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B•• C••••••

Independent wealth managerSEC-registered

Independent wealth manager, reporting $117M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$117M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
100% of RAUM, $117M
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 150430 · SEC 801-136551 · 6 filingsShow
CRD 150430SEC 801-136551Legal name B•• C•••••• C••••First filing on the tape Mar 30, 2012, latest Jul 22, 2026SEC status approved since Jul 22, 2026IAPD
RAUM
$117M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$117M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$117M as of Jul 22, 2026
Mar 30, 2012$35.2M then
HNW client RAUM: $117M
State-registered IARs (5.B.3)1 as of Jul 22, 2026
Mar 30, 20120 then
Employees (5.A): 2
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$117MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.8MderivedHNW RAUM over HNW clients
Average account
$5.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$117M100%
  • Individuals$28,6940.0%
Individual clients
n/areported
HNW clients
20reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
22reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B•••• A•••• S••••Memphis, TnApr 7, 201138 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • S••••• B••••• A•••• · President And Sole Shareholdercontrol
      since 05/1997 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • compensation changedChange between filings · filing Jul 22, 2026
      performance-based compensation (Item 5.E.6): no on the filing of 2012-06-26, yes on the filing of 2026-07-22
      peers: independent wealth managers, $100M to $500M (5,679)
    • business activity changedChange between filings · filing Jul 22, 2026
      pension consulting (Item 5.G.6): no on the filing of 2012-06-26, yes on the filing of 2026-07-22
      peers: independent wealth managers, $100M to $500M (5,679)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 87 to 22
      Jun 26, 2012 to Jul 22, 2026
    • Advisory employees · unset to 1.0
      Jun 26, 2012 to Jul 22, 2026
    • Advisory activities · 1 to 2
      Jun 26, 2012 to Jul 22, 2026
    • HNW clients · unset to 20.0
      Jun 26, 2012 to Jul 22, 2026
    • Assets in custody · unset to 57940000.0
      Jun 26, 2012 to Jul 22, 2026
    • Employees · unset to 2.0
      Jun 26, 2012 to Jul 22, 2026
    • Financial planning clients · unset to 11-25
      Jun 26, 2012 to Jul 22, 2026
    • HQ city · unset to
      Jun 26, 2012 to Jul 22, 2026
    • HQ state · unset to
      Jun 26, 2012 to Jul 22, 2026
    • State-registered IARs · 0 to 1
      Jun 26, 2012 to Jul 22, 2026
    • Other offices · unset to 0.0
      Jun 26, 2012 to Jul 22, 2026
    • Discretionary RAUM · $40.4M to $117M
      Jun 26, 2012 to Jul 22, 2026
    • HNW RAUM · unset to 116982231.0
      Jun 26, 2012 to Jul 22, 2026
    • Individual RAUM · unset to 28694.0
      Jun 26, 2012 to Jul 22, 2026
    • RAUM · $40.4M to $117M
      Jun 26, 2012 to Jul 22, 2026
    • Legal name · B•• C•••••• CORP to B•• C•••••• C••••
      Jun 26, 2012 to Jun 26, 2012
    • Discretionary RAUM · $35.2M to $40.4M
      Mar 30, 2012 to May 9, 2012
    • RAUM · $35.2M to $40.4M
      Mar 30, 2012 to May 9, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    ••• Lockedreportedpublic record, Form ADV, Jul 22, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $117Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026