DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Granite Value Capital, LLC
Latest filing Mar 13, 2026
First filing on the tape Feb 9, 2012 · 11 filings
SEC status approved since Jun 9, 2023
RAUM
$98.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$95.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$98.9M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$98.9M as of Mar 13, 2026
Feb 9, 2012$42.4M then
HNW client RAUM$70.9M as of Mar 13, 2026
Feb 5, 2024$102M then
State-registered IARs (5.B.3)1 as of Mar 13, 2026
Feb 9, 20120 then
Employees (5.A)3 as of Mar 13, 2026
Feb 5, 20242 then
Private funds: no history
RAUM +3.8% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $98.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $540,502derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $4.4M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$70.9M72%
- Individuals$24.3M25%
- Pension and profit-sharing plans$3.7M3.7%
- Individual clients
- 38reported
- HNW clients
- 31reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 183reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.4M for 5 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anthony John AbbateChartered Financial Analyst | Hanover, Nh | Apr 22, 2009 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Anthony John Abbate from Columbia Management Advisors, Inc.Apr 22, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Anthony Abbate · Chief Investment Officer / Chief Compliance Officercontrolsince 04/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 13, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-21, yes on the filing of 2026-03-13peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Accounts · 184 to 183Mar 21, 2025 to Mar 13, 2026
- HNW clients · 30 to 31Mar 21, 2025 to Mar 13, 2026
- Individual clients · 39 to 38Mar 21, 2025 to Mar 13, 2026
- Assets in custody · unset to 4427377.0Mar 21, 2025 to Mar 13, 2026
- Custody of client assets · false to trueMar 21, 2025 to Mar 13, 2026
- Discretionary RAUM · $95.3M to $98.9MMar 21, 2025 to Mar 13, 2026
- HNW RAUM · $73.5M to $70.9MMar 21, 2025 to Mar 13, 2026
- Individual RAUM · $21.1M to $24.3MMar 21, 2025 to Mar 13, 2026
- Pension RAUM · $662,792 to $3.7MMar 21, 2025 to Mar 13, 2026
- RAUM · $95.3M to $98.9MMar 21, 2025 to Mar 13, 2026
- Accounts · 182 to 184Feb 9, 2024 to Mar 21, 2025
- HNW clients · 38 to 30Feb 9, 2024 to Mar 21, 2025
- Individual clients · 34 to 39Feb 9, 2024 to Mar 21, 2025
- Employees · 2 to 3Feb 9, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 0Feb 9, 2024 to Mar 21, 2025
- Discretionary RAUM · $120M to $95.3MFeb 9, 2024 to Mar 21, 2025
- HNW RAUM · $102M to $73.5MFeb 9, 2024 to Mar 21, 2025
- Individual RAUM · $17.4M to $21.1MFeb 9, 2024 to Mar 21, 2025
- Pension RAUM · $599,645 to $662,792Feb 9, 2024 to Mar 21, 2025
- RAUM · $120M to $95.3MFeb 9, 2024 to Mar 21, 2025
- Accounts · 175 to 182May 9, 2023 to Feb 5, 2024
- Advisory employees · 2 to 1May 9, 2023 to Feb 5, 2024
- HNW clients · 39 to 38May 9, 2023 to Feb 5, 2024
- Individual clients · 31 to 34May 9, 2023 to Feb 5, 2024
- Pension plan clients · unset to 1.0May 9, 2023 to Feb 5, 2024
- Employees · 3 to 2May 9, 2023 to Feb 5, 2024
- State-registered IARs · 2 to 1May 9, 2023 to Feb 5, 2024
- Discretionary RAUM · $111M to $120MMay 9, 2023 to Feb 5, 2024
- HNW RAUM · $94.0M to $102MMay 9, 2023 to Feb 5, 2024
- Individual RAUM · $16.8M to $17.4MMay 9, 2023 to Feb 5, 2024
- Pension RAUM · $446,769 to $599,645May 9, 2023 to Feb 5, 2024
- RAUM · $111M to $120MMay 9, 2023 to Feb 5, 2024
- Accounts · 97 to 175Jun 22, 2012 to May 9, 2023
- Advisory employees · unset to 2.0Jun 22, 2012 to May 9, 2023
- HNW clients · unset to 39.0Jun 22, 2012 to May 9, 2023
- Individual clients · unset to 31.0Jun 22, 2012 to May 9, 2023
- Employees · unset to 3.0Jun 22, 2012 to May 9, 2023
- State-registered IARs · 0 to 2Jun 22, 2012 to May 9, 2023
- Other offices · unset to 0.0Jun 22, 2012 to May 9, 2023
- Discretionary RAUM · $42.4M to $111MJun 22, 2012 to May 9, 2023
Signals
1 dated events
- Granite Value Capital, Llc filed its initial SEC registration (Form ADV)May 9, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- GRANITEVALUECAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 603-643-0770reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026