DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

I••••• C•••••••• C•••••• C••• L••

Private Equity Fundadvised byI••••• I••••••••• A•••••• L••asset manager805-1133481360no longer reportedIAPD
Gross asset value
$5.6M
as of Jan 23, 2013; not a fund size
Peak GAV
$5.6M
highest filing
Owners
7
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 29, 2012 to Jan 23, 2013
Reporting history
one row per Form ADV filing
Gross asset value$5.6M as of Jan 23, 2013
Mar 29, 2012$5.6M then
Owners7 as of Jan 23, 2013
Mar 29, 20127 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • 1st Valley Credit Union
    San Bernardino, California
  • Bank Of America Merrill Lynch
    Lakewood, New Jersey
  • Broadway Federal Bank
    Los Angeles, California
  • C•••••••• Bank Of The Bay
    Oakland, California
  • Cooperative Center Federal Credit Union
    Berkeley, California
  • First Choice Bank
    Cerritos, California
  • Hanin Federal Credit Union
    Los Angeles, California
  • Inland Valley Federal Credit Union
    Fontana, California
  • Mission C•••••••• Bank
    San Luis Obispo, California
  • Mission Valley Bank
    Sun Valley, California
  • Neighborhood National Bank
    National City, California
  • Northeast C•••••••• Federal Credit Union
    San Francisco, California
  • Pacoima Development Federal Credit Union
    Pacoima, California
  • Promerica Bank
    Los Angeles, California
  • Santa Cruz C•••••••• Credit Union
    Santa Cruz, California
  • Self Help Federal Credit Union
    Oakland, California
  • Sun C•••••••• Federal Credit Union
    El Centro, California
  • Sunkist Employees Federal Credit Union
    Sherman Oaks, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons