DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• W••••• M•••••••••
Legal name M•••• B• I••••••••• G•••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 6, 2020 · 9 filings
SEC status approved since May 8, 2020
RAUM
$335M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$280M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$167M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$335M as of Mar 24, 2026
Mar 4, 2021$188M then
HNW client RAUM$245M as of Mar 24, 2026
Mar 4, 2021$147M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 4, 20214 then
Employees (5.A)2 as of Mar 24, 2026
Mar 4, 20214 then
Private funds: no history
RAUM +14% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $167MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 132derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $533,008derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$245M73%
- Pension and profit-sharing plans$47.3M14%
- Individuals$34.3M10%
- Corporations and businesses$5.1M1.5%
- Charitable organizations$2.8M0.8%
- Individual clients
- 114reported
- HNW clients
- 149reported
- Pension plan clients
- 32reported
- Charitable clients
- 6reported
- Accounts
- 628reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• J•••• B••• | Marietta, Ga | Mar 11, 2011 | 24 y | 1 |
| L••• K•• H••••Certified Financial Planner | Marietta, Ga | Apr 10, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••• J•••• B••• from 1••• C•••••• M••••••••• C••••••Mar 11, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• K••••••• J•••• · Chief Compliance Officercontrolsince 10/2011 · owns less than 5%
- B•••• M••••• E• · Managing Membercontrolsince 06/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marietta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 24, 2026commissions (Item 5.E.5): yes on the filing of 2025-04-24, no on the filing of 2026-03-24peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 657 to 628Apr 24, 2025 to Mar 24, 2026
- Charity clients · 2 to 6Apr 24, 2025 to Mar 24, 2026
- Corporate clients · 6 to 7Apr 24, 2025 to Mar 24, 2026
- HNW clients · 147 to 149Apr 24, 2025 to Mar 24, 2026
- Individual clients · 99 to 114Apr 24, 2025 to Mar 24, 2026
- Pension plan clients · 12 to 32Apr 24, 2025 to Mar 24, 2026
- Commission compensation · true to falseApr 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $294M to $335MApr 24, 2025 to Mar 24, 2026
- HNW RAUM · $232M to $245MApr 24, 2025 to Mar 24, 2026
- Individual RAUM · $25.7M to $34.3MApr 24, 2025 to Mar 24, 2026
- Pension RAUM · $29.7M to $47.3MApr 24, 2025 to Mar 24, 2026
- RAUM · $294M to $335MApr 24, 2025 to Mar 24, 2026
- Accounts · 639 to 657Apr 10, 2024 to Apr 24, 2025
- Individual clients · 136 to 99Apr 10, 2024 to Apr 24, 2025
- Pension plan clients · 14 to 12Apr 10, 2024 to Apr 24, 2025
- Financial planning clients · 251-500 to 101-250Apr 10, 2024 to Apr 24, 2025
- Discretionary RAUM · $250M to $294MApr 10, 2024 to Apr 24, 2025
- HNW RAUM · $182M to $232MApr 10, 2024 to Apr 24, 2025
- Individual RAUM · $35.0M to $25.7MApr 10, 2024 to Apr 24, 2025
- Pension RAUM · $27.2M to $29.7MApr 10, 2024 to Apr 24, 2025
- RAUM · $250M to $294MApr 10, 2024 to Apr 24, 2025
- Accounts · 622 to 639Feb 28, 2023 to Apr 10, 2024
- Advisory employees · 4 to 2Feb 28, 2023 to Apr 10, 2024
- Advisory activities · 1 to 4Feb 28, 2023 to Apr 10, 2024
- HNW clients · 174 to 147Feb 28, 2023 to Apr 10, 2024
- Individual clients · 123 to 136Feb 28, 2023 to Apr 10, 2024
- Pension plan clients · 15 to 14Feb 28, 2023 to Apr 10, 2024
- Employees · 4 to 2Feb 28, 2023 to Apr 10, 2024
- Financial planning clients · 101-250 to 251-500Feb 28, 2023 to Apr 10, 2024
- State-registered IARs · 4 to 2Feb 28, 2023 to Apr 10, 2024
- Discretionary RAUM · $236M to $250MFeb 28, 2023 to Apr 10, 2024
- HNW RAUM · $181M to $182MFeb 28, 2023 to Apr 10, 2024
- Individual RAUM · $27.7M to $35.0MFeb 28, 2023 to Apr 10, 2024
- Pension RAUM · $21.4M to $27.2MFeb 28, 2023 to Apr 10, 2024
- RAUM · $236M to $250MFeb 28, 2023 to Apr 10, 2024
- Related insurance company · true to falseFeb 28, 2023 to Apr 10, 2024
- Accounts · 570 to 622Mar 15, 2022 to Feb 28, 2023
- HNW clients · 178 to 174Mar 15, 2022 to Feb 28, 2023
- Individual clients · 96 to 123Mar 15, 2022 to Feb 28, 2023
- Pension plan clients · 16 to 15Mar 15, 2022 to Feb 28, 2023
Signals
1 dated events
- B••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 6, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- l•••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 770-984-3770reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 770-984-2312reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/3344012reportedpublic record, Form ADV, Sep 19, 2026
- Website
- B•••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 770-984-2312reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $167Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026