RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I••••• L•• independent RIA currentsince Aug 30, 2021 · Indianapolis, In
- B••••• M••••••• M•••• M••••••••• I••• formerFeb 7, 2020 to Dec 4, 2020 · Bentonville, Ar
- C••••• F•••••••• I••••••••• unclassifiedAug 24, 2018 to Apr 23, 2019 · Jenks, Ok
- C•••• C•••••• L•• formerNov 4, 2011 to Jan 30, 2020 · Claremore, Ok
- B••••••• unclassifiedApr 6, 2009 to May 29, 2014 · Noble, Ok
- J• W• C••• A•••••••• I••• BD affiliatedMar 2, 2009 to Nov 29, 2010 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 25, 2007 to Dec 22, 2008 · Oklahoma City, Ok
- B••••• M••••••• M•••• M••••••••• I••• to I••••• L••left Dec 4, 2020, registered Aug 30, 2021 (269 days) · RIA to RIA
- C•••• C•••••• L•• to C••••• F•••••••• I•••••••••left Jan 30, 2020, registered Aug 24, 2018 (-524 days) · Other
- C••••• F•••••••• I••••••••• to B••••• M••••••• M•••• M••••••••• I•••left Apr 23, 2019, registered Feb 7, 2020 (290 days) · Other
- B••••••• to C•••• C•••••• L••left May 29, 2014, registered Nov 4, 2011 (-937 days) · Other
- J• W• C••• A•••••••• I••• to B•••••••left Nov 29, 2010, registered Apr 6, 2009 (-602 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J• W• C••• A•••••••• I•••left Dec 22, 2008, registered Mar 2, 2009 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address