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SEC-registered adviser

K••••• C•••••• M••••••••• L••

Independent wealth managerBellevue, WashingtonCRD 150342SEC 801-135032websiteIAPD
Latest filing Feb 11, 2026
First filing on the tape Jan 29, 2026 · 2 filings
SEC status approved since Jan 30, 2026
RAUM
$106M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$106M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$106M as of Feb 11, 2026
Jan 29, 2026$106M then
HNW client RAUM$89.7M as of Feb 11, 2026
Jan 29, 2026$91.0M then
State-registered IARs (5.B.3)1 as of Feb 11, 2026
Jan 29, 20261 then
Employees (5.A)1 as of Feb 11, 2026
Jan 29, 20261 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$106MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
84derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$543,283derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$89.7M85%
  • Individuals$16.2M15%
Individual clients
48reported
HNW clients
36reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
195reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D•••••• E••••• E••••••••Bellevue, WaJun 17, 200917 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • E••••••••• D••••••• E••••• · Managing Member And Chief Compliance Officercontrol
        since 04/2009 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 182 to 195
        Jan 29, 2026 to Feb 11, 2026
      • HNW clients · 35 to 36
        Jan 29, 2026 to Feb 11, 2026
      • Individual clients · 47 to 48
        Jan 29, 2026 to Feb 11, 2026
      • Discretionary RAUM · $106M to $106M
        Jan 29, 2026 to Feb 11, 2026
      • HNW RAUM · $91.0M to $89.7M
        Jan 29, 2026 to Feb 11, 2026
      • Individual RAUM · $15.1M to $16.2M
        Jan 29, 2026 to Feb 11, 2026
      • RAUM · $106M to $106M
        Jan 29, 2026 to Feb 11, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      425-449-8665reportedpublished by the firm, firm site, Sep 16, 2026
      Website
      K•••••CM.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      425-449-8665reportedpublic record, Form ADV, Feb 11, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $106Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026