DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Riskx Investments LLC

Former SEC-registered adviserOmaha, NebraskaCRD 150084SEC 801-70394IAPD
Legal name Foliometrix, LLC
Latest filing Jun 26, 2015
First filing on the tape Mar 29, 2012 · 15 filings
RAUM
$312M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$256M as of Mar 30, 2015
Mar 29, 2012$26.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 30, 2015
Mar 29, 20120 then
Employees (5.A)13 as of Mar 30, 2015
Mar 28, 20139 then
Private funds: no history
RAUM +133% over the last fiscal year+126% a year over threeIARs 6 to 3
Practice profile
derived from the filing of Jun 26, 2015; every figure names its basis
RAUM per advisor
$104MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$28.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.7derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+91%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, publications, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Marie Julie Koethe · Chief Financial Officercontrol
    since 09/2010 · owns less than 5%
  • Jerome Dale Murphey · President & Ceo, Managing Director, Managing Membercontrol
    since 02/2009 · owns less than 5%
  • K Emily Silva · Chief Compliance Officercontrol
    since 07/2014 · owns less than 5%
  • James Steven Wruble · Chief Investment Officercontrol
    since 04/2013 · owns less than 5%
  • Jerome Dale Murphey · Managing Member & Presidentcontrol
    since 12/2009 · owns 25% to 50% of Foliometrix Holdings, LLC
  • Allan Gregory Rutherford · Managing Membercontrol
    since 08/2012 · owns 25% to 50% of Foliometrix Holdings LLC
Entity owners
  • Foliometrix Holdings, LLC · Managing Member
    direct · owns 75% or more
  • Foliometrix Funding LLC · Member
    indirect · owns 25% to 50% of Foliometrix Holdings LLC
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Portland, OR
What changed
consecutive filings, newest first
  • Employees · 15 to 14
    May 28, 2015 to Jun 26, 2015
  • State-registered IARs · 4 to 3
    May 28, 2015 to Jun 26, 2015
  • Employees · 13 to 15
    Mar 30, 2015 to May 28, 2015
  • Discretionary RAUM · $256M to $312M
    Mar 30, 2015 to May 28, 2015
  • RAUM · $256M to $312M
    Mar 30, 2015 to May 28, 2015
  • Business name · FOLIOMETRIX, LLC to RISKX INVESTMENTS LLC
    May 28, 2015 to May 28, 2015
  • Accounts · 13 to 11
    Jul 31, 2014 to Mar 30, 2015
  • Advisory employees · 12 to 5
    Jul 31, 2014 to Mar 30, 2015
  • Employees · 15 to 13
    Jul 31, 2014 to Mar 30, 2015
  • State-registered IARs · 6 to 4
    Jul 31, 2014 to Mar 30, 2015
  • Discretionary RAUM · $134M to $256M
    Jul 31, 2014 to Mar 30, 2015
  • RAUM · $134M to $256M
    Jul 31, 2014 to Mar 30, 2015
  • Accounts · 10 to 13
    Oct 2, 2013 to Mar 31, 2014
  • Advisory employees · 6 to 12
    Oct 2, 2013 to Mar 31, 2014
  • Employees · 9 to 15
    Oct 2, 2013 to Mar 31, 2014
  • State-registered IARs · 5 to 6
    Oct 2, 2013 to Mar 31, 2014
  • Discretionary RAUM · $76.3M to $134M
    Oct 2, 2013 to Mar 31, 2014
  • RAUM · $76.3M to $134M
    Oct 2, 2013 to Mar 31, 2014
  • Discretionary RAUM · $44.8M to $76.3M
    Mar 28, 2013 to May 10, 2013
  • RAUM · $44.8M to $76.3M
    Mar 28, 2013 to May 10, 2013
  • Accounts · 2 to 10
    Apr 4, 2012 to Mar 28, 2013
  • Advisory employees · unset to 6.0
    Apr 4, 2012 to Mar 28, 2013
  • Employees · unset to 9.0
    Apr 4, 2012 to Mar 28, 2013
  • State-registered IARs · 0 to 5
    Apr 4, 2012 to Mar 28, 2013
  • Discretionary RAUM · $26.9M to $44.8M
    Apr 4, 2012 to Mar 28, 2013
  • RAUM · $26.9M to $44.8M
    Apr 4, 2012 to Mar 28, 2013
  • Advisory activities · 2 to 5
    Mar 29, 2012 to Apr 4, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026