DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• W••••• M••••••••• I•••
Latest filing Jul 16, 2026
First filing on the tape Mar 20, 2012 · 41 filings
SEC status approved since Mar 17, 2017
RAUM
$559M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
99%
$552M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$186M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$559M as of Jul 16, 2026
Mar 20, 2012$94.5M then
HNW client RAUM$457M as of Jul 16, 2026
Feb 21, 2018$122M then
State-registered IARs (5.B.3)3 as of Jul 16, 2026
Mar 20, 20120 then
Employees (5.A)11 as of Jul 16, 2026
Mar 19, 20133 then
Private funds: no history
RAUM +11% over the last fiscal year+29% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $186MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 126derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $374,375derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $534MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$457M82%
- Individuals$94.4M17%
- Pension and profit-sharing plans$5.5M1.0%
- Charitable organizations$1.6M0.3%
- Individual clients
- 223reported
- HNW clients
- 156reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,493reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• R••••• P••••••Certified Financial Planner | West Palm Beach, Fl | Oct 29, 2012 | 22 y | 1 |
| W•••••• Y•• F••Certified Financial Planner | Wheaton, Il | Feb 18, 2025 | 12 y | 0 |
| J•••••• H••••Certified Financial Planner | West Palm Beach, Fl | May 12, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- R••• L•• K•••••••• to H•••••• I••••••••• S•••••••• L••May 7, 2024 · RIA to RIA
- S•••••• T••• G••••••• to C••••••••• F•••••••• N••••••Nov 20, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- N••••• R••••• P•••••• from U•• F•••••••• S••••••• I•••Oct 29, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• N•••••• R••••• · Presidentcontrolsince 04/2015 · owns 75% or more
- D•••••• C•••••• S••• · Chief Compliance Officersince 05/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Palm Beach, Fl · principal | 3 | 0 | 0 | ||
| Wheaton, Il | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL4 employees
What changed
consecutive filings, newest first
- Accounts · 1,616 to 1,493Oct 30, 2025 to Mar 30, 2026
- HNW clients · 139 to 156Oct 30, 2025 to Mar 30, 2026
- Individual clients · 248 to 223Oct 30, 2025 to Mar 30, 2026
- State-registered IARs · 2 to 3Oct 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $481M to $536MOct 30, 2025 to Mar 30, 2026
- HNW RAUM · $395M to $457MOct 30, 2025 to Mar 30, 2026
- Individual RAUM · $104M to $94.4MOct 30, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $22.4M to $23.4MOct 30, 2025 to Mar 30, 2026
- Pension RAUM · $4.7M to $5.5MOct 30, 2025 to Mar 30, 2026
- RAUM · $504M to $559MOct 30, 2025 to Mar 30, 2026
- Financial planning clients · 251-500 to 251-500May 7, 2025 to Jun 27, 2025
- HQ city · WHEATON to WEST PALM BEACHMar 26, 2025 to May 7, 2025
- HQ state · IL to FLMar 26, 2025 to May 7, 2025
- Pension plan clients · 2.0 to unsetFeb 6, 2025 to Mar 26, 2025
- Accounts · 1,621 to 1,616Feb 6, 2025 to Mar 26, 2025
- Advisory employees · 4 to 5Feb 6, 2025 to Mar 26, 2025
- Charity clients · 1.0 to unsetFeb 6, 2025 to Mar 26, 2025
- HNW clients · 123 to 139Feb 6, 2025 to Mar 26, 2025
- Individual clients · 267 to 248Feb 6, 2025 to Mar 26, 2025
- State-registered IARs · 4 to 2Feb 6, 2025 to Mar 26, 2025
- Discretionary RAUM · $462M to $481MFeb 6, 2025 to Mar 26, 2025
- HNW RAUM · $386M to $395MFeb 6, 2025 to Mar 26, 2025
- Individual RAUM · $99.6M to $104MFeb 6, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $27.7M to $22.4MFeb 6, 2025 to Mar 26, 2025
- Pension RAUM · $4.1M to $4.7MFeb 6, 2025 to Mar 26, 2025
- RAUM · $489M to $504MFeb 6, 2025 to Mar 26, 2025
- Accounts · 972 to 1,621Oct 12, 2023 to Mar 26, 2024
- Advisory employees · 3 to 4Oct 12, 2023 to Mar 26, 2024
- Charity clients · 2 to 1Oct 12, 2023 to Mar 26, 2024
- HNW clients · 72 to 123Oct 12, 2023 to Mar 26, 2024
- Individual clients · 182 to 267Oct 12, 2023 to Mar 26, 2024
- Employees · 8 to 11Oct 12, 2023 to Mar 26, 2024
- Financial planning clients · 101-250 to 251-500Oct 12, 2023 to Mar 26, 2024
- State-registered IARs · 3 to 4Oct 12, 2023 to Mar 26, 2024
- Discretionary RAUM · $233M to $462MOct 12, 2023 to Mar 26, 2024
- HNW RAUM · $207M to $386MOct 12, 2023 to Mar 26, 2024
- Individual RAUM · $51.2M to $99.6MOct 12, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $28.2M to $27.7MOct 12, 2023 to Mar 26, 2024
- Pension RAUM · $3.0M to $4.1MOct 12, 2023 to Mar 26, 2024
- RAUM · $261M to $489MOct 12, 2023 to Mar 26, 2024
Signals
3 dated events
- R••• L•• K•••••••• left P•••••• W••••• M••••••••• I••• for H•••••• I••••••••• S•••••••• L•• (registered 2024-06-05)May 7, 2024 · Advisor changed firm · fact
- P•••••• W••••• M••••••••• I••• reported RAUM $489.4M, up 87% from $261.5M (2023-10-12 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- P•••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Feb 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@paulsonwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 630-517-2950reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 630-517-2951reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 407-957-0074reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- P••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-957-0074reportedpublic record, Form ADV, Jul 16, 2026
- Contact form
- paulsonwealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- paulsonwealth.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $186Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026