicle RAUM · $1.5B to $1.5BJun 21, 2023 to Feb 14, 2024
- RAUM · $2.0B to $2.3BJun 21, 2023 to Feb 14, 2024
- Wrap assets (manager) · $2.0B to $2.3BJun 21, 2023 to Feb 14, 2024
- Related adviser · false to trueMar 24, 2023 to Jun 21, 2023
- Accounts · 49,152 to 48,708Oct 28, 2022 to Mar 24, 2023
- Advisory employees · 14 to 11Oct 28, 2022 to Mar 24, 2023
- Individual clients · 49,111 to 48,644Oct 28, 2022 to Mar 24, 2023
- Employees · 41 to 39Oct 28, 2022 to Mar 24, 2023
- State-registered IARs · 15 to 12Oct 28, 2022 to Mar 24, 2023
- Discretionary RAUM · $2.4B to $2.0BOct 28, 2022 to Mar 24, 2023
- Individual RAUM · $506M to $592MOct 28, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $1.9B to $1.5BOct 28, 2022 to Mar 24, 2023
Signals
17 dated events
- M•••••• H••••• B••••• left S•••••• M•••• M••••••••• L•• for S••• M••••••• A•••••••• L•• (registered 2025-11-25)Nov 4, 2025 · Advisor changed firm · fact
- J••••• Lawrence Griffin (Secretary And General Counsel) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2023-06-21, absent 2024-02-14)Feb 14, 2024 · Control person left · inference
- M•••••• Grant Chamberlain (Member - Board Of Managers) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2023-06-21, absent 2024-02-14)Feb 14, 2024 · Control person left · inference
- Harwood Jodan Ledford (Ceo) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2023-06-21, absent 2024-02-14)Feb 14, 2024 · Control person left · inference
- B•••• J•••• R•••• left S•••••• M•••• M••••••••• L•• for E•••••• W••••• A•••••••• I••• (registered 2023-06-14)Apr 3, 2023 · Advisor changed firm · fact
- Todd C••••••••• Lacey (Chief Revenue Officer) appeared on Schedule A of S•••••• M•••• M••••••••• L••Mar 24, 2023 · Control person joined · fact
- J••••• P••••• D•••••• left S•••••• M•••• M••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-12-07)Sep 9, 2022 · Advisor changed firm · fact
- M•••••• Grant Chamberlain (Member - Board Of Managers) appeared on Schedule A of S•••••• M•••• M••••••••• L••May 17, 2022 · Control person joined · fact
- B. Roger Kafker (Elected Manager) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2021-11-04, absent 2022-03-14)Mar 14, 2022 · Control person left · inference
- Roy Michael Burns (Elected Manager) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2021-11-04, absent 2022-03-14)Mar 14, 2022 · Control person left · inference
- P••••• J••••• D•••••• (President, Ceo) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2021-11-04, absent 2022-03-14)Mar 14, 2022 · Control person left · inference
- A•••• T•••••• Chapman (Chairman) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2021-11-04, absent 2022-03-14)Mar 14, 2022 · Control person left · inference
- J••••• Lawrence Griffin (Secretary) appeared on Schedule A of S•••••• M•••• M••••••••• L••Mar 14, 2022 · Control person joined · fact
- Harwood Jodan Ledford (Ceo) appeared on Schedule A of S•••••• M•••• M••••••••• L••Mar 14, 2022 · Control person joined · fact
- Adam Bradley Thompson (Chief Investment Officer) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2021-03-26, absent 2021-06-16)Jun 16, 2021 · Control person left · inference
- A•••• David Lacusky (Chief Distribution Officer) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2019-02-08, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Graves Holly Macmillan (Chief M•••eting Officer) no longer on Schedule A of S•••••• M•••• M••••••••• L•• (listed 2019-02-08, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-222-7636reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 706-353-9832reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/499318reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.S••••••M••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 706-583-5144reportedpublic record, Form ADV, Mar 16, 2026
- Team page
- STADIONMONEY.COM/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $207Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026