DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Squadron Capital Advisors Limited

Former SEC-registered adviserCentral, CRD 150214SEC 801-70201IAPD
Latest filing Mar 18, 2013
First filing on the tape Mar 29, 2012 · 5 filings
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
5
$829M gross assets
History
5 filings and snapshots on the tape
RAUM$2.0B as of Mar 18, 2013
Mar 29, 2012$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2013
Mar 29, 20120 then
Employees (5.A)19 as of Mar 18, 2013
Oct 29, 201219 then
Private funds5 as of Mar 18, 2013
Mar 29, 20125 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 18, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$407MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.3B, 5 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$1.3B for 5 clientsreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • May-Wei Joyce Chiong · Cco, Cfo, Directorcontrol
        since 10/2006 · owns less than 5%
      • Yeung Bun Jacob Chiu · Directorcontrol
        since 10/2006 · owns less than 5%
      • Ming Alice Chow · Directorcontrol
        since 10/2006 · owns less than 5%
      • Glen David Pierce · Directorcontrol
        since 05/2006 · owns less than 5%
      • Human Diana Frazier · General Partnercontrol
        since 01/2002 · owns F of Streamliner Partners, L.P.
      • Peter Louis Lawrence · General Partnercontrol
        since 01/2002 · owns F of Edgewater Investment Partners, L.P.
      Entity owners
      • Squadron Capital Management Limited · Shareholder
        direct · owns 75% or more
      • 1999 Lawrence Descendant'S Trust · Limited Partner
        indirect · owns 75% or more of Edgewater Investment Partners, L.P.
      • Edgewater Investment Partners, L.P. · Member
        indirect · owns 25% to 50% of Flag Capital Management, LLC
      • Flag Capital Management, LLC · Shareholder
        indirect · owns 75% or more of Squadron Capital Management Limited
      • Josh L. Frazier Exemption Trust Under The Diana H. Frazier 2000 Descendants Trust · Limited Partner
        indirect · owns 75% or more of Streamliner Partners, L.P.
      • Streamliner Partners, L.P. · Member
        indirect · owns 25% to 50% of Flag Capital Management, LLC
      Related persons
      Schedule D 7.A
      • Flag Asia Company III, L.P.
        pooled vehicle sponsorn
      • Flag Capital Management (Asia) Limited
        investment advisery
      • Highvista Private Capital Management LLC
        investment adviseryRAUM $6.5B
      • Flag Energy & Resources Partners II, L.P.
        pooled vehicle sponsorn
      • Flag Global Company, LLC
        pooled vehicle sponsorn
      • Flag International Company II, L.P.
        pooled vehicle sponsorn
      • Flag International Company III, L.P.
        pooled vehicle sponsorn
      • Flag International Company, L.P.
        pooled vehicle sponsorn
      • Flag Private Equity Company II, LLC
        pooled vehicle sponsorn
      • Flag Private Equity Company III, L.P.
        pooled vehicle sponsorn
      • Flag Private Equity Company IV, L.P.
        pooled vehicle sponsorn
      • Flag Private Equity Company V, L.P.
        pooled vehicle sponsorn
      • Flag Private Equity Company, LLC
        pooled vehicle sponsorn
      • Flag Real Assets Company, L.P.
        pooled vehicle sponsorn
      • Flag Real Estate Partners II, L.P.
        pooled vehicle sponsorn
      • Flag Venture Company II, LLC
        pooled vehicle sponsorn
      • Flag Venture Company III, LLC
        pooled vehicle sponsorn
      • Flag Venture Company IV, LLC
        pooled vehicle sponsorn
      • Flag Venture Company V, LLC
        pooled vehicle sponsorn
      • Flag Venture Company Vi, L.P.
        pooled vehicle sponsorn
      • Flag Venture Company Vii, L.P.
        pooled vehicle sponsorn
      • Flag Venture Company Viii, L.P.
        pooled vehicle sponsorn
      • Fof II Venture Company, LLC
        pooled vehicle sponsorn
      • Fof III Venture Company, LLC
        pooled vehicle sponsorn
      • Fof IV Venture Company, LLC
        pooled vehicle sponsorn
      • Fof V Venture Company, LLC
        pooled vehicle sponsorn
      • Next Generation Associates II, LLC
        pooled vehicle sponsorn
      • Next Generation Associates III, LLC
        pooled vehicle sponsorn
      • Next Generation Associates IV, LLC
        pooled vehicle sponsorn
      • Next Generation Associates V, L.P.
        pooled vehicle sponsorn
      Advisers that list Squadron Capital Advisors Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · unset to 10.0
        Apr 19, 2012 to Oct 29, 2012
      • Employees · unset to 19.0
        Apr 19, 2012 to Oct 29, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026