DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• I••••••••• A•••••• L••
Latest filing Mar 13, 2026
First filing on the tape Mar 29, 2012 · 29 filings
SEC status approved since May 15, 2009
RAUM
$559M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$559M as of Mar 13, 2026
Mar 29, 2012$411M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 29, 20120 then
Employees (5.A)16 as of Mar 13, 2026
Apr 1, 20138 then
Private funds3 as of Mar 28, 2023
Mar 29, 20128 then
RAUM -25% over the last fiscal year+4.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$547M98%
- Insurance companies$12.0M2.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• M••••••• O••••••••• F•••• L••• | Private Equity Fund | $108M | 8 | Mar 29, 2022 |
| B•• A••• H••••••• 2••• F•••• L••no longer reported | Private Equity Fund | $32.5M | 6 | Mar 30, 2016 |
| I••••• C••••••••• O••••••••• L••no longer reported | Real Estate Fund | $21.6M | 7 | Mar 29, 2012 |
| I••••• H••••••••• I• L••no longer reported | Real Estate Fund | $19.7M | 3 | Mar 29, 2012 |
| I••••• H••••••••• L••no longer reported | Real Estate Fund | $12.5M | 9 | Mar 29, 2012 |
| I••••• C•••••••• L••no longer reported | Real Estate Fund | $5.7M | 6 | Mar 29, 2012 |
| I••••• C•••••••• C•••••• C••• L••no longer reported | Private Equity Fund | $5.6M | 7 | Mar 29, 2012 |
| I••••• P••• I• L•• | Real Estate Fund | $2.4M | 5 | Mar 29, 2012 |
| I••••• H••••••••• C•••••• I• L•• | Private Equity Fund | $773,811 | 6 | Mar 29, 2012 |
| I••••• E••••• I•••••••• L••no longer reported | Private Equity Fund | $4,767 | 8 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J••••••• E••••• · Presidentcontrolsince 01/2017 · owns less than 5%
- K•••• E••••••••• E••••• · Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- L•••••••• M••••••• J••••• · Chief Investment Officercontrolsince 08/2017 · owns less than 5%
- T•••••• S•••••••• · Treasurercontrolsince 03/2009 · owns less than 5%
- B••••••• J••••••• E••••• · Non Owner Manager Of I••••• C•••••••• C•••••• L••controlsince 01/2017 · owns F of I••••• C•••••••• C•••••• L••
Entity owners
- I••••• C•••••••• C•••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- I••••• C••••• P•••••• L••pooled vehicle sponsorn
- I••••• C•••••••• C•••••• L••pooled vehicle sponsory
- I••••• E••••• I•••••••• L••pooled vehicle sponsorn
- I••••• M••••••• O••••••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Mar 27, 2025 to Mar 13, 2026
- Advisory employees · 9 to 8Mar 27, 2025 to Mar 13, 2026
- Employees · 17 to 16Mar 27, 2025 to Mar 13, 2026
- Discretionary RAUM · $742M to $559MMar 27, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $742M to $547MMar 27, 2025 to Mar 13, 2026
- RAUM · $742M to $559MMar 27, 2025 to Mar 13, 2026
- Advisory employees · 7 to 9Mar 26, 2024 to Mar 27, 2025
- Employees · 15 to 17Mar 26, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $612M to $742MMar 26, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $612M to $742MMar 26, 2024 to Mar 27, 2025
- RAUM · $612M to $742MMar 26, 2024 to Mar 27, 2025
- Accounts · 10 to 9Mar 28, 2023 to Mar 26, 2024
- Advisory employees · 9 to 7Mar 28, 2023 to Mar 26, 2024
- Pooled vehicle clients · 6 to 5Mar 28, 2023 to Mar 26, 2024
- Private funds · 3 to unsetMar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $486M to $612MMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $486M to $612MMar 28, 2023 to Mar 26, 2024
- RAUM · $486M to $612MMar 28, 2023 to Mar 26, 2024
- Accounts · 6 to 10Mar 29, 2022 to Mar 28, 2023
- Advisory employees · 5 to 9Mar 29, 2022 to Mar 28, 2023
- Employees · 11 to 15Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $417M to $486MMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $417M to $486MMar 29, 2022 to Mar 28, 2023
- RAUM · $417M to $486MMar 29, 2022 to Mar 28, 2023
- Financial planning clients · unset to 0Mar 29, 2021 to Mar 29, 2022
- Private funds · 2 to 3Mar 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $307M to $417MMar 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $307M to $417MMar 29, 2021 to Mar 29, 2022
- RAUM · $307M to $417MMar 29, 2021 to Mar 29, 2022
- Accounts · 5 to 6Sep 11, 2020 to Mar 29, 2021
- Advisory employees · 6 to 5Sep 11, 2020 to Mar 29, 2021
- Pooled vehicle clients · 5 to 6Sep 11, 2020 to Mar 29, 2021
- Employees · 10 to 11Sep 11, 2020 to Mar 29, 2021
- Discretionary RAUM · $342M to $307MSep 11, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $342M to $307MSep 11, 2020 to Mar 29, 2021
- RAUM · $342M to $307MSep 11, 2020 to Mar 29, 2021
- Employees · 9 to 10Sep 27, 2019 to Mar 29, 2020
- Discretionary RAUM · $294M to $342MSep 27, 2019 to Mar 29, 2020
- Pooled vehicle RAUM · $294M to $342MSep 27, 2019 to Mar 29, 2020
Signals
6 dated events
- I••••• I••••••••• A•••••• L•• reported RAUM $612.2M, up 26% from $486.1M (2023-03-28 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Melissa Maquilan (Managing Director, Investor Relations & Capital Markets) no longer on Schedule A of I••••• I••••••••• A•••••• L•• (listed 2023-03-28, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- I••••• I••••••••• A•••••• L•• reported RAUM $417.0M, up 36% from $307.3M (2021-03-29 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Melissa Maquilan (Director, Investor Relations & Capital Markets) appeared on Schedule A of I••••• I••••••••• A•••••• L••Mar 29, 2021 · Control person joined · fact
- Eunseo Elizabeth Kang (Chief Compliance Officer, General Counsel, & Secretary) appeared on Schedule A of I••••• I••••••••• A•••••• L••Sep 27, 2019 · Control person joined · fact
- Charles Matthew Berg (Sr Vp, Chief Compliance Officer & Secretary) no longer on Schedule A of I••••• I••••••••• A•••••• L•• (listed 2018-05-10, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- I••••• I••••••••• A•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/impactcomcapreportedpublic record, Form ADV, Sep 18, 2026
- Website
- I•••••CAPITAL.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-981-1074reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
I••••• I••••••••• A•••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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