DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Blackhaw Wealth Management, LLC

Former SEC-registered adviserAustin, TexasCRD 149953SEC 801-79955IAPD
Latest filing Mar 31, 2017
First filing on the tape Jun 16, 2014 · 11 filings
RAUM
$230M
reported, Item 5.F
Discretionary
65%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$230M as of Mar 31, 2017
Mar 25, 2015$132M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2017
Mar 25, 20153 then
Employees (5.A)4 as of Mar 31, 2017
Mar 25, 20154 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
$76.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$832,135derivedRAUM over accounts (5.F.2.f)
Discretionary
65%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$91.7M, 52 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
276reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$91.7M for 52 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Michael David Churchill · Chief Operating Officercontrol
      since 09/2016 · owns less than 5%
    • David Michael Hankin · President & Ceocontrol
      since 09/2016 · owns less than 5%
    • David Brett Rogers · Chief Compliance Officer & General Counselcontrol
      since 09/2016 · owns less than 5%
    Entity owners
    • Brown Advisory Management LLC · Holding Company And Managing Member
      direct · owns 75% or more
    • Brown Advisory Group Holdings LLC · Holding Company
      indirect · owns 25% to 50% of Brown Advisory Management, LLC
    • Brown Advisory Incorporated · Unit Holder And Managing Member
      indirect · owns F of Brown Advisory Management, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Blackhaw Wealth Management, LLC as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 220 to 276
      Oct 24, 2016 to Mar 31, 2017
    • Assets in custody · unset to 91697297.0
      Oct 24, 2016 to Mar 31, 2017
    • Custody of client assets · false to true
      Oct 24, 2016 to Mar 31, 2017
    • Discretionary RAUM · $126M to $148M
      Oct 24, 2016 to Mar 31, 2017
    • Non-discretionary RAUM · $66.8M to $81.2M
      Oct 24, 2016 to Mar 31, 2017
    • RAUM · $193M to $230M
      Oct 24, 2016 to Mar 31, 2017
    • Related adviser · false to true
      Jun 30, 2016 to Sep 2, 2016
    • Related bank · false to true
      Jun 30, 2016 to Sep 2, 2016
    • Related broker-dealer · false to true
      Jun 30, 2016 to Sep 2, 2016
    • Accounts · 179 to 220
      Mar 25, 2015 to Mar 29, 2016
    • Discretionary RAUM · $112M to $126M
      Mar 25, 2015 to Mar 29, 2016
    • Non-discretionary RAUM · $20.1M to $66.8M
      Mar 25, 2015 to Mar 29, 2016
    • RAUM · $132M to $193M
      Mar 25, 2015 to Mar 29, 2016
    • Accounts · 161 to 179
      Oct 10, 2014 to Mar 25, 2015
    • Discretionary RAUM · $110M to $112M
      Oct 10, 2014 to Mar 25, 2015
    • Non-discretionary RAUM · $18.6M to $20.1M
      Oct 10, 2014 to Mar 25, 2015
    • RAUM · $128M to $132M
      Oct 10, 2014 to Mar 25, 2015
    • Accounts · 149 to 161
      Aug 5, 2014 to Oct 10, 2014
    • Advisory employees · 2 to 3
      Aug 5, 2014 to Oct 10, 2014
    • Employees · 3 to 4
      Aug 5, 2014 to Oct 10, 2014
    • State-registered IARs · 2 to 3
      Aug 5, 2014 to Oct 10, 2014
    • Discretionary RAUM · $113M to $110M
      Aug 5, 2014 to Oct 10, 2014
    • Non-discretionary RAUM · $16.2M to $18.6M
      Aug 5, 2014 to Oct 10, 2014
    • RAUM · $129M to $128M
      Aug 5, 2014 to Oct 10, 2014
    • Advisory employees · 1 to 2
      Jun 25, 2014 to Aug 5, 2014
    • State-registered IARs · 1 to 2
      Jun 25, 2014 to Aug 5, 2014
    • Discretionary RAUM · $111M to $113M
      Jun 25, 2014 to Aug 5, 2014
    • Non-discretionary RAUM · $15.7M to $16.2M
      Jun 25, 2014 to Aug 5, 2014
    • RAUM · $126M to $129M
      Jun 25, 2014 to Aug 5, 2014
    Signals
    1 dated events
    • Blackhaw Wealth Management, Llc filed its initial SEC registration (Form ADV)
      Jun 16, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026