DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Mar 30, 2026
First filing on the tape Nov 11, 2014 · 30 filings
SEC status approved since Dec 3, 2014
RAUM
$27B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
12%
$3.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
110
36 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$27B as of Mar 30, 2026
Mar 30, 2015$86.7M then
HNW client RAUM$3.0B as of Mar 30, 2026
Mar 29, 2018$196M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20150 then
Employees (5.A)110 as of Mar 30, 2026
Mar 30, 201514 then
Private funds: no history
RAUM +37% over the last fiscal year+52% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.0MderivedHNW RAUM over HNW clients
- Average account
- $17.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $637M, 203 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B40%
- Corporations and businesses$4.6B17%
- Pension and profit-sharing plans$4.6B17%
- High-net-worth individuals$3.0B11%
- Investment companies$2.6B9.8%
- Charitable organizations$978M3.7%
- Individuals$117M0.4%
- Individual clients
- 358reported
- HNW clients
- 373reported
- Pension plan clients
- 12reported
- Charitable clients
- 33reported
- Accounts
- 1,532reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $637M for 203 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.12 fund_share=0.5 institutional_share=0.21 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• E•••••• A•••••••• · Directorcontrolsince 12/2019 · owns less than 5%
- C••••••••• D••••• M•••••• · Directorcontrolsince 09/2007 · owns less than 5%
- F••••••••• L••••• C•••••• · Directorcontrolsince 09/2007 · owns less than 5%
- H•••••• M••••••• D•••• · Directorcontrolsince 09/2007 · owns less than 5%
- M••••••••• P••••• G• · Directorcontrolsince 09/2014 · owns less than 5%
- P•••• S••••• D•••• · Directorcontrolsince 04/2020 · owns less than 5%
- R•••••• B••••• D•••• · Group General Counselcontrolsince 10/2014 · owns less than 5%
- T•••••••• R••••••• M••••• · Chief Compliance Officer - B•••• A••••••• Ltdcontrolsince 03/2015 · owns less than 5%
- W••••• W••••••• O••••• · Chief Operating Officercontrolsince 06/2023 · owns less than 5%
Entity owners
- B•••• A••••••• M••••••••• L•• · Holding Company And Managing Memberdirect · owns 75% or more
- B•••• A••••••• G•••• H••••••• L•• · Holding Companyindirect · owns 25% to 50% of B•••• A••••••• M••••••••• L••
- B•••• A••••••• I••••••••• · Unit Holder And Managing Memberindirect · owns F of B•••• A••••••• M••••••••• L••
Related persons
Schedule D 7.A
- B•••••••• L•••• I••••••••• L••investment adviserpooled vehicle sponsorn
- B•••• A••••••• •••••••• L••••••investment adviserpooled vehicle sponsorn
- B•••• A••••••• ••••••••• P••• L••investment advisern
- B•••• A••••••• I••••••••• S•••••••• G•••• L••investment adviserbankpooled vehicle sponsornRAUM $9.8B
- B•••• A•••••••investment adviserpooled vehicle sponsornRAUM $124B
- B•••• A••••••• S••••••••• L••broker-dealerinvestment advisernRAUM $392M
- B•••• A••••••• T•••• C•••••• O• D•••••••• L••n
- B•••• I••••••••• A••••••• • T•••• C••••••n
- B•••• S••••• J•• L••investment advisern
- N•••••• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- N•••••• V•••••• P••••••• L••investment adviserpooled vehicle sponsorn
- N•••••• V••••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- N•••••• V••••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- N•••••• V••••••• F••• I•• G• L••investment adviserpooled vehicle sponsorn
- B•••• A•••••••investment adviserbankpooled vehicle sponsornRAUM $7.6B
Advisers that list B•••• A••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 911.0 to 1,532.0 (+68.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +2.0% (61 comparable advisers, 98.0th percentile of changes)peers: other advisers, $20B and over (61) · 98% percentile
- affiliate changedChange between filings · filing Mar 30, 2026broker-dealer affiliate (Item 7.A.1): yes on the filing of 2025-03-27, no on the filing of 2026-03-30peers: other advisers, $20B and over (120)
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $19,410,513,815 to $26,582,600,252 (+37.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +11.0% (113 comparable advisers, 92.0th percentile of changes)peers: other advisers, $20B and over (113) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 911 to 1,532Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 30 to 36Mar 27, 2025 to Mar 30, 2026
- Charity clients · 20 to 33Mar 27, 2025 to Mar 30, 2026
- Corporate clients · 172 to 189Mar 27, 2025 to Mar 30, 2026
- HNW clients · 321 to 373Mar 27, 2025 to Mar 30, 2026
- Individual clients · 361 to 358Mar 27, 2025 to Mar 30, 2026
- Pension plan clients · 9 to 12Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 26 to 20Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $1.2B to $637MMar 27, 2025 to Mar 30, 2026
- Employees · 89 to 110Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $19B to $26BMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $2.1B to $3.0BMar 27, 2025 to Mar 30, 2026
- Individual RAUM · $117M to $117MMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $181M to $333MMar 27, 2025 to Mar 30, 2026
- Pension RAUM · $3.2B to $4.6BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $8.8B to $11BMar 27, 2025 to Mar 30, 2026
- RAUM · $19B to $27BMar 27, 2025 to Mar 30, 2026
- Related broker-dealer · true to falseMar 27, 2025 to Mar 30, 2026
- Accounts · 1,209 to 911Mar 30, 2024 to Mar 27, 2025
- Advisory employees · 26 to 30Mar 30, 2024 to Mar 27, 2025
- Charity clients · 23 to 20Mar 30, 2024 to Mar 27, 2025
- Corporate clients · 164 to 172Mar 30, 2024 to Mar 27, 2025
- HNW clients · 609 to 321Mar 30, 2024 to Mar 27, 2025
- Individual clients · 377 to 361Mar 30, 2024 to Mar 27, 2025
- Pension plan clients · 8 to 9Mar 30, 2024 to Mar 27, 2025
- Assets in custody · $516M to $1.2BMar 30, 2024 to Mar 27, 2025
- Employees · 83 to 89Mar 30, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 27, 2025
- HQ state · unset to Mar 30, 2024 to Mar 27, 2025
- Discretionary RAUM · $14B to $19BMar 30, 2024 to Mar 27, 2025
- HNW RAUM · $1.9B to $2.1BMar 30, 2024 to Mar 27, 2025
- Individual RAUM · $60.6M to $117MMar 30, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $168M to $181MMar 30, 2024 to Mar 27, 2025
- Pension RAUM · $2.4B to $3.2BMar 30, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $6.9B to $8.8BMar 30, 2024 to Mar 27, 2025
- RAUM · $15B to $19BMar 30, 2024 to Mar 27, 2025
- Accounts · 980 to 1,209Jul 28, 2023 to Mar 30, 2024
- Charity clients · 13 to 23Jul 28, 2023 to Mar 30, 2024
- Corporate clients · 102 to 164Jul 28, 2023 to Mar 30, 2024
- HNW clients · 249 to 609Jul 28, 2023 to Mar 30, 2024
Signals
13 dated events
- B•••• A••••••• L••• reported RAUM $26.6B, up 37% from $19.4B (2025-03-27 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- B•••• A••••••• L••• reported RAUM $19.4B, up 33% from $14.6B (2024-03-30 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- B•••• A••••••• L••• reported RAUM $14.6B, up 95% from $7.5B (2023-07-28 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Obrien William White (Chief Operating Officer) appeared on Schedule A of B•••• A••••••• L•••Jul 28, 2023 · Control person joined · fact
- B•••• A••••••• L••• reported RAUM $8.7B, up 69% from $5.2B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- B•••• A••••••• L••• reported RAUM $5.2B, up 106% from $2.5B (2020-06-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- David Simon Peck (Director) appeared on Schedule A of B•••• A••••••• L•••Mar 31, 2021 · Control person joined · fact
- B•••• A••••••• L••• reported RAUM $2.5B, up 80% from $1.4B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Alexander Edward Chadwyck-Healey (Director) appeared on Schedule A of B•••• A••••••• L•••Mar 30, 2020 · Control person joined · fact
- B•••• A••••••• L••• reported RAUM $1.4B, up 195% from $470.6M (2018-12-19 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Charles David Kay-Shuttleworth (Head Of Legal Uk) no longer on Schedule A of B•••• A••••••• L••• (listed 2018-12-19, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- B•••• A••••••• L••• reported RAUM $470.6M, up 43% from $329.9M (2017-09-15 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- B•••• A••••••• L••• filed its initial SEC registration (Form ADV)Nov 11, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/brown-advisoryreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 203-301-8130reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026