DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

H•• P•••••• W•••••

Former SEC-registered adviserRoanoke, VirginiaCRD 150248SEC 801-113914IAPD
Legal name H••••••• • C•••••• W••••• M••••••••• L••
Latest filing Jul 11, 2022
First filing on the tape Mar 27, 2012 · 23 filings
RAUM
$166M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$146M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$166M as of Feb 8, 2022
Mar 27, 2012$46.0M then
HNW client RAUM$127M as of Feb 8, 2022
Mar 28, 2019$71.1M then
State-registered IARs (5.B.3)3 as of Feb 8, 2022
Mar 27, 20120 then
Employees (5.A)5 as of Feb 8, 2022
Mar 28, 20194 then
Private funds: no history
RAUM +16% over the last fiscal year+16% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Jul 11, 2022; every figure names its basis
RAUM per advisor
$55.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
35derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$278,522derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.0%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$127M77%
  • Pension and profit-sharing plans$19.8M12%
  • Individuals$18.5M11%
Individual clients
50reported
HNW clients
54reported
Pension plan clients
20reported
Charitable clients
0reported
Accounts
595reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H••••• I••• A•••••••• · Managing Partner & Chief Compliance Officercontrol
        since 01/2021 · owns less than 5%
      • H•••••••• B••••• H•••••• · Membercontrol
        since 04/2009 · owns less than 5%
      Entity owners
      • M••••• G••••• A••••••• I••• · Parent Company
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 632 to 595
        Feb 2, 2022 to Feb 8, 2022
      • HNW clients · 53 to 54
        Feb 2, 2022 to Feb 8, 2022
      • Individual clients · 47 to 50
        Feb 2, 2022 to Feb 8, 2022
      • Pension plan clients · 24 to 20
        Feb 2, 2022 to Feb 8, 2022
      • Discretionary RAUM · $143M to $166M
        Feb 2, 2022 to Feb 8, 2022
      • HNW RAUM · $107M to $127M
        Feb 2, 2022 to Feb 8, 2022
      • Individual RAUM · $17.1M to $18.5M
        Feb 2, 2022 to Feb 8, 2022
      • Pension RAUM · $18.8M to $19.8M
        Feb 2, 2022 to Feb 8, 2022
      • RAUM · $143M to $166M
        Feb 2, 2022 to Feb 8, 2022
      • Advisory employees · 2 to 3
        Apr 8, 2021 to May 6, 2021
      • Employees · 4 to 5
        Apr 8, 2021 to May 6, 2021
      • State-registered IARs · 2 to 3
        Apr 8, 2021 to May 6, 2021
      • Accounts · 583 to 632
        Jun 30, 2020 to Mar 8, 2021
      • HNW clients · 46 to 53
        Jun 30, 2020 to Mar 8, 2021
      • Individual clients · 46 to 47
        Jun 30, 2020 to Mar 8, 2021
      • Pension plan clients · 23 to 24
        Jun 30, 2020 to Mar 8, 2021
      • Financial planning clients · 51-100 to 101-250
        Jun 30, 2020 to Mar 8, 2021
      • Discretionary RAUM · $121M to $143M
        Jun 30, 2020 to Mar 8, 2021
      • HNW RAUM · $90.0M to $107M
        Jun 30, 2020 to Mar 8, 2021
      • Individual RAUM · $16.1M to $17.1M
        Jun 30, 2020 to Mar 8, 2021
      • Pension RAUM · $15.0M to $18.8M
        Jun 30, 2020 to Mar 8, 2021
      • RAUM · $121M to $143M
        Jun 30, 2020 to Mar 8, 2021
      • Advisory employees · 3 to 2
        Mar 10, 2020 to Mar 11, 2020
      • Employees · 5 to 4
        Mar 10, 2020 to Mar 11, 2020
      • State-registered IARs · 3 to 2
        Mar 10, 2020 to Mar 11, 2020
      • Other offices · 1 to 0
        Mar 10, 2020 to Mar 11, 2020
      • Accounts · 671 to 583
        Nov 1, 2019 to Mar 10, 2020
      • HNW clients · 33 to 46
        Nov 1, 2019 to Mar 10, 2020
      • Individual clients · 68 to 46
        Nov 1, 2019 to Mar 10, 2020
      • Pension plan clients · 21 to 23
        Nov 1, 2019 to Mar 10, 2020
      • Discretionary RAUM · $106M to $121M
        Nov 1, 2019 to Mar 10, 2020
      • HNW RAUM · $71.1M to $90.0M
        Nov 1, 2019 to Mar 10, 2020
      • Individual RAUM · $24.0M to $16.1M
        Nov 1, 2019 to Mar 10, 2020
      • Pension RAUM · $10.5M to $15.0M
        Nov 1, 2019 to Mar 10, 2020
      • RAUM · $106M to $121M
        Nov 1, 2019 to Mar 10, 2020
      • Advisory employees · 2 to 3
        Oct 25, 2019 to Nov 1, 2019
      • Employees · 4 to 5
        Oct 25, 2019 to Nov 1, 2019
      • State-registered IARs · 2 to 3
        Oct 25, 2019 to Nov 1, 2019
      • Business name · H••••••• • C•••••• W••••• M••••••••• L•• to H•• P•••••• W•••••
        Mar 28, 2019 to Oct 25, 2019
      • Other offices · 0 to 1
        Mar 28, 2019 to Oct 25, 2019
      Signals
      5 dated events
      • I•• A•••••••• H•••• left H•• P•••••• W••••• for M••••• G••••• A••••••• I••• (registered 2022-08-16)
        Feb 17, 2023 · Advisor changed firm · fact
      • T•••• B•••• H•••••• left H•• P•••••• W••••• for M••••• G••••• A••••••• I••• (registered 2022-07-29)
        Feb 17, 2023 · Advisor changed firm · fact
      • 2 advisors left H•• P•••••• W••••• (Roanoke, VA) for M••••• G••••• A••••••• I••• on the same day
        Feb 17, 2023 · Team lift-out · derived
      • Alexander Ian Hamre (Managing Partner) appeared on Schedule A of H•• P•••••• W•••••
        Mar 18, 2021 · Control person joined · fact
      • H••••••• • C•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jul 31, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026