DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••• W••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 29, 2012 · 31 filings
SEC status approved since Feb 19, 2020
RAUM
$368M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$363M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$368M as of Mar 26, 2026
Feb 29, 2012$42.0M then
HNW client RAUM$287M as of Mar 26, 2026
Oct 15, 2020$132M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Feb 29, 20120 then
Employees (5.A)3 as of Mar 26, 2026
Oct 15, 20203 then
Private funds: no history
RAUM +9.7% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $249M, 256 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$287M78%
- Individuals$76.7M21%
- Corporations and businesses$4.2M1.1%
- Charitable organizations$538,0840.1%
- Individual clients
- 206reported
- HNW clients
- 52reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 344reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $249M for 256 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• A••••• S•••••Certified Financial Planner | Alamo, Ca | Jun 26, 2009 | 24 y | 4 |
| J•••• E••••• S••••• | San Ramon, Ca | Jun 26, 2009 | 19 y | 2 |
| C•••• E•••• B••••••Certified Financial Planner, Chartered Financial Analyst | Lafayette, Ca | Feb 13, 2018 | 32 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••• E•••• B•••••• from H••••••• C•••••• M••••••••• I•••Feb 13, 2018 · Other
- G••••• A••••• S••••• from M••••• S••••••Jun 26, 2009 · Other
- J•••• E••••• S••••• from M••••• S••••••Jun 26, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• G•••••• A••••• · Ceocontrolsince 06/2009 · owns less than 5%
- S•••••• J••••• E••••• · Cco, Coocontrolsince 06/2009 · owns less than 5%
- D•••••••• N•••••• A••••• · Co-Trusteecontrolsince 10/2009 · owns 25% to 50% of The Dsf Living Trust Dated October 8, 2004
- S•••••• G•••••• A••••• · Co-Trusteecontrolsince 10/2009 · owns 25% to 50% of The Dsf Living Trust Dated October 8, 2004
- S•••••• J••••• E••••• · Co-Trusteecontrolsince 10/2009 · owns 25% to 50% of The Salter/Stokes Family Trust Dated October 14, 2009
- S•••••• A••••••• M•••• · Co-Trusteecontrolsince 10/2009 · owns 25% to 50% of The Salter/Stokes Family Trust Dated October 14, 2009
Entity owners
- T•• D•• L••••• T•••• D•••• O•••••• 8• 2••• · Memberdirect · owns 50% to 75%
- T•• S••••••••• F••••• T•••• D•••• O•••••• 1•• 2••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Ramon, Ca | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 312 to 344Oct 3, 2025 to Mar 26, 2026
- HNW clients · 50 to 52Oct 3, 2025 to Mar 26, 2026
- Individual clients · 201 to 206Oct 3, 2025 to Mar 26, 2026
- Assets in custody · $246M to $249MOct 3, 2025 to Mar 26, 2026
- Discretionary RAUM · $331M to $364MOct 3, 2025 to Mar 26, 2026
- HNW RAUM · $281M to $287MOct 3, 2025 to Mar 26, 2026
- Individual RAUM · $49.0M to $76.7MOct 3, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $4.5M to $4.2MOct 3, 2025 to Mar 26, 2026
- RAUM · $336M to $368MOct 3, 2025 to Mar 26, 2026
- Financial planning clients · 51-100 to 51-100Jan 31, 2025 to Apr 1, 2025
- Accounts · 773 to 312Feb 9, 2024 to Jan 31, 2025
- HNW clients · 44 to 50Feb 9, 2024 to Jan 31, 2025
- Individual clients · 193 to 201Feb 9, 2024 to Jan 31, 2025
- Assets in custody · $189M to $246MFeb 9, 2024 to Jan 31, 2025
- HQ city · unset to Feb 9, 2024 to Jan 31, 2025
- HQ state · unset to Feb 9, 2024 to Jan 31, 2025
- Discretionary RAUM · $243M to $331MFeb 9, 2024 to Jan 31, 2025
- HNW RAUM · $216M to $281MFeb 9, 2024 to Jan 31, 2025
- Individual RAUM · $45.3M to $49.0MFeb 9, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $26.9M to $4.5MFeb 9, 2024 to Jan 31, 2025
- RAUM · $270M to $336MFeb 9, 2024 to Jan 31, 2025
- Accounts · 765 to 773Nov 17, 2023 to Feb 9, 2024
- Charity clients · 0.0 to unsetNov 17, 2023 to Feb 9, 2024
- HNW clients · 38 to 44Nov 17, 2023 to Feb 9, 2024
- Individual clients · 189 to 193Nov 17, 2023 to Feb 9, 2024
- Assets in custody · $140M to $189MNov 17, 2023 to Feb 9, 2024
- Discretionary RAUM · $177M to $243MNov 17, 2023 to Feb 9, 2024
- HNW RAUM · $162M to $216MNov 17, 2023 to Feb 9, 2024
- Individual RAUM · $32.9M to $45.3MNov 17, 2023 to Feb 9, 2024
- Non-discretionary RAUM · $26.0M to $26.9MNov 17, 2023 to Feb 9, 2024
- RAUM · $203M to $270MNov 17, 2023 to Feb 9, 2024
- Accounts · 780 to 765Nov 8, 2022 to Feb 24, 2023
- BD registered reps · 2 to 0Nov 8, 2022 to Feb 24, 2023
- HNW clients · 48 to 38Nov 8, 2022 to Feb 24, 2023
- Individual clients · 185 to 189Nov 8, 2022 to Feb 24, 2023
- Assets in custody · $144M to $140MNov 8, 2022 to Feb 24, 2023
- Financial planning clients · 26-50 to 51-100Nov 8, 2022 to Feb 24, 2023
- Discretionary RAUM · $227M to $177MNov 8, 2022 to Feb 24, 2023
- HNW RAUM · $208M to $162MNov 8, 2022 to Feb 24, 2023
- Individual RAUM · $32.3M to $32.9MNov 8, 2022 to Feb 24, 2023
Signals
3 dated events
- Marie Allison Stokes (Co-Trustee Of The Salter/Stokes Family Trust Dated October 14, 2009) appeared on Schedule A of Blossom Wealth Management, LlcAug 25, 2022 · Control person joined · fact
- Alyssa Nicole Davidson (Co-Trustee Of The Dsf Living Trust Dated October 8, 2004) appeared on Schedule A of Blossom Wealth Management, LlcAug 25, 2022 · Control person joined · fact
- Blossom Wealth Management, Llc filed its initial SEC registration (Form ADV)Jan 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@blossomwm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 877-665-8765reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 925-833-9999reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 925-899-1093reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/BLOSSOM-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- BLOSSOMWM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 925-833-9999reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026