DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••••• P•••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 42 filings
SEC status approved since Jan 30, 2006
RAUM
$6.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
30 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
40
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$6.5B as of Mar 31, 2026
Mar 28, 2012$3.6B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2018$53.0M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)80 as of Mar 31, 2026
Mar 28, 201375 then
Private funds40 as of Mar 31, 2026
Mar 28, 201228 then
RAUM +13% over the last fiscal year+1.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $91.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.9B91%
- Charitable organizations$376M5.8%
- Insurance companies$151M2.3%
- State and municipal entities$48.9M0.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 71reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.09 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
49 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••••• V•••••• P••••••• X•• L• | Venture Capital Fund | $3.0B | 42 | Mar 29, 2019 |
| H•••••••• P•••••• E••••• I•• L• | Private Equity Fund | $655M | 74 | Mar 30, 2021 |
| H•••••••• P•••••• E••••• V•••• L• | Private Equity Fund | $561M | 104 | Mar 30, 2020 |
| H•••••••• P•••••• E••••• V••• L• | Private Equity Fund | $493M | 96 | Mar 30, 2018 |
| H•••••••• P•••••• E••••• X• L• | Private Equity Fund | $405M | 77 | Mar 28, 2024 |
| H•••••••• V•••••• P••••••• X• L• | Venture Capital Fund | $319M | 46 | Mar 24, 2016 |
| H•••••••• V•••••• P••••••• I•• L• | Venture Capital Fund | $307M | 82 | Mar 25, 2015 |
| H•••••••• P•••••• E••••• V•• L• | Private Equity Fund | $277M | 70 | Mar 24, 2016 |
| H•••••••• V•••••• P••••••• V•••• L• | Venture Capital Fund | $246M | 89 | Mar 28, 2012 |
| H•••••••• V•••••• P••••••• X••• L• | Venture Capital Fund | $177M | 65 | Mar 30, 2021 |
| H•••••••• V•••••• P••••••• X•••• L••• | Private Equity Fund | $162M | 103 | Mar 28, 2022 |
| H•••••••• V•••••• P••••••• V••• L• | Venture Capital Fund | $138M | 87 | Mar 28, 2012 |
| H•••••••• V•••••• P••••••• V•• L••• | Venture Capital Fund | $110M | 162 | Mar 28, 2012 |
| H•••••••• P•••••• E••••• V• L• | Private Equity Fund | $94.7M | 54 | Mar 28, 2012 |
| C••• P•••••• E••••• F•••• L••• | Private Equity Fund | $69.0M | 39 | Mar 30, 2020 |
| H•••••••• G••••• P•••••••• L• | Private Equity Fund | $38.4M | 35 | Mar 28, 2012 |
| H•••••••• I••••••••• P••••••• I•• L• | Private Equity Fund | $36.0M | 71 | Mar 28, 2012 |
| H•••••••• P•••••• E••••• I•• L••• | Private Equity Fund | $34.0M | 74 | Mar 28, 2012 |
| H•••••••• V•••••• P••••••• V••• S••••• L• | Venture Capital Fund | $34.0M | 6 | Mar 28, 2013 |
| H•••••••• P•••••• E••••• I••• L• | Private Equity Fund | $31.0M | 143 | Mar 28, 2012 |
| H•••••••• I••••••••• P•••••••• L• | Private Equity Fund | $30.5M | 142 | Mar 28, 2012 |
| H•••••••• V•••••• P••••••• V• L• | Venture Capital Fund | $29.9M | 131 | Mar 28, 2012 |
| H•••••••• P•••••• E••••• V• S••••• L••• | Private Equity Fund | $27.0M | 2 | Mar 30, 2021 |
| H•••••••• I••••••••• P••••••• I••• L• | Private Equity Fund | $24.5M | 18 | Mar 28, 2012 |
| B•••••••• M•••••• I• A••••••••• L•••no longer reported | Private Equity Fund | $23.2M | 2 | Mar 30, 2021 |
| H••• C•••••• I• L•no longer reported | Other Private Fund | $22.6M | 23 | Jan 22, 2014 |
| H•••••••• N•• V• L••• | Venture Capital Fund | $21.2M | 90 | Mar 28, 2012 |
| B•••••••• M•••••• M• A••••••••• L•••no longer reported | Private Equity Fund | $18.1M | 2 | Mar 30, 2021 |
| F••• V•••••• P••••••• I•• L•••no longer reported | Venture Capital Fund | $17.6M | 81 | Mar 28, 2012 |
| A••••••• N••• G••••••••• P••••••• I•• L•••no longer reported | Venture Capital Fund | $16.0M | 51 | Mar 28, 2012 |
| A••••••• F•• I•• L•••no longer reported | Venture Capital Fund | $14.3M | 6 | Mar 28, 2012 |
| H••• C•••••• I• P•••••••• L•no longer reported | Other Private Fund | $11.8M | 4 | Jan 22, 2014 |
| H•••••••• P•••••• E••••• V• S••••• L• | Private Equity Fund | $9.1M | 2 | Mar 30, 2021 |
| H•••••••• V•••••• P••••••• V••• S••••• L• | Venture Capital Fund | $7.9M | 3 | Mar 30, 2021 |
| A••••••• F•• V• L•••no longer reported | Venture Capital Fund | $7.1M | 65 | Mar 28, 2012 |
| A••••••• U••• P•••••• E••••• I•• L•••no longer reported | Private Equity Fund | $6.7M | 195 | Mar 28, 2012 |
| H•••••••• V•••••• P••••••• X• S••••• L• | Venture Capital Fund | $5.3M | 2 | Mar 30, 2021 |
| N••• G••••••••• P••••••• I•• L•••no longer reported | Venture Capital Fund | $4.9M | 39 | Mar 28, 2012 |
| H•••••••• V•••••• P••••••• X• S••••• L• | Venture Capital Fund | $4.5M | 2 | Mar 30, 2021 |
| H•••••••• V•••••• P••••••• V••• S••••• L• | Venture Capital Fund | $4.5M | 2 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• N•••••••• P•••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- C•••• L•••• H•••• · Partnercontrolsince 03/2024 · owns less than 5%
- L•••••• R•••••• A•••••• · Partner & G•••Ral Counselcontrolsince 10/2023 · owns less than 5%
- P•••• C•••••••• C•••••••• · Partnercontrolsince 10/2023 · owns less than 5%
- P•••••• A••••• F••••••• · Partnercontrolsince 10/2023 · owns less than 5%
- S•••••• R••••••• A•••• · Partnercontrolsince 10/2023 · owns less than 5%
- V••••••• R••••••• P• · Chief Financial Officercontrolsince 10/2023 · owns less than 5%
- P•••••• A••••• F••••••• · Partnercontrolsince 03/2017 · owns 25% to 50% of H•••••••• M••••••••• P••••••• L•
- S•••••• R••••••• A•••• · Partnercontrolsince 10/2021 · owns 25% to 50% of H•••••••• M••••••••• P••••••• L•
Entity owners
- H•••••••• S••••••••• L•• · Memberdirect · owns 75% or more
- H•••••••• M••••••••• P••••••• L• · Memberindirect · owns 75% or more of H•••••••• S••••••••• L••
Related persons
Schedule D 7.A
- C••• U• P•••••• E••••• F••• G• I•• L••pooled vehicle sponsorn
- C••• U• P•••••• E••••• F••• G•• L••pooled vehicle sponsorn
- F••• G••••• C••••••• L••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I•• L•••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I•• L••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I••• L•••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I••• L••pooled vehicle sponsorn
- F••• I••••••••• C••••••• L•••pooled vehicle sponsorn
- F••• I••••••••• C••••••• L••pooled vehicle sponsorn
- F••• O••••••• G•• L•••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I••• L•••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I••• L••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I•• L•••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I•• L••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• V• L•••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• V• L••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• V•• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• I•• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•• L•••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V••• L•••pooled vehicle sponsorn
- F••• V•••••• C•••••• V••• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•••• L•••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•••• L••pooled vehicle sponsorn
- H•••••••• C••• P•••••• E••••• F••• G•• L••pooled vehicle sponsorn
- H•••••••• G• H••••••• L•pooled vehicle sponsorn
- H•••••••• G• I•• L•••••• P•••••••••pooled vehicle sponsorn
- H•••••••• G• I• L•••••• P•••••••••pooled vehicle sponsorn
- H•••••••• G• I• L•••••• P•••••••••pooled vehicle sponsorn
Advisers that list H•••••••• P•••••• C•••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 63 to 71Jan 22, 2026 to Mar 31, 2026
- Pooled vehicle clients · 56 to 63Jan 22, 2026 to Mar 31, 2026
- Employees · 74 to 80Jan 22, 2026 to Mar 31, 2026
- Private funds · 35 to 40Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.8B to $6.5BJan 22, 2026 to Mar 31, 2026
- HNW RAUM · $2.6M to $0Jan 22, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $5.0B to $5.9BJan 22, 2026 to Mar 31, 2026
- RAUM · $5.8B to $6.5BJan 22, 2026 to Mar 31, 2026
- Accounts · 58 to 63Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 28 to 30Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 1 to 0Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 53 to 56Mar 28, 2024 to Mar 28, 2025
- Employees · 70 to 74Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 33 to 35Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.3B to $5.8BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $29.7M to $2.6MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.7B to $5.0BMar 28, 2024 to Mar 28, 2025
- RAUM · $5.3B to $5.8BMar 28, 2024 to Mar 28, 2025
- Accounts · 39 to 58Oct 23, 2023 to Mar 28, 2024
- Pooled vehicle clients · 32 to 53Oct 23, 2023 to Mar 28, 2024
- Employees · 66 to 70Oct 23, 2023 to Mar 28, 2024
- Private funds · 32 to 33Oct 23, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.0B to $5.3BOct 23, 2023 to Mar 28, 2024
- HNW RAUM · $29.6M to $29.7MOct 23, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.4B to $4.7BOct 23, 2023 to Mar 28, 2024
- RAUM · $5.0B to $5.3BOct 23, 2023 to Mar 28, 2024
- Accounts · 56 to 39Jun 30, 2023 to Oct 19, 2023
- Advisory employees · 23 to 28Jun 30, 2023 to Oct 19, 2023
- BD registered reps · 75 to 1Jun 30, 2023 to Oct 19, 2023
- Charity clients · 2.0 to unsetJun 30, 2023 to Oct 19, 2023
- Pension plan clients · 0.0 to unsetJun 30, 2023 to Oct 19, 2023
- Pooled vehicle clients · 54 to 32Jun 30, 2023 to Oct 19, 2023
- Assets in custody · $5.4B to $0Jun 30, 2023 to Oct 19, 2023
- Custody of client assets · true to falseJun 30, 2023 to Oct 19, 2023
- Employees · 291 to 66Jun 30, 2023 to Oct 19, 2023
- HQ city · PHILADELPHIA to B•••••Jun 30, 2023 to Oct 19, 2023
- HQ state · PA to MAJun 30, 2023 to Oct 19, 2023
- Other offices · 2 to 0Jun 30, 2023 to Oct 19, 2023
- Private funds · 40 to 32Jun 30, 2023 to Oct 19, 2023
Signals
29 dated events
- Patrick Nicholas Boston (Chief Compliance Officer) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Mar 28, 2024 · Control person joined · fact
- Henry Luke Chan (Partner) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Mar 28, 2024 · Control person joined · fact
- Ann Jennifer Nichols (Vice President) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2023-06-30, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Joseph James Oconnor (Chief Executive Officer) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2023-06-30, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Bernard Joseph Andolina (Chief Compliance Officer And Vice President) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2023-06-30, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Marie Jaclyn Matsick (Vice President) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2023-06-30, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Irma Marika Tooze (Vice President) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2023-06-30, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Robin Alan Goodson (Vice President) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2023-06-30, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Churchill Caroline Page (Partner) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Oct 19, 2023 · Control person joined · fact
- P Richard Vishton (Chief Financial Officer) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Oct 19, 2023 · Control person joined · fact
- Francois Andre Perold (Partner) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Oct 19, 2023 · Control person joined · fact
- Avram Raphael Schorr (Partner) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Oct 19, 2023 · Control person joined · fact
- Anthony Ronald Landen (Partner, General Counsel, & Chief Compliance Officer) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Oct 19, 2023 · Control person joined · fact
- Marie Jaclyn Matsick (Vice President) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Jun 30, 2023 · Control person joined · fact
- R. Gene Janvier (Vice President) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2023-03-30, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- T••••• E•••• S•••••••• (Chief Compliance Officer) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2022-12-05, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Thomas Christopher Demetriou (Chief Executive Officer) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2022-12-05, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Emerson Ralph Bassett (Director) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2022-11-09, absent 2022-12-05)Dec 5, 2022 · Control person left · inference
- Irma Marika Tooze (Vice President) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Dec 5, 2022 · Control person joined · fact
- T••••• E•••• S•••••••• (Chief Compliance Officer) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Mar 28, 2022 · Control person joined · fact
- Marie Kristen Cammarata (Chief Compliance Officer) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2022-01-07, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Emerson Ralph Bassett (Director) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Jul 6, 2021 · Control person joined · fact
- Lawrence Jeffrey Cotton (Vice President) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2019-09-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- (Nmn) Beverley Hendry (Chairman) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2019-09-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Bernard Joseph Andolina (Vice President) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- Joseph James Oconnor (Vice President) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- R. Gene Janvier (Vice President) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- Marie Kristen Cammarata (Chief Compliance Officer) appeared on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L••Apr 16, 2019 · Control person joined · fact
- Bernard Joseph Andolina (Vice President, Cco) no longer on Schedule A of H•••••••• P•••••• C•••••• M••••••••• L•• (listed 2019-03-29, absent 2019-04-16)Apr 16, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- H•••••••• P•••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H•••••••• P•••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
- H•••••••• P•••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/highvista-strategiesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- highvistastrategies.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-406-6500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H•••••••• P•••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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