DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

7twelve Advisors, LLC

Former SEC-registered adviserNashville, TennesseeCRD 149849SEC 801-71758IAPD
Latest filing Jul 9, 2022
First filing on the tape Feb 6, 2012 · 24 filings
RAUM
$49.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$48.0M as of Feb 16, 2022
Feb 6, 2012$2.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 16, 2022
Feb 5, 20132 then
Employees (5.A)3 as of Feb 16, 2022
Feb 5, 20132 then
Private funds: no history
RAUM +2.0% over the last fiscal year-6.6% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 9, 2022; every figure names its basis
RAUM per advisor
$49.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$49.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$49.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • D Andrew Martin · Managing Member, Chief Compliance Officer, And Presidentcontrol
    since 11/2008 · owns 25% to 50%
  • Jeffrey Steven Eisen · Managing Member
    since 11/2008 · owns 10% to 25%
  • James Brenton Goers · Managing Member
    since 08/2012 · owns less than 5%
  • Vaughn James Hunt · Managing Member
    since 11/2011 · owns less than 5%
  • Lamont Craig Israelsen · Managing Member
    since 11/2008 · owns 10% to 25%
  • Clark William Liddell · Managing Member
    since 08/2012 · owns less than 5%
Entity owners
  • Julius And Sonia Doochin, LLC · Managing Member
    direct · owns 10% to 25%
  • Jw Partners, LLC · Managing Member
    direct · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Discretionary RAUM · $48.0M to $49.0M
    Feb 16, 2022 to Jul 9, 2022
  • RAUM · $48.0M to $49.0M
    Feb 16, 2022 to Jul 9, 2022
  • Advisory activities · 3 to 2
    Nov 10, 2021 to Feb 16, 2022
  • Employees · 2 to 3
    Nov 10, 2021 to Feb 16, 2022
  • Advisory activities · 2 to 3
    Mar 12, 2020 to Feb 11, 2021
  • Discretionary RAUM · $58.0M to $48.0M
    Mar 12, 2020 to Feb 11, 2021
  • RAUM · $58.0M to $48.0M
    Mar 12, 2020 to Feb 11, 2021
  • Accounts · 2 to 1
    Feb 13, 2019 to Mar 12, 2020
  • Discretionary RAUM · $60.0M to $58.0M
    Feb 13, 2019 to Mar 12, 2020
  • RAUM · $60.0M to $58.0M
    Feb 13, 2019 to Mar 12, 2020
  • Accounts · 1 to 2
    Oct 30, 2018 to Feb 13, 2019
  • Employees · 4 to 2
    Oct 30, 2018 to Feb 13, 2019
  • Discretionary RAUM · $75.9M to $60.0M
    Oct 30, 2018 to Feb 13, 2019
  • RAUM · $75.9M to $60.0M
    Oct 30, 2018 to Feb 13, 2019
  • Advisory activities · 1 to 2
    Feb 7, 2018 to Oct 30, 2018
  • Employees · 5 to 4
    Nov 15, 2017 to Feb 7, 2018
  • Financial planning clients · 1-10 to unset
    Nov 15, 2017 to Feb 7, 2018
  • Discretionary RAUM · $77.0M to $75.9M
    Nov 15, 2017 to Feb 7, 2018
  • RAUM · $77.0M to $75.9M
    Nov 15, 2017 to Feb 7, 2018
  • Advisory activities · 4 to 1
    Oct 5, 2017 to Nov 15, 2017
  • Advisory activities · 3 to 4
    Feb 8, 2017 to Oct 5, 2017
  • Other offices · unset to 0.0
    Feb 8, 2017 to Oct 5, 2017
  • Employees · 4 to 5
    Nov 9, 2016 to Feb 8, 2017
  • Discretionary RAUM · $79.8M to $77.0M
    Nov 9, 2016 to Feb 8, 2017
  • RAUM · $79.8M to $77.0M
    Nov 9, 2016 to Feb 8, 2017
  • Advisory activities · 2 to 3
    Mar 12, 2016 to Jun 22, 2016
  • Financial planning clients · 0 to 1-10
    Mar 12, 2016 to Jun 22, 2016
  • Employees · 3 to 4
    Feb 19, 2015 to Mar 12, 2016
  • Discretionary RAUM · $91.0M to $79.8M
    Feb 19, 2015 to Mar 12, 2016
  • RAUM · $91.0M to $79.8M
    Feb 19, 2015 to Mar 12, 2016
  • Employees · 2 to 3
    Feb 24, 2014 to Feb 19, 2015
  • Discretionary RAUM · $57.0M to $91.0M
    Feb 24, 2014 to Feb 19, 2015
  • RAUM · $57.0M to $91.0M
    Feb 24, 2014 to Feb 19, 2015
  • State-registered IARs · 2 to 1
    Aug 23, 2013 to Feb 24, 2014
  • Discretionary RAUM · $18.0M to $57.0M
    Aug 23, 2013 to Feb 24, 2014
  • RAUM · $18.0M to $57.0M
    Aug 23, 2013 to Feb 24, 2014
  • Accounts · 2 to 1
    Oct 30, 2012 to Feb 5, 2013
  • Employees · 1 to 2
    Oct 30, 2012 to Feb 5, 2013
  • State-registered IARs · 1 to 2
    Oct 30, 2012 to Feb 5, 2013
  • Discretionary RAUM · $2.0M to $18.0M
    Oct 30, 2012 to Feb 5, 2013
Signals
2 dated events
  • Andrew D Martin left 7Twelve Advisors, Llc for Silver Oak Securities, Inc. (registered 2017-11-08)
    Mar 30, 2023 · Advisor changed firm · fact
  • Victor Frank Serebrin (Chief Marketing Officer) no longer on Schedule A of 7Twelve Advisors, Llc (listed 2018-10-30, absent 2019-02-13)
    Feb 13, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026