DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpha Omega Wealth Management, LLC
Latest filing Sep 14, 2026
First filing on the tape Feb 15, 2012 · 41 filings
SEC status approved since Apr 21, 2009
RAUM
$1.0B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
97%
$993M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$1.0B as of Aug 24, 2026
Feb 15, 2012$165M then
HNW client RAUM$879M as of Aug 24, 2026
Mar 30, 2018$274M then
State-registered IARs (5.B.3)9 as of Aug 24, 2026
Feb 13, 20135 then
Employees (5.A)9 as of Aug 24, 2026
Feb 13, 20135 then
Private funds: no history
RAUM +13% over the last fiscal year+4.2% a year over threeIARs 9 to 9offices 1 to 3
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $114MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $781,645derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $250M, 141 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$879M86%
- Individuals$113M11%
- Charitable organizations$19.8M1.9%
- Corporations and businesses$11.7M1.1%
- Individual clients
- 267reported
- HNW clients
- 206reported
- Pension plan clients
- n/areported
- Charitable clients
- 13reported
- Accounts
- 1,310reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $250M for 141 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Leann G Mitchell | Richmond, Va | May 22, 2009 | 30 y | 2 |
| Carl Garrett LindCertified Financial Planner | Staunton, Va | Nov 2, 2016 | 29 y | 2 |
| Holly Marie RuffChartered Financial Analyst | Staunton, Va | Nov 2, 2016 | 26 y | 2 |
| Cleighton Lee Hilbert | Richmond, Va | Feb 8, 2018 | 30 y | 1 |
| Eric S FitzgeraldCertified Financial Planner | Richmond, Va | Feb 20, 2018 | 14 y | 3 |
| George Everett Bond ReveleyCertified Financial Planner | Richmond, Va | Apr 24, 2018 | 19 y | 2 |
| Charles Clement Teden | Charlotte, Nc | Apr 24, 2018 | 18 y | 1 |
| William Martin Noftsinger | Richmond, Va | Jun 26, 2019 | 45 y | 1 |
| Nelson Martin Eason Bonney Reveley | Richmond, Va | Apr 15, 2021 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Christopher Lee Milligan to Kestra Advisory Services, LLCDec 31, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- William Martin Noftsinger from Davenport & Company LLCJun 26, 2019 · Affiliated broker-dealer or bank to independent RIA
- Charles Clement Teden from Davenport & Company LLCApr 24, 2018 · Affiliated broker-dealer or bank to independent RIA
- George Everett Bond Reveley from Davenport & Company LLCApr 24, 2018 · Affiliated broker-dealer or bank to independent RIA
- Eric S Fitzgerald from Tvamp, LLCFeb 20, 2018 · Other
- Cleighton Lee Hilbert from Davenport & Company LLCFeb 8, 2018 · Other
- Carl Garrett Lind from Diveley Lind & Associates LLCNov 2, 2016 · Other
- Holly Marie Ruff from Diveley Lind & Associates LLCNov 2, 2016 · Other
- Leann G Mitchell from Suntrust Investment Services, Inc.May 22, 2009 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Davenport & Company LLCApr 19, 2018 · Richmond, Va
- 2 joined from Diveley Lind & Associates LLCNov 2, 2016 · Mt Sidney, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Cleighton Hilbert · Managing Partnercontrolsince 01/2021 · owns less than 5%
- G Leann Mitchell · Chief Compliance Officer / Director Of Client Servicescontrolsince 05/2009 · owns less than 5%
- Everett Bond George Reveley · Partnercontrolsince 01/2021 · owns less than 5%
- Lee Cleighton Hilbert · Managing Membercontrolsince 12/2020 · owns 25% to 50% of Ao Wealth Holding Company, LLC
- Everett Bond George Reveley · Membercontrolsince 12/2020 · owns 25% to 50% of Ao Wealth Holding Company, LLC
- Marie Holly Ruff · Partnersince 01/2024 · owns less than 5%
- Clement Charles Teden · Partnersince 01/2022 · owns less than 5%
Entity owners
- Ao Wealth Holding Company, LLC · Sole Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 9 | 0 | 0 | ||
| Staunton, Va | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Staunton, VA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026MITCHELL, LEANN, G (CHIEF COMPLIANCE OFFICER / DIRECTOR OF CLIENT SERVICES) left Schedule A between the filings of 2024-03-13 and 2026-09-14peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Aug 24, 2026 to Sep 14, 2026
- Related adviser · false to unsetAug 24, 2026 to Sep 14, 2026
- Related bank · false to unsetAug 24, 2026 to Sep 14, 2026
- Related broker-dealer · false to unsetAug 24, 2026 to Sep 14, 2026
- Related insurance company · false to unsetAug 24, 2026 to Sep 14, 2026
- Succession · false to unsetAug 24, 2026 to Sep 14, 2026
- Other offices · 2 to 3Mar 31, 2026 to Aug 24, 2026
- Accounts · 1,282 to 1,310Jan 8, 2026 to Mar 31, 2026
- Corporate clients · unset to 4.0Jan 8, 2026 to Mar 31, 2026
- HNW clients · 205 to 206Jan 8, 2026 to Mar 31, 2026
- Individual clients · 256 to 267Jan 8, 2026 to Mar 31, 2026
- Assets in custody · $205M to $250MJan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $805M to $913MJan 8, 2026 to Mar 31, 2026
- HNW RAUM · $777M to $879MJan 8, 2026 to Mar 31, 2026
- Individual RAUM · $99.6M to $113MJan 8, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $101M to $111MJan 8, 2026 to Mar 31, 2026
- RAUM · $906M to $1.0BJan 8, 2026 to Mar 31, 2026
- Other offices · 1 to 2Mar 27, 2025 to Nov 6, 2025
- Advisory employees · 10 to 9Mar 14, 2024 to Mar 27, 2025
- Charity clients · 11 to 13Mar 14, 2024 to Mar 27, 2025
- Corporate clients · 5.0 to unsetMar 14, 2024 to Mar 27, 2025
- Individual clients · 257 to 256Mar 14, 2024 to Mar 27, 2025
- Assets in custody · $212M to $205MMar 14, 2024 to Mar 27, 2025
- Employees · 10 to 9Mar 14, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Mar 14, 2024 to Mar 27, 2025
- State-registered IARs · 10 to 9Mar 14, 2024 to Mar 27, 2025
- Discretionary RAUM · $911M to $805MMar 14, 2024 to Mar 27, 2025
- HNW RAUM · $844M to $777MMar 14, 2024 to Mar 27, 2025
- Individual RAUM · $82.4M to $99.6MMar 14, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $84.6M to $101MMar 14, 2024 to Mar 27, 2025
- RAUM · $995M to $906MMar 14, 2024 to Mar 27, 2025
- Accounts · 1,290 to 1,282Mar 7, 2023 to Mar 13, 2024
- Advisory employees · 11 to 10Mar 7, 2023 to Mar 13, 2024
- Charity clients · 10 to 11Mar 7, 2023 to Mar 13, 2024
- HNW clients · 209 to 205Mar 7, 2023 to Mar 13, 2024
- Individual clients · 248 to 257Mar 7, 2023 to Mar 13, 2024
- Assets in custody · $175M to $212MMar 7, 2023 to Mar 13, 2024
- Employees · 11 to 10Mar 7, 2023 to Mar 13, 2024
- State-registered IARs · 11 to 10Mar 7, 2023 to Mar 13, 2024
- Other offices · 2 to 1Mar 7, 2023 to Mar 13, 2024
Signals
5 dated events
- Christopher Lee Milligan left Alpha Omega Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2025-01-23)Dec 31, 2024 · Advisor changed firm · fact
- Everett Bond George Reveley (Partner) appeared on Schedule A of Alpha Omega Wealth Management, LlcFeb 3, 2021 · Control person joined · fact
- Thomas Craig Forbes (Principal) no longer on Schedule A of Alpha Omega Wealth Management, Llc (listed 2020-06-30, absent 2021-02-03)Feb 3, 2021 · Control person left · inference
- Alpha Omega Wealth Management, Llc reported RAUM $965.8M, up 132% from $416.3M (2019-11-05 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Lee Cleighton Hilbert (Chief Strategy Officer) appeared on Schedule A of Alpha Omega Wealth Management, LlcAug 21, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-955-1600reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 804-955-1616reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 866-877-6561reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/alpha-omega-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- AOWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 804-955-1600reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $114Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026