DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Family Endowment Partners, LP

Former SEC-registered adviserNewton, MassachusettsCRD 150151SEC 801-70225IAPD
Latest filing Nov 2, 2015
First filing on the tape Mar 30, 2012 · 14 filings
RAUM
$28.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$22.9M gross assets
History
14 filings and snapshots on the tape
RAUM$335M as of Mar 12, 2015
Mar 30, 2012$632M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2015
Mar 28, 20130 then
Employees (5.A)13 as of Mar 12, 2015
Mar 28, 201320 then
Private funds2 as of Mar 12, 2015
Mar 30, 20129 then
RAUM -95% over the last fiscal year-65% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 2, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-37%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
10 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Hwc Investors LLCno longer reportedOther Private Fund$57.0M47Mar 28, 2013
Stokes Holding Lender II, LPno longer reportedReal Estate Fund$50.0M14Mar 30, 2012
Pph Investments, LLCno longer reportedReal Estate Fund$32.5M39Mar 30, 2012
Fep Fund I, LPHedge Fund$22.9M42Mar 30, 2012
Fep Fund II, LtdHedge Fund$6.3M2Mar 30, 2012
Mercantile Refinance, LPno longer reportedOther Private Fund$650,00031Mar 30, 2012
Emedical Investments, LPno longer reportedVenture Capital Fund$400,0008Mar 30, 2012
Emedical Investments II, LPno longer reportedVenture Capital Fund$305,0006Mar 30, 2012
Slg Land Investments, LPno longer reportedReal Estate Fund$072Mar 30, 2012
Afpm Lender, LPno longer reportedOther Private Fund$045Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • Dana Lee Weiss · Managing Partner/Chief Compliance Officercontrol
    since 10/2007 · owns less than 5%
  • Dana Lee Weiss · Ownercontrol
    since 10/2007 · owns 75% or more of Family Endowment Partners, LLC
Entity owners
  • Family Endowment Partners LLC · General Partner Of The LP
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • Chessica Asset Management, LLC
    bankpooled vehicle sponsory
  • Mip Global Cayman, Ltd.
    broker-dealern
  • Mip Global, Inc.
    pooled vehicle sponsory
  • Mip Global, Inc.
    broker-dealery
  • Stillpoint Capital, LLC
    broker-dealery
Offices
Schedule D 1.F, the 25 largest
  • Bethesda, MD
  • West Chester, PA
What changed
consecutive filings, newest first
  • Accounts · 316 to 15
    Mar 12, 2015 to Sep 9, 2015
  • Advisory employees · 3 to 1
    Mar 12, 2015 to Sep 9, 2015
  • Advisory activities · 6 to 4
    Mar 12, 2015 to Sep 9, 2015
  • BD registered reps · 4 to 1
    Mar 12, 2015 to Sep 9, 2015
  • Assets in custody · 962793.0 to unset
    Mar 12, 2015 to Sep 9, 2015
  • Custody of client assets · true to false
    Mar 12, 2015 to Sep 9, 2015
  • Employees · 13 to 1
    Mar 12, 2015 to Sep 9, 2015
  • Insurance-licensed employees · 4 to 1
    Mar 12, 2015 to Sep 9, 2015
  • HQ city · BOSTON to NEWTON
    Mar 12, 2015 to Sep 9, 2015
  • Private funds · 2 to 1
    Mar 12, 2015 to Sep 9, 2015
  • Discretionary RAUM · $335M to $28.0M
    Mar 12, 2015 to Sep 9, 2015
  • RAUM · $335M to $28.0M
    Mar 12, 2015 to Sep 9, 2015
  • Related adviser · true to false
    Mar 12, 2015 to Sep 9, 2015
  • Accounts · 464 to 316
    Jan 22, 2015 to Mar 12, 2015
  • Advisory employees · 7 to 3
    Jan 22, 2015 to Mar 12, 2015
  • BD registered reps · 3 to 4
    Jan 22, 2015 to Mar 12, 2015
  • Assets in custody · $1.0M to $962,793
    Jan 22, 2015 to Mar 12, 2015
  • Employees · 16 to 13
    Jan 22, 2015 to Mar 12, 2015
  • Insurance-licensed employees · 2 to 4
    Jan 22, 2015 to Mar 12, 2015
  • Discretionary RAUM · $481M to $335M
    Jan 22, 2015 to Mar 12, 2015
  • Non-discretionary RAUM · $48.2M to $0
    Jan 22, 2015 to Mar 12, 2015
  • RAUM · $529M to $335M
    Jan 22, 2015 to Mar 12, 2015
  • HQ city · WAYNE to BOSTON
    Dec 17, 2014 to Jan 22, 2015
  • HQ state · PA to MA
    Dec 17, 2014 to Jan 22, 2015
  • Accounts · 511 to 464
    Oct 24, 2013 to Mar 19, 2014
  • Advisory employees · 10 to 7
    Oct 24, 2013 to Mar 19, 2014
  • Advisory activities · 5 to 6
    Oct 24, 2013 to Mar 19, 2014
  • Assets in custody · $54.6M to $1.0M
    Oct 24, 2013 to Mar 19, 2014
  • Employees · 20 to 16
    Oct 24, 2013 to Mar 19, 2014
  • Insurance-licensed employees · 0 to 2
    Oct 24, 2013 to Mar 19, 2014
  • Private funds · 10 to 2
    Oct 24, 2013 to Mar 19, 2014
  • Discretionary RAUM · $574M to $481M
    Oct 24, 2013 to Mar 19, 2014
  • Non-discretionary RAUM · $57.1M to $48.2M
    Oct 24, 2013 to Mar 19, 2014
  • RAUM · $631M to $529M
    Oct 24, 2013 to Mar 19, 2014
  • Related adviser · false to true
    Mar 28, 2013 to Oct 16, 2013
  • Related bank · false to true
    Mar 28, 2013 to Oct 16, 2013
  • Related broker-dealer · false to true
    Mar 28, 2013 to Oct 16, 2013
  • Accounts · 1,478 to 511
    Mar 30, 2012 to Mar 28, 2013
  • Advisory employees · unset to 10.0
    Mar 30, 2012 to Mar 28, 2013
  • Advisory activities · 4 to 5
    Mar 30, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Family Endowment Partners, LP is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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