DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Cloud Capital LLC
Latest filing Mar 31, 2025
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Jun 3, 2009
RAUM
$411M
reported, Item 5.F
Discretionary
4.9%
of RAUM
Private clients
4.9%
$20.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$411M as of Mar 31, 2025
Mar 30, 2012$185M then
HNW client RAUM$17.9M as of Mar 31, 2025
Mar 29, 2021$5.3M then
State-registered IARs (5.B.3)1 as of Mar 31, 2025
Apr 2, 20132 then
Employees (5.A)1 as of Mar 31, 2025
Apr 2, 20134 then
Private funds: no history
RAUM +2.4% over the last fiscal year-53% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2025; every figure names its basis
- RAUM per advisor
- $411MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $8.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 4.9%derivedof RAUM
- Institutional
- 76%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$311M94%
- High-net-worth individuals$17.9M5.4%
- Individuals$2.4M0.7%
- Individual clients
- 30reported
- HNW clients
- 10reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- Richard Randall Cloud to Trinity Investment AdvisorsDec 11, 2025 · Other
- Joshua Charles Peters to Cephas Fiduciary InvestmentsJan 30, 2020 · Other
Joined, latest
- Richard Randall Cloud from The Financial & Business Research CorporationJun 15, 2012 · Other
- Joshua Charles Peters from BraevestNov 4, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Randall Richard Cloud · Chief Compliance Officer, Managing Member, Directorcontrolsince 12/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Claremore, Ok | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 63 to 47Mar 27, 2024 to Mar 31, 2025
- HNW clients · 21 to 10Mar 27, 2024 to Mar 31, 2025
- Individual clients · 20 to 30Mar 27, 2024 to Mar 31, 2025
- Pension plan clients · unset to 3.0Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 31, 2025
- HQ city · unset to Mar 27, 2024 to Mar 31, 2025
- HQ state · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $13.9M to $20.3MMar 27, 2024 to Mar 31, 2025
- HNW RAUM · $13.6M to $17.9MMar 27, 2024 to Mar 31, 2025
- Individual RAUM · $350,000 to $2.4MMar 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $388M to $391MMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $268M to $311MMar 27, 2024 to Mar 31, 2025
- RAUM · $401M to $411MMar 27, 2024 to Mar 31, 2025
- Accounts · 34 to 63Mar 29, 2023 to Mar 27, 2024
- Advisory activities · 5 to 6Mar 29, 2023 to Mar 27, 2024
- Individual clients · unset to 20.0Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $567M to $13.9MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $12.3M to $13.6MMar 29, 2023 to Mar 27, 2024
- Individual RAUM · $450,000 to $350,000Mar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.5B to $388MMar 29, 2023 to Mar 27, 2024
- Pension RAUM · $554M to $268MMar 29, 2023 to Mar 27, 2024
- RAUM · $3.1B to $401MMar 29, 2023 to Mar 27, 2024
- Advisory activities · 4 to 5Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $617M to $567MMar 31, 2022 to Mar 29, 2023
- HNW RAUM · $6.5M to $12.3MMar 31, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $3.4B to $2.5BMar 31, 2022 to Mar 29, 2023
- Pension RAUM · $610M to $554MMar 31, 2022 to Mar 29, 2023
- RAUM · $4.0B to $3.1BMar 31, 2022 to Mar 29, 2023
- Accounts · 50 to 34Mar 29, 2021 to Mar 31, 2022
- Individual clients · 25.0 to unsetMar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $528M to $617MMar 29, 2021 to Mar 31, 2022
- HNW RAUM · $5.3M to $6.5MMar 29, 2021 to Mar 31, 2022
- Individual RAUM · $898,434 to $450,000Mar 29, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $1.1B to $3.4BMar 29, 2021 to Mar 31, 2022
- Pension RAUM · $522M to $610MMar 29, 2021 to Mar 31, 2022
- RAUM · $1.6B to $4.0BMar 29, 2021 to Mar 31, 2022
- Accounts · 49 to 50Jun 25, 2020 to Mar 29, 2021
- HNW clients · unset to 21.0Jun 25, 2020 to Mar 29, 2021
- Individual clients · 45 to 25Jun 25, 2020 to Mar 29, 2021
- Discretionary RAUM · $252M to $528MJun 25, 2020 to Mar 29, 2021
Signals
7 dated events
- Cloud Capital Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $410.9M)Jan 2, 2026 · Left the SEC roster · derived
- Richard Randall Cloud left Cloud Capital Llc for Trinity Investment Advisors (registered 2014-07-24)Dec 11, 2025 · Advisor changed firm · fact
- Cloud Capital Llc reported RAUM $401.4M, down 87% from $3.1B (2023-03-29 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Cloud Capital Llc reported RAUM $4.0B, up 145% from $1.6B (2021-03-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Cloud Capital Llc reported RAUM $1.2B, up 379% from $252.2M (2020-03-27 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Clinton Joel Peterson (Managing Member Of Peterson Ventures Iii) no longer on Schedule A of Cloud Capital Llc (listed 2018-03-20, absent 2019-03-15)Mar 15, 2019 · Control person left · inference
- Ann Valarie Ballein (Director Of Control Entity) no longer on Schedule A of Cloud Capital Llc (listed 2018-03-20, absent 2019-03-15)Mar 15, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026