DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• I••••••••• A•••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jul 27, 2025 · 3 filings
SEC status approved since Jul 28, 2025
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$145M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$52.5M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$158M as of Mar 4, 2026
Jul 27, 2025$140M then
HNW client RAUM$78.4M as of Mar 4, 2026
Jul 27, 2025$121M then
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Jul 27, 20253 then
Employees (5.A)4 as of Mar 4, 2026
Jul 27, 20254 then
Private funds1 as of Mar 4, 2026
Jul 27, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $52.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $518,210derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$78.4M50%
- Individuals$67.0M43%
- Pooled investment vehicles$7.8M5.0%
- Corporations and businesses$4.3M2.8%
- Individual clients
- 99reported
- HNW clients
- 59reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 304reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• M••• T••••••Certified Financial Planner | The Woodlands, Tx | Feb 6, 2013 | 31 y | 5 |
| T••• A••• R•••• | The Woodlands, Tx | Dec 3, 2015 | 13 y | 0 |
| D•••• A•••• T•••••Certified Financial Planner | The Woodlands, Tx | Aug 1, 2019 | 23 y | 8 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••• E• H••• to O••••••••• • C•• I•••Nov 20, 2009 · Other
Joined, latest
- D•••• A•••• T••••• from K••••• A••••••• S•••••••• L••Aug 1, 2019 · Affiliated broker-dealer or bank to independent RIA
- D••••• M••• T•••••• from S•••••• S•••••••••Feb 6, 2013 · Other
- S••• E• H••• from W••••••• W••••• A•••••••• I•••Aug 12, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• T•••• A••• · Relationship Manager And Chief Compliance Officercontrolsince 08/2019 · owns less than 5%
- T••••••• D•••••• M••• · President And Chief Investment Officercontrolsince 01/2013 · owns 75% or more
- T•••••• D••••• A•••• · Managing Director, Senior Financial Advisorcontrolsince 08/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| The Woodlands, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Corporate clients · 3 to 6Aug 4, 2025 to Mar 4, 2026
- HNW clients · 67 to 59Aug 4, 2025 to Mar 4, 2026
- Individual clients · 76 to 99Aug 4, 2025 to Mar 4, 2026
- Discretionary RAUM · $140M to $158MAug 4, 2025 to Mar 4, 2026
- HNW RAUM · $121M to $78.4MAug 4, 2025 to Mar 4, 2026
- Individual RAUM · $9.1M to $67.0MAug 4, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $9.9M to $7.8MAug 4, 2025 to Mar 4, 2026
- RAUM · $140M to $158MAug 4, 2025 to Mar 4, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- B•••• I••••••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••• I••••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@bisoninvestmentadvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 281-665-3616reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- bisoninvestmentadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 281-665-3616reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026